Emtract Ingest
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Title (English)
Title (German)
Kind
Approval
Due Diligence
Governance
Other
Record Keeping
Reporting
Stakeholder Engagement
Frequency
Annual
Biennial
Continuous
Event-triggered
Monthly
One-time
Other
Quarterly
Weekly
Check frequency
Annual
Biennial
Continuous
Event-triggered
Monthly
One-time
Other
Quarterly
Weekly
Rule set
Regulation-wide (no rule set)
Obliged companies and professional operators
Football agents and professional football clubs
Parent companies of obliged groups
EU legal entities
Foreign legal entities with Union connections
Companies issuing or holding bearer shares
Companies trading goods or providing services
Complexity (0–5)
Business functions
Communications
Compliance
Executive
Finance
Human Resources
Legal
Operations
Other
Procurement
Product
Sales
Sustainability
Description (English)
Appoint a compliance manager and compliance officer, provide adequate staff and technology, protect their independence, ensure direct reporting lines and give them access to necessary information.
Description (German)
Einen Compliance-Manager und einen Compliance-Beauftragten ernennen, ausreichendes Personal und Technologie bereitstellen, ihre Unabhängigkeit schützen, direkte Berichtslinien sicherstellen und Zugang zu den erforderlichen Informationen gewähren.
Affected products/services (English)
The company’s AML/CFT compliance function.
Affected products/services (German)
Die AML/CFT-Compliance-Funktion des Unternehmens.
Checking responsibility (English)
Management body and supervisor.
Checking responsibility (German)
Leitungsorgan und Aufsichtsbehörde.
Check method (English)
Appointment records, resource allocation, reporting arrangements and protection measures.
Check method (German)
Ernennungsunterlagen, Ressourcenzuweisung, Berichtswege und Schutzmaßnahmen.
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