Regulation (EU) 2019/1381 of the European Parliament and of the Council of 20 June 2019 on the transparency and sustainability of the EU risk assessment in the food chain and amending Regulations (EC) No 178/2002, (EC) No 1829/2003, (EC) No 1831/2003, (EC) No 2065/2003, (EC) No 1935/2004, (EC) No 1331/2008, (EC) No 1107/2009, (EU) 2015/2283 and Directive 2001/18/EC (Text with EEA relevance.)
Overview
- Source URL
- https://publications.europa.eu/resource/celex/32019R1381
- Name
- Regulation (EU) 2019/1381 of the European Parliament and of the Council of 20 June 2019 on the transparency and sustainability of the EU risk assessment in the food chain and amending Regulations (EC) No 178/2002, (EC) No 1829/2003, (EC) No 1831/2003, (EC) No 2065/2003, (EC) No 1935/2004, (EC) No 1331/2008, (EC) No 1107/2009, (EU) 2015/2283 and Directive 2001/18/EC (Text with EEA relevance.)
- Reference number
- 32019R1381
- Regulation
- Food Chain Risk Assessment Transparency Regulation
- Regulation crawler
- EUR-Lex Crawl
- Publish date
- 2019-06-20
- Updated date
- -
- Language
- en
- Summary URL
- https://publications.europa.eu/resource/legissum/sa0005
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- 314 KB
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Article 1 — Amendments to Regulation (EC) No 178/2002 Article 1 — Amendments to Regulation (EC) No 178/2002 Article 1 — Änderung der Verordnung (EG) Nr. 178/2002
Regulation (EC) No 178/2002 is amended as follows:
- (1) in Article 6, the following paragraph is added:
4. Risk communication shall fulfil the objectives and respect the general principles set out in Articles 8a and 8b.;
- (2) in Chapter II, the following Section is inserted:
Section 1a
Risk communication
Article 8aObjectives of risk communication
Taking into account the respective roles of risk assessors and risk managers, risk communication shall pursue the following objectives:
- (a) raise awareness and understanding of the specific issues under consideration, including in cases of divergences in scientific assessment, during the entire risk analysis process;
- (b) ensure consistency, transparency and clarity in formulating risk management recommendations and decisions;
- (c) provide a sound basis, including, where appropriate, a scientific basis, for understanding risk management decisions;
- (d) improve the overall effectiveness and efficiency of the risk analysis;
- (e) foster public understanding of the risk analysis, including of the respective tasks and responsibilities of risk assessors and risk managers to enhance confidence in its outcome;
- (f) ensure appropriate involvement of consumers, feed and food businesses, the academic community and all other interested parties;
- (g) ensure appropriate and transparent exchange of information with interested parties in relation to risks associated with the food chain;
- (h) ensure the provision of information to consumers about risk prevention strategies; and
- (i) contribute to the fight against the dissemination of false information and the sources thereof.
Article 8bGeneral principles of risk communication
Taking into account the respective roles of risk assessors and risk managers, risk communication shall:
- (a) ensure that accurate and all appropriate information is exchanged in an interactive and timely manner with all interested parties, based on the principles of transparency, openness, and responsiveness;
- (b) provide transparent information at each stage of the risk analysis process from the framing of requests for scientific advice to the provision of risk assessment and the adoption of risk management decisions, including information on how risk management decisions were reached and which factors were considered;
- (c) take into account risk perceptions of all interested parties;
- (d) facilitate understanding and dialogue amongst all interested parties; and
- (e) be clear and accessible, including to those not directly involved in the process or not having a scientific background, while duly respecting the applicable legal provisions on confidentiality and protection of personal data.
Article 8cGeneral plan for risk communication
1. The Commission shall adopt, by means of implementing acts, a general plan for risk communication in order to achieve the objectives set out in Article 8a, in accordance with the general principles set out in Article 8b. The Commission shall keep that general plan updated, taking into account technical and scientific progress and experience gained. Those implementing acts shall be adopted in accordance with the procedure referred to in Article 58(2). When preparing those implementing acts, the Commission shall consult the Authority.
2.
The general plan for risk communication shall promote an integrated risk communication framework to be followed both by the risk assessors and the risk managers in a coherent and systematic manner both at Union and national level. It shall:
- (a) identify the key factors that need to be taken into account when considering the type and level of risk communication activities needed;
- (b) identify the different types and levels of risk communication activities, and the appropriate main tools and channels to be used for risk communication purposes, taking into account the needs of relevant target audience groups;
- (c) establish appropriate mechanisms of coordination and cooperation in order to strengthen coherence of risk communication amongst risk assessors and risk managers; and
(d) establish appropriate mechanisms to ensure an open dialogue amongst consumers, food and feed businesses, the academic community and all other interested parties, and their appropriate involvement.;
- (3) in Article 22(7), the second subparagraph is replaced by the following:
It shall act in close cooperation with the competent bodies in the Member States that carry out similar tasks to those of the Authority and, where appropriate, with the relevant Union agencies.;
(4) Article 25 is amended as follows:
- (a) paragraph 1 is replaced by the following:
1. Each Member State shall nominate a member and an alternate member as its representatives to the Management Board. The members and alternate members thus nominated shall be appointed by the Council and have the right to vote.;
- (b) the following paragraphs are inserted:
1a.
In addition to members and alternate members referred to in paragraph 1, the Management Board shall include:
- **(a)** two members and two alternate members appointed by the Commission as its representatives, with the right to vote;
- **(b)** two members appointed by the European Parliament, with the right to vote;
- **(c)** four members and four alternate members with the right to vote as representatives of civil society and food chain interests, namely one member and one alternate member from consumer organisations, one member and one alternate member from environmental non-governmental organisations, one member and one alternate member from farmers organisations, and one member and one alternate member from industry organisations.
The members and alternate members referred to in point (c) of the first subparagraph shall be appointed by the Council in consultation with the European Parliament on the basis of a list which shall be drawn up by the Commission and sent to the Council. The list shall include more names than there are posts to be filled. The list drawn up by the Commission shall be forwarded to the European Parliament by the Council, together with the relevant background documents. As quickly as possible and at the latest within three months of the receipt of that list, the European Parliament may submit its views for consideration to the Council which shall then appoint those members.
1b. The members and the alternate members of the Management Board shall be nominated and appointed on the basis of their relevant experience and expertise in the field of food chain law and policy, including risk assessment, whilst ensuring that there is relevant expertise in the fields of managerial, administrative, financial and legal matters within the Management Board.;
- (c) paragraph 2 is replaced by the following:
2. The term of office of members and alternate members shall be four years and may be renewed. However, the term of office of the members and alternate members referred to in point (c) of the first subparagraph of paragraph 1a may be renewed only once.;
- (d) in paragraph 5, the second subparagraph is replaced by the following:
Unless otherwise provided, the Management Board shall act by a majority of its members. Alternate members shall represent the members in their absence and vote on their behalf.;
(5) Article 28 is amended as follows:
- (a) paragraph 5 is replaced by the following:
5. The members of the Scientific Committee who are not members of the Scientific Panels and the members of the Scientific Panels shall be appointed by the Management Board, acting upon a proposal from the Executive Director, for a five-year term of office, which may be renewed, following publication of a call for expression of interest in the Official Journal of the European Union, in relevant leading scientific publications and on the Authority's website. The Authority shall publish such a call for expression of interest after having informed the Member States about the necessary criteria and fields of expertise.
The Member States shall:
- **(a)** publish the call for expression of interest on the websites of their competent authorities and of their competent bodies which undertake tasks similar to those of the Authority;
- **(b)** inform relevant scientific organisations located on their territory;
- **(c)** encourage potential candidates to apply; and
- **(d)** take any other appropriate measures to support the call for expression of interest.;
- (b) the following paragraphs are inserted:
5a.
The members of the Scientific Committee who are not members of Scientific Panels and the members of the Scientific Panels shall be selected and appointed in accordance with the following procedure:
- **(a)** on the basis of the applications received to a call for expression of interest, the Executive Director shall draw up a draft list of suitable candidates including at least twice the number of candidates necessary to fill the posts in the Scientific Committee and the Scientific Panels and send the draft list to the Management Board, indicating the specific multidisciplinary expertise needed in each Scientific Panel;
- **(b)** on the basis of that draft list, the Management Board shall appoint the members of the Scientific Committee who are not members of the Scientific Panels and the members of the Scientific Panels and draw up the reserve list of candidates for the scientific Committee and the Scientific Panels;
- **(c)** the selection procedure and the appointments of the members of the Scientific Committee who are not members of the Scientific Panels and the members of the Scientific Panels shall be made on the basis of the following criteria:
- **(i)** a high level of scientific expertise;
- **(ii)** independence and absence of conflict of interests in accordance with Article 37(2) and the Authority's independence policy and implementation of that policy in respect of the members of the Scientific Panels;
- **(iii)** meeting the needs for the specific multi-disciplinary expertise of the Scientific Panel to which they will be appointed and the applicable language regime;
- (d) where candidates have equivalent scientific expertise, the Management Board shall ensure that the broadest possible geographical distribution is achieved in the appointments.
5b. When the Authority identifies that specific expertise is missing in one or several Scientific Panels, the Executive Director shall propose to the Management Board, in accordance with the procedure laid down in paragraphs 5 and 5a, the appointment of additional members of the relevant Scientific Panels.
5c. The Management Board shall adopt, on the basis of a proposal of the Executive Director, rules on the detailed organisation and timing of the procedures set up in paragraphs 5a and 5b.
