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MiFID II Delegated Regulation on Sustainability Preferences
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Title (English)
Title (German)
Kind
Approval
Due Diligence
Governance
Other
Record Keeping
Reporting
Stakeholder Engagement
Frequency
Annual
Biennial
Continuous
Event-triggered
Monthly
One-time
Other
Quarterly
Weekly
Check frequency
Annual
Biennial
Continuous
Event-triggered
Monthly
One-time
Other
Quarterly
Weekly
Rule set
Regulation-wide (no rule set)
Investment firms
Complexity (0–5)
Business functions
Communications
Compliance
Executive
Finance
Human Resources
Legal
Operations
Other
Procurement
Product
Sales
Sustainability
Description (English)
When identifying conflicts of interest potentially detrimental to a client, take into account whether the investment firm, a relevant person or a person linked by control falls within the specified minimum criteria.
Description (German)
Bei der Identifizierung potenziell kundenbeeinträchtigender Interessenkonflikte berücksichtigen, ob die Wertpapierfirma, eine relevante Person oder eine kontrollierende verbundene Person unter die genannten Mindestkriterien fällt.
Affected products/services (English)
Investment and ancillary services and related activities
Affected products/services (German)
Investment- und Nebendienstleistungen sowie damit verbundene Tätigkeiten
Checking responsibility (English)
Investment firm
Checking responsibility (German)
Wertpapierfirma
Check method (English)
Identification and assessment of potential conflicts of interest using the minimum criteria
Check method (German)
Identifizierung und Bewertung potenzieller Interessenkonflikte anhand der Mindestkriterien
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