Emtract Ingest
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MiFID II Delegated Regulation on Sustainability Preferences
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Title (English)
Title (German)
Kind
Approval
Due Diligence
Governance
Other
Record Keeping
Reporting
Stakeholder Engagement
Frequency
Annual
Biennial
Continuous
Event-triggered
Monthly
One-time
Other
Quarterly
Weekly
Check frequency
Annual
Biennial
Continuous
Event-triggered
Monthly
One-time
Other
Quarterly
Weekly
Rule set
Regulation-wide (no rule set)
Investment firms
Complexity (0–5)
Business functions
Communications
Compliance
Executive
Finance
Human Resources
Legal
Operations
Other
Procurement
Product
Sales
Sustainability
Description (English)
Provide the retail client with a report outlining the advice given and explaining how the recommendation is suitable, including how it addresses the client's investment objectives, personal circumstances, knowledge and experience, attitude to risk, capacity to sustain losses and sustainability preferences.
Description (German)
Dem Privatkunden einen Bericht über die erteilte Beratung bereitstellen und erläutern, wie die Empfehlung für ihn geeignet ist, einschließlich der Berücksichtigung seiner Anlageziele, persönlichen Umstände, Kenntnisse und Erfahrungen, Risikoeinstellung, Verlusttragfähigkeit und Nachhaltigkeitspräferenzen.
Affected products/services (English)
Investment advice provided to retail clients
Affected products/services (German)
Anlageberatung für Privatkunden
Checking responsibility (English)
Investment firm
Checking responsibility (German)
Wertpapierfirma
Check method (English)
Preparation of a report outlining and explaining the investment advice
Check method (German)
Erstellung eines Berichts mit Darstellung und Begründung der Anlageberatung
Withdrawn at
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