5d. Member States and employers of the members of the Scientific Committee and of the Scientific Panels shall refrain from giving those members, or the external experts participating in the working groups of the Scientific Committee or the Scientific Panels, any instruction which is incompatible with the individual tasks of those members and experts, or with the tasks, responsibilities and independence of the Authority.
5e. The Authority shall support the tasks of the Scientific Committee and Scientific Panels by organising their work, in particular the preparatory work to be undertaken by the Authority's staff or by designated national scientific organisations referred to in Article 36, including by organising the possibility for preparing scientific opinions to be peer-reviewed by the Scientific Panels before they adopt them.
5f. Each Scientific Panel shall include a maximum of 21 members.
5g. Members of Scientific Panels shall have access to comprehensive training on the risk assessment.;
- (c) in paragraph 9, point (b) is replaced by the following:
(b) the number of members in each Scientific Panel but no more than the maximum number provided for in paragraph 5f.;
- (6) the following Articles are inserted:
Article 32aPre-submission advice
1. Where Union law contains provisions for the Authority to provide a scientific output, including a scientific opinion, the staff of the Authority shall, at the request of a potential applicant or notifier, provide advice on the rules applicable to, and the content required for, the application or notification, prior to its submission. Such advice provided by the staff of the Authority shall be without prejudice and non-committal as to any subsequent assessment of applications or notifications by the Scientific Panels. The staff of the Authority providing the advice shall not be involved in any preparatory scientific or technical work that is directly or indirectly relevant to the application or notification that is the subject of the advice.
2. The Authority shall publish general guidance on its website regarding the rules applicable to, and the content required for, applications and notifications, including, where appropriate, general guidance on the design of required studies.
Article 32bNotification of studies
1. The Authority shall establish and manage a database of studies commissioned or carried out by business operators to support an application or notification in relation to which Union law contains provisions for the Authority to provide a scientific output, including a scientific opinion.
2. For the purposes of paragraph 1, business operators shall, without delay, notify the Authority of the title and the scope of any study commissioned or carried out by them to support an application or a notification, as well as the laboratory or testing facility carrying out that study, and its starting and planned completion dates.
3. For the purposes of paragraph 1, laboratories and other testing facilities located in the Union shall also, without delay, notify the Authority of the title and the scope of any study commissioned by business operators and carried out by such laboratories or other testing facilities to support an application or a notification, its starting and planned completion dates, as well as the name of the business operator who commissioned such a study.This paragraph shall also apply, mutatis mutandis, to laboratories and other testing facilities located in third countries insofar as set out in relevant agreements and arrangements with those third countries, including as referred to in Article 49.
4. An application or notification shall not be considered valid or admissible where it is supported by studies that have not been previously notified in accordance with paragraph 2 or 3, unless the applicant or notifier provides a valid justification for the non-notification of such studies.Where studies have not been previously notified in accordance with paragraph 2 or 3, and where a valid justification has not been provided, an application or notification may be re-submitted, provided that the applicant or notifier notifies to the Authority those studies, in particular their title and their scope, the laboratory or testing facility carrying them out as well as their starting and planned completion dates.The assessment of the validity or the admissibility of such re-submitted application or notification shall commence six months after the notification of the studies pursuant to the second subparagraph.
5. An application or notification shall not be considered valid or admissible, where studies that have previously been notified in accordance with paragraph 2 or 3 are not included in the application or notification, unless the applicant or notifier provides a valid justification for the non-inclusion of such studies.Where the studies which have previously been notified in accordance with paragraph 2 or 3 were not included in the application or notification, and where a valid justification has not been provided, an application or notification may be resubmitted, provided that the applicant or notifier submits all the studies that were notified in accordance with paragraph 2 or 3.The assessment of the validity or admissibility of such re-submitted application or notification shall commence six months after the submission of the studies pursuant to the second subparagraph.
6. Where the Authority detects, during its risk assessment, that studies notified in accordance with paragraph 2 or 3 are not included in the corresponding application or notification in full, and in the absence of a valid justification of the applicant or notifier to that effect, the applicable time limits within which the Authority is required to deliver its scientific output shall be suspended. That suspension shall end six months after the submission of all data of those studies.
7. The Authority shall make public the notified information only in cases where it received a corresponding application or notification and after the Authority has decided on the disclosure of the accompanying studies in accordance with Articles 38 to 39e.
8. The Authority shall lay down the practical arrangements for implementing the provisions of this Article, including arrangements for requesting and making public the valid justifications in the cases referred to in paragraphs 4, 5 and 6. Those arrangements shall be in accordance with this Regulation and other relevant Union law.
Article 32cConsultation of third parties
1. Where the relevant Union law provides that an approval or an authorisation, including by means of a notification, may be renewed, the potential applicant or notifier for the renewal shall notify the Authority of the studies it intends to perform for that purpose, including information on how the various studies are to be carried out to ensure compliance with regulatory requirements. Following such notification of studies, the Authority shall launch a consultation of stakeholders and the public on the intended studies for renewal, including on the proposed design of studies. Taking into account the received comments from the stakeholders and the public which are relevant for the risk assessment of the intended renewal, the Authority shall provide advice on the content of the intended renewal application or notification, as well as on the design of the studies. The advice provided by the Authority shall be without prejudice and non-committal as to the subsequent assessment of the applications or notifications for renewal by the Scientific Panels.
2. The Authority shall consult stakeholders and the public on the basis of the non-confidential version of the application or notification made public by the Authority in accordance with Articles 38 to 39e, and immediately after such disclosure to the public, in order to identify whether other relevant scientific data or studies are available on the subject matter concerned by the application or notification. In duly justified cases, where there is a risk that the results of the public consultation performed in accordance with this paragraph cannot be given proper consideration because of the applicable time limits within which the Authority is required to deliver its scientific output, those time limits may be extended for a maximum period of seven weeks. This paragraph is without prejudice to the Authority's obligations under Article 33 and does not apply to the submission of any supplementary information by the applicants or notifiers during the risk assessment process.
3. The Authority shall lay down the practical arrangements for implementing the procedures referred to in this Article and Article 32a.
Article 32dVerification studiesWithout prejudice to the obligation on applicants to demonstrate the safety of a subject matter submitted to a system of authorisation, the Commission, in exceptional circumstances of serious controversies or conflicting results, may request the Authority to commission scientific studies with the objective of verifying evidence used in its risk assessment process. The studies commissioned may have a wider scope than the evidence subject to verification.;
(7) Article 38 is amended as follows:
(a) paragraph 1 is replaced by the following:
1.
The Authority shall carry out its activities with a high level of transparency. It shall in particular make public:
- (a) agendas, participant lists and minutes of the Management Board, the Advisory Forum, the Scientific Committee and the Scientific Panels and their working groups;
- (b) all its scientific outputs, including the opinions of the Scientific Committee and the Scientific Panels after adoption, minority opinions and results of consultations performed during the risk assessment process always being included;
- (c) scientific data, studies and other information supporting applications, including supplementary information supplied by applicants, as well as other scientific data and information supporting requests from the European Parliament, the Commission and the Member States for a scientific output, including a scientific opinion, taking into account the protection of confidential information and the protection of personal data in accordance with Articles 39 to 39e;
- (d) the information on which its scientific outputs, including scientific opinions are based, taking into account the protection of confidential information and the protection of personal data in accordance with Articles 39 to 39e;
- (e) the annual declarations of interest made by the members of the Management Board, the Executive Director and the members of the Advisory Forum, the Scientific Committee and the Scientific Panels, as well as the members of the working groups, and the declarations of interest made in relation to items on the agendas of meetings;
- (f) its scientific studies in accordance with Articles 32 and 32d;
- (g) the annual report of its activities;
- (h) requests from the European Parliament, from the Commission or from a Member State for scientific opinions which have been refused or modified and the justifications for the refusal or modification;
- (i) a summary of the advice provided to potential applicants at pre-submission phase pursuant to Articles 32a and 32c.
Information referred to in the first subparagraph shall be made public without delay, with the exception of the information referred to in point (c) thereof, as far as applications are concerned, and in point (i) thereof, which shall be made public without delay once an application has been considered valid or admissible.The information referred to in the second subparagraph shall be made public in a dedicated section of the Authority's website. That dedicated section shall be publicly available and easily accessible. That information shall be available to be downloaded, printed and searched through in an electronic format.;
- (b) the following paragraph is inserted:
1a.
The disclosure of the information referred to in points (c), (d) and (i) of the first subparagraph of paragraph 1 to the public shall be without prejudice to:
- (a) any existing rules concerning intellectual property rights which set out limitations on certain uses of the disclosed documents or their content; and
- (b) any provisions set out in Union law protecting the investment made by innovators in gathering the information and data supporting relevant applications for authorisations (data exclusivity rules).
The disclosure to the public of the information referred to in point (c) of the first subparagraph of paragraph 1 shall not be considered to be explicit or implicit permission or licence for the relevant data and information and their content to be used, reproduced, or otherwise exploited in breach of any intellectual property right or data exclusivity rules, and the Union shall not be responsible for its use by third parties. The Authority shall ensure that clear undertakings or signed statements are given to that effect by those who access the relevant information prior to its disclosure.;
- (c) paragraph 3 is replaced by the following:
3. The Authority shall lay down the practical arrangements for implementing the transparency rules referred to in paragraphs 1, 1a and 2 of this Article, taking into account Articles 39 to 39g and 41.;
- (8) Article 39 is replaced by the following:
Article 39Confidentiality
1. By way of derogation from Article 38, the Authority shall not make public any information for which confidential treatment has been requested under the conditions laid down in this Article.
