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Delegated Directive on Sustainability Factors in Product Governance
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Title (English)
Title (German)
Kind
Approval
Due Diligence
Governance
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Record Keeping
Reporting
Stakeholder Engagement
Frequency
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Check frequency
Annual
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Monthly
One-time
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Rule set
Regulation-wide (no rule set)
Investment firms
Complexity (0–5)
Business functions
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Sustainability
Description (English)
The company must regularly review the financial instruments it manufactures, taking into account events that could materially affect potential risk to the identified target market. It must assess in particular whether the instrument remains consistent with the target market and whether it is distributed to that market.
Description (German)
Das Unternehmen muss die von ihm hergestellten Finanzinstrumente regelmäßig überprüfen und dabei Ereignisse berücksichtigen, die das potenzielle Risiko für den ermittelten Zielmarkt wesentlich beeinflussen könnten. Es muss insbesondere die fortbestehende Zielmarktkonformität und die Verteilung an den Zielmarkt prüfen.
Affected products/services (English)
Financial instruments manufactured by the company
Affected products/services (German)
Vom Unternehmen hergestellte Finanzinstrumente
Checking responsibility (English)
Checking responsibility (German)
Check method (English)
Check method (German)
Withdrawn at
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