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Delegated Directive on Sustainability Factors in Product Governance
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Title (English)
Title (German)
Kind
Approval
Due Diligence
Governance
Other
Record Keeping
Reporting
Stakeholder Engagement
Frequency
Annual
Biennial
Continuous
Event-triggered
Monthly
One-time
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Quarterly
Weekly
Check frequency
Annual
Biennial
Continuous
Event-triggered
Monthly
One-time
Other
Quarterly
Weekly
Rule set
Regulation-wide (no rule set)
Investment firms
Complexity (0–5)
Business functions
Communications
Compliance
Executive
Finance
Human Resources
Legal
Operations
Other
Procurement
Product
Sales
Sustainability
Description (English)
The company must appropriately identify and assess the circumstances and needs of the clients it intends to focus on to ensure that client interests are not compromised by commercial or funding pressures; it must also identify incompatible client groups, except where financial instruments consider sustainability factors.
Description (German)
Das Unternehmen muss die Umstände und Bedürfnisse der Kunden, auf die es sich konzentrieren will, angemessen identifizieren und bewerten, um eine Beeinträchtigung der Kundeninteressen durch kommerzielle oder finanzielle Belastungen zu verhindern; außerdem muss es inkompatible Kundengruppen identifizieren, außer bei Finanzinstrumenten, die Nachhaltigkeitsfaktoren berücksichtigen.
Affected products/services (English)
Clients the company intends to focus on and products and services offered or recommended
Affected products/services (German)
Kunden, auf die sich das Unternehmen konzentrieren will, sowie angebotene oder empfohlene Produkte und Dienstleistungen
Checking responsibility (English)
Checking responsibility (German)
Check method (English)
Check method (German)
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