2.
Upon the request of an applicant, the Authority may grant confidential treatment only with respect to the following items of information where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:
- (a) the manufacturing or production process, including the method and innovative aspects thereof, as well as other technical and industrial specifications inherent to that process or method, except for information which is relevant to the assessment of safety;
- (b) commercial links between a producer or importer and the applicant or the authorisation holder, where applicable;
- (c) commercial information revealing sourcing, market shares or business strategy of the applicant; and
- (d) quantitative composition of the subject matter of the request, except for information which is relevant to the assessment of safety.
3. The list of information referred to in paragraph 2 shall be without prejudice to any sectoral Union law.
4.
Notwithstanding paragraphs 2 and 3:
- (a) where urgent action is essential to protect human health, animal health or the environment, such as in emergency situations, the Authority may disclose the information referred to in paragraphs 2 and 3;
(b) information which forms part of conclusions of scientific outputs, including scientific opinions, delivered by the Authority and which relate to foreseeable effects on human health, animal health or the environment, shall nevertheless be made public.;
(9) the following Articles are inserted:
Article 39aConfidentiality request
1. When submitting an application, supporting scientific data and other supplementary information in accordance with Union law, the applicant may request certain parts of the information submitted to be treated as confidential in accordance with Article 39(2) and (3). Such request shall be accompanied by verifiable justification that demonstrates how making public the information concerned significantly harms the interests concerned in accordance with Article 39(2) and (3).
2. Where an applicant submits a confidentiality request, it shall provide a non-confidential version and a confidential version of the information submitted in accordance with standard data formats, where they exist, pursuant to Article 39f. The non-confidential version shall not include the information the applicant deems confidential on the basis of Article 39(2) and (3) and shall indicate the places where such information has been deleted. The confidential version shall contain all information submitted, including information the applicant deems confidential. Information requested to be treated as confidential in the confidential version shall be clearly marked. The applicant shall clearly indicate the grounds on the basis of which confidentiality is requested for the different pieces of information.
Article 39bDecision on confidentiality
1.
The Authority shall:
- (a) make public the non-confidential version of the application as submitted by the applicant without delay once that application has been considered valid or admissible;
- (b) proceed, without delay, to a concrete and individual examination of the confidentiality request in accordance with this Article;
- (c) inform the applicant in writing of its intention to disclose information and the reasons for that, before the Authority formally takes a decision on the confidentiality request. If the applicant disagrees with the assessment of the Authority, the applicant may state its views or withdraw its application within two weeks of the date on which it was notified of the Authority's position;
- (d) adopt a reasoned decision on the confidentiality request, taking into account the observations of the applicant, within 10 weeks of the date of receipt of the confidentiality request with respect to applications and without delay in the case of supplementary data and information; notify the applicant of its decision and provide information on the right to submit a confirmatory application in accordance with paragraph 2; and inform the Commission and the Member States, where appropriate, of its decision; and
- (e) make public any additional data and information for which the confidentiality request has not been accepted as justified at the earliest two weeks after the notification of its decision to the applicant has taken place pursuant to point (d).
2. Within two weeks of the notification of the Authority's decision on the confidentiality request to the applicant pursuant to paragraph 1, the applicant may submit a confirmatory application asking the Authority to reconsider its decision. The confirmatory application shall have suspensive effect. The Authority shall examine the grounds for the confirmatory application and shall adopt a reasoned decision on that confirmatory application. It shall notify the applicant of that decision within three weeks of submitting the confirmatory application and shall include in that notification information on the available remedies, namely an action before the Court of Justice of the European Union (the Court of Justice) against the Authority pursuant to paragraph 3. The Authority shall make public any additional data and information for which the confidentiality request has not been accepted by the Authority as justified, at the earliest two weeks after the notification of the Authority's reasoned decision on the confirmatory application to the applicant has taken place pursuant to this paragraph.
3. Decisions taken by the Authority pursuant to this Article may be subject to an action before the Court of Justice, under the conditions laid down in Articles 263 and 278 of the Treaty on the Functioning of the European Union (TFEU) respectively.
Article 39cReview of confidentialityBefore the Authority issues its scientific outputs, including scientific opinions, it shall review whether information that has been previously accepted as confidential may nevertheless be made public in accordance with point (b) of Article 39(4). Should that be the case, the Authority shall follow the procedure laid down in Article 39b, which shall apply mutatis mutandis.
Article 39dObligations with regard to confidentiality
1. The Authority shall make available, upon request, to the Commission and the Member States all information in its possession relating to an application or to a request by the European Parliament, by the Commission or by the Member States for a scientific output, including a scientific opinion, unless otherwise indicated in Union law.
2. The Commission and the Member States shall take the necessary measures so that information received by them under Union law for which confidential treatment has been requested is not made public until a decision on the confidentiality request has been taken by the Authority and has become final. The Commission and the Member States shall also take the necessary measures so that information for which confidential treatment has been accepted by the Authority is not made public.
3. If an applicant withdraws or has withdrawn an application, the Authority, the Commission and the Member States shall respect the confidentiality of information as granted by the Authority in accordance with Articles 39 to 39e. The application shall be considered withdrawn as of the moment the written request to that effect is received by the competent body that had received the original application. Where the withdrawal of the application takes place before a final decision on the confidentiality request has been adopted by the Authority pursuant to, where appropriate, Article 39b(1) or (2), the Commission, the Member States and the Authority, shall not make public the information for which confidentiality has been requested.
4. Members of the Management Board, the Executive Director, members of the Scientific Committee and Scientific Panels as well as external experts participating in their working groups, members of the Advisory Forum and members of the staff of the Authority, even after their duties have ceased, shall be subject to the requirements of the obligation of professional secrecy pursuant to Article 339 TFEU.
5. The Authority shall lay down in consultation with the Commission the practical arrangements for implementing the confidentiality rules laid down in Articles 39, 39a, 39b, 39e and in this Article, including arrangements concerning the submission and treatment of confidentiality requests with respect to information to be made public under Article 38, and taking into account Articles 39f and 39g. As regards Article 39b(2), the Authority shall ensure that appropriate separation of tasks is applied for the assessment of confirmatory applications.
Article 39eProtection of personal data
1.
With respect to requests for scientific outputs, including scientific opinions under Union law, the Authority shall always make public:
- (a) the name and address of the applicant;
- (b) the names of authors of published or publicly available studies supporting such requests; and
- (c) the names of all participants and observers in meetings of the Scientific Committee and the Scientific Panels, their working groups and any other ad hoc group meeting on the subject matter.
2. Notwithstanding paragraph 1, disclosure of names and addresses of natural persons involved in testing on vertebrate animals or in obtaining toxicological information shall be deemed to significantly harm the privacy and the integrity of those natural persons and shall not be made publicly available unless otherwise specified in Regulations (EU) 2016/679
Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data and repealing Directive 95/46/EC (General Data Protection Regulation) (OJ L 119, 4.5.2016, p. 1).
and (EU) 2018/1725
Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (OJ L 295, 21.11.2018, p. 39).;
of the European Parliament and of the Council.
3. Regulations (EU) 2016/679 and (EU) 2018/1725 shall apply to the processing of personal data carried out pursuant to this Regulation. Any personal data made public pursuant to Article 38 of this Regulation and this Article shall only be used to ensure the transparency of the risk assessment under this Regulation and shall not be further processed in a manner that is incompatible with these purposes, in accordance with point (b) of Article 5(1) of Regulation (EU) 2016/679 and point (b) of Article 4(1) of Regulation (EU) 2018/1725, as the case may be.
Article 39fStandard data formats
1.
For the purposes of point (c) of Article 38(1) and in order to ensure the efficient processing of requests to the Authority for a scientific output, standard data formats shall be adopted in accordance with paragraph 2 of this Article to allow documents to be submitted, searched, copied and printed, while ensuring compliance with regulatory requirements set out in Union law. Those standard data formats shall:
- (a) not be based on proprietary standards;
- (b) ensure interoperability with existing data submission approaches to the extent possible;
- (c) be user-friendly and adapted for the use by small and medium-sized enterprises.
2.
For the adoption of standard data formats referred to in paragraph 1, the following procedure shall be followed:
- (a) the Authority shall draw up draft standard data formats for the purposes of the different authorisation procedures and relevant requests for a scientific output by the European Parliament, by the Commission and by the Member States;
- (b) the Commission shall, taking into account the applicable requirements in the different authorisation procedures and other legal frameworks and following any necessary adaptations, adopt, by means of implementing acts, standard data formats. Those implementing acts shall be adopted in accordance with the procedure referred to in Article 58(2);
- (c) the Authority shall make the standard data formats, as adopted, available on its website;
- (d) where standard data formats have been adopted pursuant to this Article, applications as well as requests for a scientific output, including a scientific opinion by the European Parliament, by the Commission and by the Member States, shall only be submitted in accordance with those standard data formats.
Article 39gInformation systemsThe information systems operated by the Authority to store its data, including confidential and personal data shall be designed in a way that guarantees that any access to it is fully auditable and that the highest standards of security appropriate to the security risks at stake are attained, taking into account Articles 39 to 39f.
