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MiFID II Delegated Regulation on Sustainability Preferences
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Title (English)
Title (German)
Kind
Approval
Due Diligence
Governance
Other
Record Keeping
Reporting
Stakeholder Engagement
Frequency
Annual
Biennial
Continuous
Event-triggered
Monthly
One-time
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Quarterly
Weekly
Check frequency
Annual
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Continuous
Event-triggered
Monthly
One-time
Other
Quarterly
Weekly
Rule set
Regulation-wide (no rule set)
Investment firms
Complexity (0–5)
Business functions
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Executive
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Procurement
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Sustainability
Description (English)
Where no financial instrument meets the client's sustainability preferences and the client adapts them, keep records of the client's decision, including the reasons for that decision.
Description (German)
Wenn kein Finanzinstrument die Nachhaltigkeitspräferenzen erfüllt und der Kunde diese anpasst, die Entscheidung des Kunden einschließlich der Gründe aufzeichnen.
Affected products/services (English)
Investment advice and portfolio management
Affected products/services (German)
Anlageberatung und Portfolioverwaltung
Checking responsibility (English)
Investment firm
Checking responsibility (German)
Wertpapierfirma
Check method (English)
Recording the client's decision, including the reasons for that decision
Check method (German)
Aufzeichnung der Kundenentscheidung einschließlich ihrer Gründe
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