Edit obligation

Approval Due Diligence Governance Other Record Keeping Reporting Stakeholder Engagement

Annual Biennial Continuous Event-triggered Monthly One-time Other Quarterly Weekly

Annual Biennial Continuous Event-triggered Monthly One-time Other Quarterly Weekly

Regulation-wide (no rule set) Obliged companies and professional operators Football agents and professional football clubs Parent companies of obliged groups EU legal entities Foreign legal entities with Union connections Companies issuing or holding bearer shares Companies trading goods or providing services

Maintain proportionate written internal policies, procedures and controls covering AML/CFT, targeted financial sanctions, risk management, customer due diligence, reporting, record retention, staff integrity and training; keep them updated and obtain the required approvals.

Verhältnismäßige schriftliche interne Richtlinien, Verfahren und Kontrollen zu AML/CFT, gezielten Finanzsanktionen, Risikomanagement, Kundenprüfung, Meldungen, Aufbewahrung, Integrität und Schulung vorhalten, aktualisieren und genehmigen lassen.

All activities within the scope of the Regulation.

Alle Tätigkeiten im Anwendungsbereich der Verordnung.

Management body, compliance manager, compliance officer and independent audit function.

Leitungsorgan, Compliance-Manager, Compliance-Beauftragter und unabhängige Prüfungsfunktion.

Written policies, management approvals, internal controls and independent or external testing.

Schriftliche Richtlinien, Genehmigungen, interne Kontrollen sowie unabhängige oder externe Prüfungen.