- (10) in Article 40(3), the second subparagraph is replaced by the following:
The Authority shall make public all scientific outputs including the scientific opinions issued by it and supporting scientific data and other information in accordance with Articles 38 to 39e.;
(11) Article 41 is amended as follows:
(a) paragraph 1 is replaced by the following:
1. Notwithstanding the rules on confidentiality provided for in Articles 39 to 39d of this Regulation, Regulation (EC) No 1049/2001 of the European Parliament and of the Council
Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and Commission documents (OJ L 145, 31.5.2001, p. 43).
shall apply to documents held by the Authority.Where environmental information is concerned, Regulation (EC) No 1367/2006 of the European Parliament and of the Council
Regulation (EC) No 1367/2006 of the European Parliament and of the Council of 6 September 2006 on the application of the provisions of the Aarhus Convention on Access to Information, Public Participation in Decision-making and Access to Justice in Environmental Matters to Community institutions and bodies (OJ L 264, 25.9.2006, p. 13).
shall also apply. Directive 2003/4/EC of the European Parliament and of the Council
Directive 2003/4/EC of the European Parliament and of the Council of 28 January 2003 on public access to environmental information and repealing Council Directive 90/313/EEC (OJ L 41, 14.2.2003, p. 26).;
shall apply to environmental information held by Member States, notwithstanding the rules on confidentiality provided for in Articles 39 to 39d of this Regulation.
- (b) paragraph 2 is replaced by the following:
2. The Management Board shall adopt the practical arrangements for implementing Regulation (EC) No 1049/2001 and Articles 6 and 7 of Regulation (EC) No 1367/2006 by 27 March 2020, ensuring as wide access as possible to documents in its possession.;
- (12) Article 61 is replaced by the following:
Article 61Review clause
1. The Commission shall ensure the regular review of the application of this Regulation.
2. By 28 March 2026, and every five years thereafter, the Commission shall evaluate the Authority's performance in relation to its objectives, mandate, tasks, procedures and location, in accordance with Commission guidelines. That evaluation shall also cover the impact of Article 32a on the functioning of the Authority with particular attention to the relevant workload and mobilisation of staff, and to any shifts in the allocation of the Authority's resources that may have taken place, at the expense of activities of public interest. That evaluation shall address the possible need to modify the mandate of the Authority, and the financial implications of any such modification.
3. In the evaluation referred to in paragraph 2, the Commission shall also evaluate whether the organisational framework of the Authority needs to be further updated with regard to decisions on requests for confidentiality and confirmatory applications, namely by setting up a specific Board of Appeal or by other appropriate means.
4. Where the Commission considers that the continued operation of the Authority is no longer justified with regard to its assigned objectives, mandate and tasks, it may propose that the relevant provisions of this Regulation be amended accordingly or repealed.
5. The Commission shall report to the European Parliament, to the Council and to the Management Board on the findings of its reviews and evaluations under this Article. Those findings shall be made public.;
- (13) the following Article is inserted:
Article 61aFact-finding missionsCommission experts shall perform fact-finding missions in Member States to assess the application, by laboratories and by other testing facilities, of the relevant standards for carrying out tests and studies submitted to the Authority as part of an application, as well as compliance with the notification obligation set out in Article 32b(3), by 28 March 2025. By that date, Commission experts shall also perform fact-finding missions to assess the application of those standards by laboratories and other testing facilities located in third countries insofar as set out in relevant agreements and arrangements with those third countries, including as referred to in Article 49.Non-compliance identified during those fact-finding missions shall be brought to the attention of the Commission, Member States, the Authority as well as the assessed laboratories and other testing facilities. The Commission, the Authority and Member States shall ensure the appropriate follow-up to such identified non-compliance.The outcome of these fact-finding missions shall be presented in an overview report. On the basis of that report, the Commission shall submit a legislative proposal, if appropriate, as regards, in particular, any necessary control procedures, including audits..
Regulation (EC) No 178/2002 is amended as follows:
- (1) in Article 6, the following paragraph is added:
4. Risk communication shall fulfil the objectives and respect the general principles set out in Articles 8a and 8b.;
- (2) in Chapter II, the following Section is inserted:
Section 1a
Risk communication
Article 8aObjectives of risk communication
Taking into account the respective roles of risk assessors and risk managers, risk communication shall pursue the following objectives:
- (a) raise awareness and understanding of the specific issues under consideration, including in cases of divergences in scientific assessment, during the entire risk analysis process;
- (b) ensure consistency, transparency and clarity in formulating risk management recommendations and decisions;
- (c) provide a sound basis, including, where appropriate, a scientific basis, for understanding risk management decisions;
- (d) improve the overall effectiveness and efficiency of the risk analysis;
- (e) foster public understanding of the risk analysis, including of the respective tasks and responsibilities of risk assessors and risk managers to enhance confidence in its outcome;
- (f) ensure appropriate involvement of consumers, feed and food businesses, the academic community and all other interested parties;
- (g) ensure appropriate and transparent exchange of information with interested parties in relation to risks associated with the food chain;
- (h) ensure the provision of information to consumers about risk prevention strategies; and
- (i) contribute to the fight against the dissemination of false information and the sources thereof.
Article 8bGeneral principles of risk communication
Taking into account the respective roles of risk assessors and risk managers, risk communication shall:
- (a) ensure that accurate and all appropriate information is exchanged in an interactive and timely manner with all interested parties, based on the principles of transparency, openness, and responsiveness;
- (b) provide transparent information at each stage of the risk analysis process from the framing of requests for scientific advice to the provision of risk assessment and the adoption of risk management decisions, including information on how risk management decisions were reached and which factors were considered;
- (c) take into account risk perceptions of all interested parties;
- (d) facilitate understanding and dialogue amongst all interested parties; and
- (e) be clear and accessible, including to those not directly involved in the process or not having a scientific background, while duly respecting the applicable legal provisions on confidentiality and protection of personal data.
Article 8cGeneral plan for risk communication
1. The Commission shall adopt, by means of implementing acts, a general plan for risk communication in order to achieve the objectives set out in Article 8a, in accordance with the general principles set out in Article 8b. The Commission shall keep that general plan updated, taking into account technical and scientific progress and experience gained. Those implementing acts shall be adopted in accordance with the procedure referred to in Article 58(2). When preparing those implementing acts, the Commission shall consult the Authority.
2.
The general plan for risk communication shall promote an integrated risk communication framework to be followed both by the risk assessors and the risk managers in a coherent and systematic manner both at Union and national level. It shall:
- (a) identify the key factors that need to be taken into account when considering the type and level of risk communication activities needed;
- (b) identify the different types and levels of risk communication activities, and the appropriate main tools and channels to be used for risk communication purposes, taking into account the needs of relevant target audience groups;
- (c) establish appropriate mechanisms of coordination and cooperation in order to strengthen coherence of risk communication amongst risk assessors and risk managers; and
(d) establish appropriate mechanisms to ensure an open dialogue amongst consumers, food and feed businesses, the academic community and all other interested parties, and their appropriate involvement.;
- (3) in Article 22(7), the second subparagraph is replaced by the following:
It shall act in close cooperation with the competent bodies in the Member States that carry out similar tasks to those of the Authority and, where appropriate, with the relevant Union agencies.;
(4) Article 25 is amended as follows:
- (a) paragraph 1 is replaced by the following:
1. Each Member State shall nominate a member and an alternate member as its representatives to the Management Board. The members and alternate members thus nominated shall be appointed by the Council and have the right to vote.;
- (b) the following paragraphs are inserted:
1a.
In addition to members and alternate members referred to in paragraph 1, the Management Board shall include:
- **(a)** two members and two alternate members appointed by the Commission as its representatives, with the right to vote;
- **(b)** two members appointed by the European Parliament, with the right to vote;
- **(c)** four members and four alternate members with the right to vote as representatives of civil society and food chain interests, namely one member and one alternate member from consumer organisations, one member and one alternate member from environmental non-governmental organisations, one member and one alternate member from farmers organisations, and one member and one alternate member from industry organisations.
The members and alternate members referred to in point (c) of the first subparagraph shall be appointed by the Council in consultation with the European Parliament on the basis of a list which shall be drawn up by the Commission and sent to the Council. The list shall include more names than there are posts to be filled. The list drawn up by the Commission shall be forwarded to the European Parliament by the Council, together with the relevant background documents. As quickly as possible and at the latest within three months of the receipt of that list, the European Parliament may submit its views for consideration to the Council which shall then appoint those members.
1b. The members and the alternate members of the Management Board shall be nominated and appointed on the basis of their relevant experience and expertise in the field of food chain law and policy, including risk assessment, whilst ensuring that there is relevant expertise in the fields of managerial, administrative, financial and legal matters within the Management Board.;
- (c) paragraph 2 is replaced by the following:
2. The term of office of members and alternate members shall be four years and may be renewed. However, the term of office of the members and alternate members referred to in point (c) of the first subparagraph of paragraph 1a may be renewed only once.;
- (d) in paragraph 5, the second subparagraph is replaced by the following:
Unless otherwise provided, the Management Board shall act by a majority of its members. Alternate members shall represent the members in their absence and vote on their behalf.;
(5) Article 28 is amended as follows:
- (a) paragraph 5 is replaced by the following:
5. The members of the Scientific Committee who are not members of the Scientific Panels and the members of the Scientific Panels shall be appointed by the Management Board, acting upon a proposal from the Executive Director, for a five-year term of office, which may be renewed, following publication of a call for expression of interest in the Official Journal of the European Union, in relevant leading scientific publications and on the Authority's website. The Authority shall publish such a call for expression of interest after having informed the Member States about the necessary criteria and fields of expertise.
