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MiFID II Delegated Regulation on Sustainability Preferences
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Title (English)
Title (German)
Kind
Approval
Due Diligence
Governance
Other
Record Keeping
Reporting
Stakeholder Engagement
Frequency
Annual
Biennial
Continuous
Event-triggered
Monthly
One-time
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Quarterly
Weekly
Check frequency
Annual
Biennial
Continuous
Event-triggered
Monthly
One-time
Other
Quarterly
Weekly
Rule set
Regulation-wide (no rule set)
Investment firms
Complexity (0–5)
Business functions
Communications
Compliance
Executive
Finance
Human Resources
Legal
Operations
Other
Procurement
Product
Sales
Sustainability
Description (English)
Take sustainability risks into account when complying with the relevant requirements, while considering the nature, scale and complexity of the business and the nature and range of investment services and activities undertaken.
Description (German)
Nachhaltigkeitsrisiken bei der Erfüllung der einschlägigen Anforderungen berücksichtigen und dabei die Art, den Umfang und die Komplexität des Geschäfts sowie die Art und Bandbreite der erbrachten Wertpapierdienstleistungen und Tätigkeiten berücksichtigen.
Affected products/services (English)
Investment services and activities of investment firms
Affected products/services (German)
Investmentdienstleistungen und Anlagetätigkeiten von Wertpapierfirmen
Checking responsibility (English)
Investment firm
Checking responsibility (German)
Wertpapierfirma
Check method (English)
Review of risk-management requirements and sustainability risks taken into account
Check method (German)
Überprüfung der Risikomanagementanforderungen und der berücksichtigten Nachhaltigkeitsrisiken
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