Emtract Ingest
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Title (English)
Title (German)
Kind
Approval
Due Diligence
Governance
Other
Record Keeping
Reporting
Stakeholder Engagement
Frequency
Annual
Biennial
Continuous
Event-triggered
Monthly
One-time
Other
Quarterly
Weekly
Check frequency
Annual
Biennial
Continuous
Event-triggered
Monthly
One-time
Other
Quarterly
Weekly
Rule set
Regulation-wide (no rule set)
Obliged companies and professional operators
Football agents and professional football clubs
Parent companies of obliged groups
EU legal entities
Foreign legal entities with Union connections
Companies issuing or holding bearer shares
Companies trading goods or providing services
Complexity (0–5)
Business functions
Communications
Compliance
Executive
Finance
Human Resources
Legal
Operations
Other
Procurement
Product
Sales
Sustainability
Description (English)
Provide documented ongoing AML/CFT training and assess the skills, knowledge, good repute, honesty and integrity of employees, agents and distributors before they begin relevant activities and regularly thereafter.
Description (German)
Dokumentierte laufende AML/CFT-Schulungen durchführen und Fähigkeiten, Kenntnisse, Leumund, Ehrlichkeit und Integrität von Mitarbeitern, Agenten und Vertriebspartnern vor Beginn der Tätigkeit und danach regelmäßig bewerten.
Affected products/services (English)
Employees, comparable persons, agents and distributors involved in compliance.
Affected products/services (German)
Mitarbeiter, vergleichbare Personen, Agenten und Vertriebspartner, die an Compliance-Aufgaben beteiligt sind.
Checking responsibility (English)
Compliance officer and management body.
Checking responsibility (German)
Compliance-Beauftragter und Leitungsorgan.
Check method (English)
Training records and documented integrity assessments.
Check method (German)
Schulungsnachweise und dokumentierte Integritätsbewertungen.
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