The Member States shall:
- **(a)** publish the call for expression of interest on the websites of their competent authorities and of their competent bodies which undertake tasks similar to those of the Authority;
- **(b)** inform relevant scientific organisations located on their territory;
- **(c)** encourage potential candidates to apply; and
- **(d)** take any other appropriate measures to support the call for expression of interest.;
- (b) the following paragraphs are inserted:
5a.
The members of the Scientific Committee who are not members of Scientific Panels and the members of the Scientific Panels shall be selected and appointed in accordance with the following procedure:
- **(a)** on the basis of the applications received to a call for expression of interest, the Executive Director shall draw up a draft list of suitable candidates including at least twice the number of candidates necessary to fill the posts in the Scientific Committee and the Scientific Panels and send the draft list to the Management Board, indicating the specific multidisciplinary expertise needed in each Scientific Panel;
- **(b)** on the basis of that draft list, the Management Board shall appoint the members of the Scientific Committee who are not members of the Scientific Panels and the members of the Scientific Panels and draw up the reserve list of candidates for the scientific Committee and the Scientific Panels;
- **(c)** the selection procedure and the appointments of the members of the Scientific Committee who are not members of the Scientific Panels and the members of the Scientific Panels shall be made on the basis of the following criteria:
- **(i)** a high level of scientific expertise;
- **(ii)** independence and absence of conflict of interests in accordance with Article 37(2) and the Authority's independence policy and implementation of that policy in respect of the members of the Scientific Panels;
- **(iii)** meeting the needs for the specific multi-disciplinary expertise of the Scientific Panel to which they will be appointed and the applicable language regime;
- (d) where candidates have equivalent scientific expertise, the Management Board shall ensure that the broadest possible geographical distribution is achieved in the appointments.
5b. When the Authority identifies that specific expertise is missing in one or several Scientific Panels, the Executive Director shall propose to the Management Board, in accordance with the procedure laid down in paragraphs 5 and 5a, the appointment of additional members of the relevant Scientific Panels.
5c. The Management Board shall adopt, on the basis of a proposal of the Executive Director, rules on the detailed organisation and timing of the procedures set up in paragraphs 5a and 5b.
5d. Member States and employers of the members of the Scientific Committee and of the Scientific Panels shall refrain from giving those members, or the external experts participating in the working groups of the Scientific Committee or the Scientific Panels, any instruction which is incompatible with the individual tasks of those members and experts, or with the tasks, responsibilities and independence of the Authority.
5e. The Authority shall support the tasks of the Scientific Committee and Scientific Panels by organising their work, in particular the preparatory work to be undertaken by the Authority's staff or by designated national scientific organisations referred to in Article 36, including by organising the possibility for preparing scientific opinions to be peer-reviewed by the Scientific Panels before they adopt them.
5f. Each Scientific Panel shall include a maximum of 21 members.
5g. Members of Scientific Panels shall have access to comprehensive training on the risk assessment.;
- (c) in paragraph 9, point (b) is replaced by the following:
(b) the number of members in each Scientific Panel but no more than the maximum number provided for in paragraph 5f.;
- (6) the following Articles are inserted:
Article 32aPre-submission advice
1. Where Union law contains provisions for the Authority to provide a scientific output, including a scientific opinion, the staff of the Authority shall, at the request of a potential applicant or notifier, provide advice on the rules applicable to, and the content required for, the application or notification, prior to its submission. Such advice provided by the staff of the Authority shall be without prejudice and non-committal as to any subsequent assessment of applications or notifications by the Scientific Panels. The staff of the Authority providing the advice shall not be involved in any preparatory scientific or technical work that is directly or indirectly relevant to the application or notification that is the subject of the advice.
2. The Authority shall publish general guidance on its website regarding the rules applicable to, and the content required for, applications and notifications, including, where appropriate, general guidance on the design of required studies.
Article 32bNotification of studies
1. The Authority shall establish and manage a database of studies commissioned or carried out by business operators to support an application or notification in relation to which Union law contains provisions for the Authority to provide a scientific output, including a scientific opinion.
2. For the purposes of paragraph 1, business operators shall, without delay, notify the Authority of the title and the scope of any study commissioned or carried out by them to support an application or a notification, as well as the laboratory or testing facility carrying out that study, and its starting and planned completion dates.
3. For the purposes of paragraph 1, laboratories and other testing facilities located in the Union shall also, without delay, notify the Authority of the title and the scope of any study commissioned by business operators and carried out by such laboratories or other testing facilities to support an application or a notification, its starting and planned completion dates, as well as the name of the business operator who commissioned such a study.This paragraph shall also apply, mutatis mutandis, to laboratories and other testing facilities located in third countries insofar as set out in relevant agreements and arrangements with those third countries, including as referred to in Article 49.
4. An application or notification shall not be considered valid or admissible where it is supported by studies that have not been previously notified in accordance with paragraph 2 or 3, unless the applicant or notifier provides a valid justification for the non-notification of such studies.Where studies have not been previously notified in accordance with paragraph 2 or 3, and where a valid justification has not been provided, an application or notification may be re-submitted, provided that the applicant or notifier notifies to the Authority those studies, in particular their title and their scope, the laboratory or testing facility carrying them out as well as their starting and planned completion dates.The assessment of the validity or the admissibility of such re-submitted application or notification shall commence six months after the notification of the studies pursuant to the second subparagraph.
5. An application or notification shall not be considered valid or admissible, where studies that have previously been notified in accordance with paragraph 2 or 3 are not included in the application or notification, unless the applicant or notifier provides a valid justification for the non-inclusion of such studies.Where the studies which have previously been notified in accordance with paragraph 2 or 3 were not included in the application or notification, and where a valid justification has not been provided, an application or notification may be resubmitted, provided that the applicant or notifier submits all the studies that were notified in accordance with paragraph 2 or 3.The assessment of the validity or admissibility of such re-submitted application or notification shall commence six months after the submission of the studies pursuant to the second subparagraph.
6. Where the Authority detects, during its risk assessment, that studies notified in accordance with paragraph 2 or 3 are not included in the corresponding application or notification in full, and in the absence of a valid justification of the applicant or notifier to that effect, the applicable time limits within which the Authority is required to deliver its scientific output shall be suspended. That suspension shall end six months after the submission of all data of those studies.
7. The Authority shall make public the notified information only in cases where it received a corresponding application or notification and after the Authority has decided on the disclosure of the accompanying studies in accordance with Articles 38 to 39e.
8. The Authority shall lay down the practical arrangements for implementing the provisions of this Article, including arrangements for requesting and making public the valid justifications in the cases referred to in paragraphs 4, 5 and 6. Those arrangements shall be in accordance with this Regulation and other relevant Union law.
Article 32cConsultation of third parties
1. Where the relevant Union law provides that an approval or an authorisation, including by means of a notification, may be renewed, the potential applicant or notifier for the renewal shall notify the Authority of the studies it intends to perform for that purpose, including information on how the various studies are to be carried out to ensure compliance with regulatory requirements. Following such notification of studies, the Authority shall launch a consultation of stakeholders and the public on the intended studies for renewal, including on the proposed design of studies. Taking into account the received comments from the stakeholders and the public which are relevant for the risk assessment of the intended renewal, the Authority shall provide advice on the content of the intended renewal application or notification, as well as on the design of the studies. The advice provided by the Authority shall be without prejudice and non-committal as to the subsequent assessment of the applications or notifications for renewal by the Scientific Panels.
2. The Authority shall consult stakeholders and the public on the basis of the non-confidential version of the application or notification made public by the Authority in accordance with Articles 38 to 39e, and immediately after such disclosure to the public, in order to identify whether other relevant scientific data or studies are available on the subject matter concerned by the application or notification. In duly justified cases, where there is a risk that the results of the public consultation performed in accordance with this paragraph cannot be given proper consideration because of the applicable time limits within which the Authority is required to deliver its scientific output, those time limits may be extended for a maximum period of seven weeks. This paragraph is without prejudice to the Authority's obligations under Article 33 and does not apply to the submission of any supplementary information by the applicants or notifiers during the risk assessment process.
3. The Authority shall lay down the practical arrangements for implementing the procedures referred to in this Article and Article 32a.
Article 32dVerification studiesWithout prejudice to the obligation on applicants to demonstrate the safety of a subject matter submitted to a system of authorisation, the Commission, in exceptional circumstances of serious controversies or conflicting results, may request the Authority to commission scientific studies with the objective of verifying evidence used in its risk assessment process. The studies commissioned may have a wider scope than the evidence subject to verification.;
(7) Article 38 is amended as follows:
(a) paragraph 1 is replaced by the following:
1.
The Authority shall carry out its activities with a high level of transparency. It shall in particular make public:
- (a) agendas, participant lists and minutes of the Management Board, the Advisory Forum, the Scientific Committee and the Scientific Panels and their working groups;
- (b) all its scientific outputs, including the opinions of the Scientific Committee and the Scientific Panels after adoption, minority opinions and results of consultations performed during the risk assessment process always being included;
- (c) scientific data, studies and other information supporting applications, including supplementary information supplied by applicants, as well as other scientific data and information supporting requests from the European Parliament, the Commission and the Member States for a scientific output, including a scientific opinion, taking into account the protection of confidential information and the protection of personal data in accordance with Articles 39 to 39e;
- (d) the information on which its scientific outputs, including scientific opinions are based, taking into account the protection of confidential information and the protection of personal data in accordance with Articles 39 to 39e;
- (e) the annual declarations of interest made by the members of the Management Board, the Executive Director and the members of the Advisory Forum, the Scientific Committee and the Scientific Panels, as well as the members of the working groups, and the declarations of interest made in relation to items on the agendas of meetings;
- (f) its scientific studies in accordance with Articles 32 and 32d;
- (g) the annual report of its activities;
- (h) requests from the European Parliament, from the Commission or from a Member State for scientific opinions which have been refused or modified and the justifications for the refusal or modification;
- (i) a summary of the advice provided to potential applicants at pre-submission phase pursuant to Articles 32a and 32c.
