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MiFID II Delegated Regulation on Sustainability Preferences
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Title (English)
Title (German)
Kind
Approval
Due Diligence
Governance
Other
Record Keeping
Reporting
Stakeholder Engagement
Frequency
Annual
Biennial
Continuous
Event-triggered
Monthly
One-time
Other
Quarterly
Weekly
Check frequency
Annual
Biennial
Continuous
Event-triggered
Monthly
One-time
Other
Quarterly
Weekly
Rule set
Regulation-wide (no rule set)
Investment firms
Complexity (0–5)
Business functions
Communications
Compliance
Executive
Finance
Human Resources
Legal
Operations
Other
Procurement
Product
Sales
Sustainability
Description (English)
Obtain information about the investment objectives of the client or potential client, including, where relevant, the desired investment term, risk-taking preferences, risk tolerance, investment purpose and sustainability preferences.
Description (German)
Informationen über die Anlageziele des Kunden oder potenziellen Kunden einholen, einschließlich gegebenenfalls des gewünschten Anlagezeitraums, der Risikoneigung, der Risikotoleranz, des Anlagezwecks und der Nachhaltigkeitspräferenzen.
Affected products/services (English)
Investment advice and portfolio management
Affected products/services (German)
Anlageberatung und Portfolioverwaltung
Checking responsibility (English)
Investment firm
Checking responsibility (German)
Wertpapierfirma
Check method (English)
Collection of client information on investment term, risk-taking preferences, risk tolerance, investment purpose and sustainability preferences
Check method (German)
Erhebung von Kundeninformationen zu Anlagehorizont, Risikoneigung, Risikotoleranz, Anlagezweck und Nachhaltigkeitspräferenzen
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