Emtract Ingest
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Anti-Money Laundering Regulation
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Title (English)
Title (German)
Kind
Approval
Due Diligence
Governance
Other
Record Keeping
Reporting
Stakeholder Engagement
Frequency
Annual
Biennial
Continuous
Event-triggered
Monthly
One-time
Other
Quarterly
Weekly
Check frequency
Annual
Biennial
Continuous
Event-triggered
Monthly
One-time
Other
Quarterly
Weekly
Rule set
Regulation-wide (no rule set)
Obliged companies and professional operators
Football agents and professional football clubs
Parent companies of obliged groups
EU legal entities
Foreign legal entities with Union connections
Companies issuing or holding bearer shares
Companies trading goods or providing services
Complexity (0–5)
Business functions
Communications
Compliance
Executive
Finance
Human Resources
Legal
Operations
Other
Procurement
Product
Sales
Sustainability
Description (English)
Keep records of actions, decisions, supporting documents and justifications relating to customer due diligence, including refusals, terminations and alternative measures.
Description (German)
Maßnahmen, Entscheidungen, Belege und Begründungen zur Kundenprüfung aufzeichnen, einschließlich Ablehnungen, Beendigungen und alternativer Maßnahmen.
Affected products/services (English)
Customer due-diligence processes and related business relationships or transactions.
Affected products/services (German)
Kundenprüfungsprozesse und damit verbundene Geschäftsbeziehungen oder Transaktionen.
Checking responsibility (English)
Obliged entity; records must be available to supervisors and competent authorities.
Checking responsibility (German)
Verpflichtetes Unternehmen; Aufzeichnungen müssen Aufsichts- und zuständigen Behörden zur Verfügung stehen.
Check method (English)
Review of records and supporting documents.
Check method (German)
Prüfung der Aufzeichnungen und Belege.
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