Information referred to in the first subparagraph shall be made public without delay, with the exception of the information referred to in point (c) thereof, as far as applications are concerned, and in point (i) thereof, which shall be made public without delay once an application has been considered valid or admissible.The information referred to in the second subparagraph shall be made public in a dedicated section of the Authority's website. That dedicated section shall be publicly available and easily accessible. That information shall be available to be downloaded, printed and searched through in an electronic format.;
- (b) the following paragraph is inserted:
1a.
The disclosure of the information referred to in points (c), (d) and (i) of the first subparagraph of paragraph 1 to the public shall be without prejudice to:
- (a) any existing rules concerning intellectual property rights which set out limitations on certain uses of the disclosed documents or their content; and
- (b) any provisions set out in Union law protecting the investment made by innovators in gathering the information and data supporting relevant applications for authorisations (data exclusivity rules).
The disclosure to the public of the information referred to in point (c) of the first subparagraph of paragraph 1 shall not be considered to be explicit or implicit permission or licence for the relevant data and information and their content to be used, reproduced, or otherwise exploited in breach of any intellectual property right or data exclusivity rules, and the Union shall not be responsible for its use by third parties. The Authority shall ensure that clear undertakings or signed statements are given to that effect by those who access the relevant information prior to its disclosure.;
- (c) paragraph 3 is replaced by the following:
3. The Authority shall lay down the practical arrangements for implementing the transparency rules referred to in paragraphs 1, 1a and 2 of this Article, taking into account Articles 39 to 39g and 41.;
- (8) Article 39 is replaced by the following:
Article 39Confidentiality
1. By way of derogation from Article 38, the Authority shall not make public any information for which confidential treatment has been requested under the conditions laid down in this Article.
2.
Upon the request of an applicant, the Authority may grant confidential treatment only with respect to the following items of information where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:
- (a) the manufacturing or production process, including the method and innovative aspects thereof, as well as other technical and industrial specifications inherent to that process or method, except for information which is relevant to the assessment of safety;
- (b) commercial links between a producer or importer and the applicant or the authorisation holder, where applicable;
- (c) commercial information revealing sourcing, market shares or business strategy of the applicant; and
- (d) quantitative composition of the subject matter of the request, except for information which is relevant to the assessment of safety.
3. The list of information referred to in paragraph 2 shall be without prejudice to any sectoral Union law.
4.
Notwithstanding paragraphs 2 and 3:
- (a) where urgent action is essential to protect human health, animal health or the environment, such as in emergency situations, the Authority may disclose the information referred to in paragraphs 2 and 3;
(b) information which forms part of conclusions of scientific outputs, including scientific opinions, delivered by the Authority and which relate to foreseeable effects on human health, animal health or the environment, shall nevertheless be made public.;
(9) the following Articles are inserted:
Article 39aConfidentiality request
1. When submitting an application, supporting scientific data and other supplementary information in accordance with Union law, the applicant may request certain parts of the information submitted to be treated as confidential in accordance with Article 39(2) and (3). Such request shall be accompanied by verifiable justification that demonstrates how making public the information concerned significantly harms the interests concerned in accordance with Article 39(2) and (3).
2. Where an applicant submits a confidentiality request, it shall provide a non-confidential version and a confidential version of the information submitted in accordance with standard data formats, where they exist, pursuant to Article 39f. The non-confidential version shall not include the information the applicant deems confidential on the basis of Article 39(2) and (3) and shall indicate the places where such information has been deleted. The confidential version shall contain all information submitted, including information the applicant deems confidential. Information requested to be treated as confidential in the confidential version shall be clearly marked. The applicant shall clearly indicate the grounds on the basis of which confidentiality is requested for the different pieces of information.
Article 39bDecision on confidentiality
1.
The Authority shall:
- (a) make public the non-confidential version of the application as submitted by the applicant without delay once that application has been considered valid or admissible;
- (b) proceed, without delay, to a concrete and individual examination of the confidentiality request in accordance with this Article;
- (c) inform the applicant in writing of its intention to disclose information and the reasons for that, before the Authority formally takes a decision on the confidentiality request. If the applicant disagrees with the assessment of the Authority, the applicant may state its views or withdraw its application within two weeks of the date on which it was notified of the Authority's position;
- (d) adopt a reasoned decision on the confidentiality request, taking into account the observations of the applicant, within 10 weeks of the date of receipt of the confidentiality request with respect to applications and without delay in the case of supplementary data and information; notify the applicant of its decision and provide information on the right to submit a confirmatory application in accordance with paragraph 2; and inform the Commission and the Member States, where appropriate, of its decision; and
- (e) make public any additional data and information for which the confidentiality request has not been accepted as justified at the earliest two weeks after the notification of its decision to the applicant has taken place pursuant to point (d).
2. Within two weeks of the notification of the Authority's decision on the confidentiality request to the applicant pursuant to paragraph 1, the applicant may submit a confirmatory application asking the Authority to reconsider its decision. The confirmatory application shall have suspensive effect. The Authority shall examine the grounds for the confirmatory application and shall adopt a reasoned decision on that confirmatory application. It shall notify the applicant of that decision within three weeks of submitting the confirmatory application and shall include in that notification information on the available remedies, namely an action before the Court of Justice of the European Union (the Court of Justice) against the Authority pursuant to paragraph 3. The Authority shall make public any additional data and information for which the confidentiality request has not been accepted by the Authority as justified, at the earliest two weeks after the notification of the Authority's reasoned decision on the confirmatory application to the applicant has taken place pursuant to this paragraph.
3. Decisions taken by the Authority pursuant to this Article may be subject to an action before the Court of Justice, under the conditions laid down in Articles 263 and 278 of the Treaty on the Functioning of the European Union (TFEU) respectively.
Article 39cReview of confidentialityBefore the Authority issues its scientific outputs, including scientific opinions, it shall review whether information that has been previously accepted as confidential may nevertheless be made public in accordance with point (b) of Article 39(4). Should that be the case, the Authority shall follow the procedure laid down in Article 39b, which shall apply mutatis mutandis.
Article 39dObligations with regard to confidentiality
1. The Authority shall make available, upon request, to the Commission and the Member States all information in its possession relating to an application or to a request by the European Parliament, by the Commission or by the Member States for a scientific output, including a scientific opinion, unless otherwise indicated in Union law.
2. The Commission and the Member States shall take the necessary measures so that information received by them under Union law for which confidential treatment has been requested is not made public until a decision on the confidentiality request has been taken by the Authority and has become final. The Commission and the Member States shall also take the necessary measures so that information for which confidential treatment has been accepted by the Authority is not made public.
3. If an applicant withdraws or has withdrawn an application, the Authority, the Commission and the Member States shall respect the confidentiality of information as granted by the Authority in accordance with Articles 39 to 39e. The application shall be considered withdrawn as of the moment the written request to that effect is received by the competent body that had received the original application. Where the withdrawal of the application takes place before a final decision on the confidentiality request has been adopted by the Authority pursuant to, where appropriate, Article 39b(1) or (2), the Commission, the Member States and the Authority, shall not make public the information for which confidentiality has been requested.
4. Members of the Management Board, the Executive Director, members of the Scientific Committee and Scientific Panels as well as external experts participating in their working groups, members of the Advisory Forum and members of the staff of the Authority, even after their duties have ceased, shall be subject to the requirements of the obligation of professional secrecy pursuant to Article 339 TFEU.
5. The Authority shall lay down in consultation with the Commission the practical arrangements for implementing the confidentiality rules laid down in Articles 39, 39a, 39b, 39e and in this Article, including arrangements concerning the submission and treatment of confidentiality requests with respect to information to be made public under Article 38, and taking into account Articles 39f and 39g. As regards Article 39b(2), the Authority shall ensure that appropriate separation of tasks is applied for the assessment of confirmatory applications.
Article 39eProtection of personal data
1.
With respect to requests for scientific outputs, including scientific opinions under Union law, the Authority shall always make public:
- (a) the name and address of the applicant;
- (b) the names of authors of published or publicly available studies supporting such requests; and
- (c) the names of all participants and observers in meetings of the Scientific Committee and the Scientific Panels, their working groups and any other ad hoc group meeting on the subject matter.
2. Notwithstanding paragraph 1, disclosure of names and addresses of natural persons involved in testing on vertebrate animals or in obtaining toxicological information shall be deemed to significantly harm the privacy and the integrity of those natural persons and shall not be made publicly available unless otherwise specified in Regulations (EU) 2016/679
Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data and repealing Directive 95/46/EC (General Data Protection Regulation) (OJ L 119, 4.5.2016, p. 1).
and (EU) 2018/1725
Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (OJ L 295, 21.11.2018, p. 39).;
of the European Parliament and of the Council.
