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Anti-Money Laundering Regulation
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Title (English)
Title (German)
Obligations
Maintain internal AML/CFT policies and controls
Perform and document a business-wide risk assessment
Appoint and resource compliance functions
Train and assess relevant personnel
Apply customer due diligence
Record customer due-diligence decisions and supporting evidence
Report suspicious activity to the FIU
Refrain from suspicious transactions pending FIU instructions
Report beneficial-ownership discrepancies
Maintain and report beneficial-ownership information
Apply group-wide AML/CFT requirements
Control and document outsourcing
Retain AML/CFT records
Avoid anonymous instruments and bearer shares
Observe the large-cash payment limit
Description (English)
Create written policies covering risk assessment, customer due diligence, reporting, record retention, training and remedial actions; obtain management and compliance approvals and communicate them internally.
Description (German)
Schriftliche Richtlinien zu Risikobewertung, Kundenprüfung, Meldungen, Aufbewahrung, Schulung und Abhilfemaßnahmen erstellen, genehmigen lassen und intern kommunizieren.
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