3. Regulations (EU) 2016/679 and (EU) 2018/1725 shall apply to the processing of personal data carried out pursuant to this Regulation. Any personal data made public pursuant to Article 38 of this Regulation and this Article shall only be used to ensure the transparency of the risk assessment under this Regulation and shall not be further processed in a manner that is incompatible with these purposes, in accordance with point (b) of Article 5(1) of Regulation (EU) 2016/679 and point (b) of Article 4(1) of Regulation (EU) 2018/1725, as the case may be.
Article 39fStandard data formats
1.
For the purposes of point (c) of Article 38(1) and in order to ensure the efficient processing of requests to the Authority for a scientific output, standard data formats shall be adopted in accordance with paragraph 2 of this Article to allow documents to be submitted, searched, copied and printed, while ensuring compliance with regulatory requirements set out in Union law. Those standard data formats shall:
- (a) not be based on proprietary standards;
- (b) ensure interoperability with existing data submission approaches to the extent possible;
- (c) be user-friendly and adapted for the use by small and medium-sized enterprises.
2.
For the adoption of standard data formats referred to in paragraph 1, the following procedure shall be followed:
- (a) the Authority shall draw up draft standard data formats for the purposes of the different authorisation procedures and relevant requests for a scientific output by the European Parliament, by the Commission and by the Member States;
- (b) the Commission shall, taking into account the applicable requirements in the different authorisation procedures and other legal frameworks and following any necessary adaptations, adopt, by means of implementing acts, standard data formats. Those implementing acts shall be adopted in accordance with the procedure referred to in Article 58(2);
- (c) the Authority shall make the standard data formats, as adopted, available on its website;
- (d) where standard data formats have been adopted pursuant to this Article, applications as well as requests for a scientific output, including a scientific opinion by the European Parliament, by the Commission and by the Member States, shall only be submitted in accordance with those standard data formats.
Article 39gInformation systemsThe information systems operated by the Authority to store its data, including confidential and personal data shall be designed in a way that guarantees that any access to it is fully auditable and that the highest standards of security appropriate to the security risks at stake are attained, taking into account Articles 39 to 39f.
- (10) in Article 40(3), the second subparagraph is replaced by the following:
The Authority shall make public all scientific outputs including the scientific opinions issued by it and supporting scientific data and other information in accordance with Articles 38 to 39e.;
(11) Article 41 is amended as follows:
(a) paragraph 1 is replaced by the following:
1. Notwithstanding the rules on confidentiality provided for in Articles 39 to 39d of this Regulation, Regulation (EC) No 1049/2001 of the European Parliament and of the Council
Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and Commission documents (OJ L 145, 31.5.2001, p. 43).
shall apply to documents held by the Authority.Where environmental information is concerned, Regulation (EC) No 1367/2006 of the European Parliament and of the Council
Regulation (EC) No 1367/2006 of the European Parliament and of the Council of 6 September 2006 on the application of the provisions of the Aarhus Convention on Access to Information, Public Participation in Decision-making and Access to Justice in Environmental Matters to Community institutions and bodies (OJ L 264, 25.9.2006, p. 13).
shall also apply. Directive 2003/4/EC of the European Parliament and of the Council
Directive 2003/4/EC of the European Parliament and of the Council of 28 January 2003 on public access to environmental information and repealing Council Directive 90/313/EEC (OJ L 41, 14.2.2003, p. 26).;
shall apply to environmental information held by Member States, notwithstanding the rules on confidentiality provided for in Articles 39 to 39d of this Regulation.
- (b) paragraph 2 is replaced by the following:
2. The Management Board shall adopt the practical arrangements for implementing Regulation (EC) No 1049/2001 and Articles 6 and 7 of Regulation (EC) No 1367/2006 by 27 March 2020, ensuring as wide access as possible to documents in its possession.;
- (12) Article 61 is replaced by the following:
Article 61Review clause
1. The Commission shall ensure the regular review of the application of this Regulation.
2. By 28 March 2026, and every five years thereafter, the Commission shall evaluate the Authority's performance in relation to its objectives, mandate, tasks, procedures and location, in accordance with Commission guidelines. That evaluation shall also cover the impact of Article 32a on the functioning of the Authority with particular attention to the relevant workload and mobilisation of staff, and to any shifts in the allocation of the Authority's resources that may have taken place, at the expense of activities of public interest. That evaluation shall address the possible need to modify the mandate of the Authority, and the financial implications of any such modification.
3. In the evaluation referred to in paragraph 2, the Commission shall also evaluate whether the organisational framework of the Authority needs to be further updated with regard to decisions on requests for confidentiality and confirmatory applications, namely by setting up a specific Board of Appeal or by other appropriate means.
4. Where the Commission considers that the continued operation of the Authority is no longer justified with regard to its assigned objectives, mandate and tasks, it may propose that the relevant provisions of this Regulation be amended accordingly or repealed.
5. The Commission shall report to the European Parliament, to the Council and to the Management Board on the findings of its reviews and evaluations under this Article. Those findings shall be made public.;
- (13) the following Article is inserted:
Article 61aFact-finding missionsCommission experts shall perform fact-finding missions in Member States to assess the application, by laboratories and by other testing facilities, of the relevant standards for carrying out tests and studies submitted to the Authority as part of an application, as well as compliance with the notification obligation set out in Article 32b(3), by 28 March 2025. By that date, Commission experts shall also perform fact-finding missions to assess the application of those standards by laboratories and other testing facilities located in third countries insofar as set out in relevant agreements and arrangements with those third countries, including as referred to in Article 49.Non-compliance identified during those fact-finding missions shall be brought to the attention of the Commission, Member States, the Authority as well as the assessed laboratories and other testing facilities. The Commission, the Authority and Member States shall ensure the appropriate follow-up to such identified non-compliance.The outcome of these fact-finding missions shall be presented in an overview report. On the basis of that report, the Commission shall submit a legislative proposal, if appropriate, as regards, in particular, any necessary control procedures, including audits..
Die Verordnung (EG) Nr. 178/2002 wird wie folgt geändert:
- 1. In Artikel 6 wird folgender Absatz angefügt:
(4)Die Risikokommunikation erfüllt die Ziele und entspricht den allgemeinen Grundsätzen, die in den Artikeln 8a und 8b festgelegt sind.
- 2. In Kapitel II wird folgender ABSCHNITT eingefügt:
Abschnitt 1a
Risikokommunikation
Artikel 8aZiele der Risikokommunikation
Unter Berücksichtigung der Aufgaben der Risikobewerter und der Risikomanager verfolgt die Risikokommunikation folgende Ziele:
- a) Sie schärft das Bewusstsein und fördert das Verständnis für die spezifischen Fragen, die während des gesamten Risikoanalyseprozesses geprüft werden, auch in Fällen, in denen es abweichende wissenschaftliche Bewertungen gibt,
- b) sie sorgt für Kohärenz, Transparenz und Klarheit bei der Ausarbeitung von Empfehlungen und Entscheidungen betreffend das Risikomanagement,
- c) sie bereitet eine solide Grundlage — gegebenenfalls auch eine wissenschaftliche Grundlage — für das Verständnis von Risikomanagemententscheidungen,
- d) sie verbessert die allgemeine Wirksamkeit und Effizienz der Risikoanalyse,
- e) sie sorgt dafür, dass die Öffentlichkeit die Risikoanalyse, einschließlich der jeweiligen Aufgaben und Zuständigkeiten der Risikobewerter und Risikomanager, besser versteht, damit das Vertrauen in deren Ergebnisse zunimmt,
- f) sie stellt sicher, dass Verbraucher, Lebensmittel- und Futtermittelunternehmen, die Wissenschaft und alle anderen interessierten Kreise in geeigneter Weise einbezogen werden,
- g) sie gewährleistet einen geeigneten und transparenten Informationsaustausch mit den interessierten Kreisen über die mit der Lebensmittelkette verbundenen Risiken,
- h) sie stellt sicher, dass die Verbraucher über Strategien zur Risikovermeidung informiert werden und
- i) sie leistet einen Beitrag zum Kampf gegen die Verbreitung von Fehlinformationen und ihre Quellen.
Artikel 8bAllgemeine Grundsätze der Risikokommunikation
Unter Berücksichtigung der Aufgaben der Risikobewerter und der Risikomanager gewährleistet die Risikokommunikation Folgendes:
- a) Sie sorgt dafür, dass — gestützt auf die Grundsätze der Transparenz, Offenheit und Nutzerfreundlichkeit — präzise Informationen und alle geeigneten Informationen interaktiv und rechtzeitig mit allen interessierten Kreisen ausgetauscht werden und diese Informationen korrekt sind,
- b) sie bietet in jeder Phase des Risikoanalyseprozesses, von der Ausarbeitung von Ersuchen um wissenschaftliche Beratung über die Durchführung von Risikobewertungen bis zu den konkreten Risikomanagemententscheidungen, transparente Informationen auch darüber, wie die Risikomanagemententscheidungen zustande gekommen sind und welche Faktoren dabei berücksichtigt wurden,
- c) sie berücksichtigt die Risikowahrnehmungen aller interessierten Kreise,
- d) sie fördert das gegenseitige Verständnis und den Dialog aller interessierten Kreise und
- e) sie ist klar und verständlich, auch für jene, die nicht direkt an dem Prozess beteiligt sind oder keinen wissenschaftlichen Hintergrund haben, wobei die geltenden rechtlichen Bestimmungen über die Vertraulichkeit und den Schutz personenbezogener Daten gebührend zu beachten sind.
Artikel 8cAllgemeiner Plan für die Risikokommunikation
(1)Die Kommission erlässt im Wege von Durchführungsrechtsakten einen allgemeinen Plan für die Risikokommunikation, um die in Artikel 8a genannten Ziele im Einklang mit den in Artikel 8b enthaltenen allgemeinen Grundsätzen zu erreichen. Die Kommission aktualisiert diesen allgemeinen Plan unter Berücksichtigung technischer und wissenschaftlicher Fortschritte und gewonnener Erfahrungen regelmäßig. Diese Durchführungsrechtsakte werden nach dem Verfahren gemäß Artikel 58 Absatz 2 erlassen. Bei der Vorbereitung dieser Durchführungsrechtsakte konsultiert die Kommission die Behörde.
(2)
Der allgemeine Plan für die Risikokommunikation fördert einen integrierten Risikokommunikationsrahmen, der von den Risikobewertern und den Risikomanagern auf Unionsebene und auf nationaler Ebene konsequent und systematisch befolgt wird. Der Plan
- a) enthält die Schlüsselfaktoren, die berücksichtigt werden müssen, wenn geprüft wird, wie und auf welcher Ebene die Risikokommunikationsmaßnahmen erfolgen sollen;
- b) bestimmt die verschiedenen Arten von Risikokommunikationsmaßnahmen und die verschiedenen Ebenen, auf denen sie erfolgen, sowie die geeigneten wichtigsten Tools und Kanäle, die dabei zu benutzen sind, wobei die Bedürfnisse der jeweiligen Zielgruppen berücksichtigt werden,
- c) richtet geeignete Mechanismen der Koordinierung und Zusammenarbeit ein, um die Kohärenz der Risikokommunikation unter Risikobewertern und Risikomanagern zu stärken und
d) richtet geeignete Mechanismen ein, um einen offenen Dialog zwischen Verbrauchern, Lebensmittel- und Futtermittelunternehmen, der Wissenschaft und allen anderen interessierten Kreisen sowie eine geeignete Einbeziehung all dieser Kreise zu gewährleisten.
- 3. In Artikel 22 Absatz 7 erhält der zweite Unterabsatz folgende Fassung:
Sie handelt in enger Zusammenarbeit mit den zuständigen Stellen in den Mitgliedstaaten, die ähnliche Aufgaben wahrnehmen wie die Behörde, und gegebenenfalls mit den einschlägigen Unionsagenturen.
4. Artikel 25 wird wie folgt geändert:
- a) Absatz 1 erhält folgende Fassung:
(1)Jeder Mitgliedstaat benennt als seine Vertreter ein Mitglied und ein stellvertretendes Mitglied für den Verwaltungsrat. Die so benannten Mitglieder und stellvertretenden Mitglieder werden vom Rat ernannt und sind stimmberechtigt.
- b) Die folgenden Absätze werden eingefügt:
(1a)
Neben den Mitgliedern und stellvertretenden Mitgliedern gemäß Absatz 1 gehören dem Verwaltungsrat folgende Personen an:
- **a)** zwei Mitglieder und zwei stellvertretende Mitglieder, die von der Kommission als ihre Vertreter ernannt werden und die stimmberechtigt sind,
- **b)** zwei stimmberechtigte Mitglieder, die vom Europäischen Parlament ernannt werden,
- **c)** vier stimmberechtigte Mitglieder und vier stimmberechtigte stellvertretende Mitglieder als Vertreter der Interessen der Zivilgesellschaft und der Lebensmittelkette, und zwar ein Mitglied und ein stellvertretendes Mitglied der Verbraucherorganisationen, ein Mitglied und ein stellvertretendes Mitglied der Nichtregierungsorganisationen im Umweltbereich, ein Mitglied und ein stellvertretendes Mitglied der landwirtschaftlichen Organisationen und ein Mitglied und ein stellvertretendes Mitglied der Industrieorganisationen.
Die Mitglieder und die stellvertretenden Mitglieder gemäß Unterabsatz 1 Buchstabe c werden vom Rat im Benehmen mit dem Europäischen Parlament anhand einer Liste ernannt, die von der Kommission zu erstellen und dem Rat zu übermitteln ist, und die mehr Namen enthält, als Posten zu besetzen sind. Die von der Kommission erstellte Liste wird dem Europäischen Parlament durch den Rat gemeinsam mit der entsprechenden Dokumentation übermittelt. So rasch wie möglich und spätestens innerhalb von drei Monaten nach Eingang dieser Liste kann das Europäische Parlament seine Positionen zur Prüfung dem Rat vorlegen, der diese Mitglieder dann ernennt.
(1b)Die Mitglieder und die stellvertretenden Mitglieder des Verwaltungsrats werden aufgrund ihrer einschlägigen Erfahrungen und ihres Fachwissens bezüglich des Rechts und der Politik im Bereich der Lebensmittelkette einschließlich der Risikobewertung benannt und ernannt, wobei sichergestellt wird, dass einschlägiges Fachwissen in den Bereichen Management, Verwaltung, Finanzen und Recht im Verwaltungsrat vorhanden ist.
- c) Absatz 2 erhält folgende Fassung:
(2)Die Amtszeit der Mitglieder und stellvertretenden Mitglieder beträgt vier Jahre und kann verlängert werden. Die Amtszeit der Mitglieder und stellvertretenden Mitglieder gemäß Absatz 1a Unterabsatz 1 Buchstabe c kann jedoch nur einmal verlängert werden.
- d) Absatz 5 Unterabsatz 2 erhält folgende Fassung:
Sofern nicht anders vorgesehen, ist für die Beschlüsse des Verwaltungsrats die Mehrheit seiner Mitglieder erforderlich. Stellvertretende Mitglieder vertreten die Mitglieder in deren Abwesenheit und stimmen für diese ab.
5. Artikel 28 wird wie folgt geändert:
- a) Absatz 5 erhält folgende Fassung:
(5)Die Mitglieder des Wissenschaftlichen Ausschusses, die keinem Wissenschaftlichen Gremium angehören, und die Mitglieder der Wissenschaftlichen Gremien werden im Anschluss an die Veröffentlichung eines Aufrufs zur Interessenbekundung im Amtsblatt der Europäischen Union, in den einschlägigen führenden wissenschaftlichen Publikationen und auf der Website der Behörde vom Verwaltungsrat auf Vorschlag des Geschäftsführenden Direktors für eine Amtszeit von fünf Jahren ernannt, die verlängert werden kann. Die Behörde veröffentlicht diesen Aufruf zur Interessenbekundung, nachdem sie die Mitgliedstaaten über die erforderlichen Kriterien und Fachwissensbereiche informiert hat.
Die Mitgliedstaaten
- **a)** veröffentlichen den Aufruf zur Interessenbekundung auf den Websites ihrer zuständigen Behörden und ihrer mit vergleichbaren Aufgaben wie die Behörde betrauten zuständigen Behörden,
- **b)** informieren die in ihrem Hoheitsgebiet ansässigen einschlägigen wissenschaftlichen Organisationen,
- **c)** fordern potenzielle Bewerber zur Bewerbung auf und
- **d)** treffen andere geeignete Maßnahmen zur Unterstützung des Aufrufs zur Interessenbekundung.
- b) Die folgenden Absätze werden eingefügt:
(5a)
Die Auswahl und die Ernennung der Mitglieder des Wissenschaftlichen Ausschusses, die keinem Wissenschaftlichen Gremium angehören, und der Mitglieder der Wissenschaftlichen Gremien erfolgt nach dem folgenden Verfahren:
- **a)** Der Geschäftsführende Direktor erstellt auf der Grundlage der Bewerbungen, die infolge eines Aufrufs zur Interessenbekundung eingegangen sind, den Entwurf einer Liste geeigneter Bewerber, die mindestens die doppelte Anzahl an Bewerbern umfasst, die zur Besetzung der Stellen im Wissenschaftlichen Ausschuss und in den Wissenschaftlichen Gremien benötigt wird, und übermittelt diesen Entwurf einer Liste dem Verwaltungsrat, wobei er angibt, welches fachübergreifende Fachwissen für die einzelnen Wissenschaftlichen Gremien erforderlich ist.
- **b)** Gestützt auf diesen Entwurf einer Liste ernennt der Verwaltungsrat die Mitglieder des Wissenschaftlichen Ausschusses, die keinem Wissenschaftlichen Gremium angehören, und die Mitglieder der Wissenschaftlichen Gremien und stellt die Reserveliste der Bewerber für den Wissenschaftlichen Ausschuss und die Wissenschaftlichen Gremien auf.
- **c)** Das Auswahlverfahren und die Ernennung der Mitglieder des Wissenschaftlichen Ausschusses, die keinem Wissenschaftlichen Gremium angehören, und der Mitglieder der Wissenschaftlichen Gremien erfolgt auf Grundlage der folgenden Kriterien:
- **i)** herausragendes wissenschaftliches Fachwissen;
- **ii)** Unabhängigkeit und Nichtbestehen von Interessenkonflikten gemäß Artikel 37 Absatz 2 sowie Unabhängigkeitspolitik der Behörde und Durchführung dieser Politik in Bezug auf die Mitglieder der Wissenschaftlichen Gremien;
- **iii)** Deckung des Bedarfs des ins Auge gefassten Wissenschaftlichen Gremiums an fachübergreifendem Fachwissen sowie geltende Sprachregelung.
- d) Wenn Bewerber über gleichwertiges wissenschaftliches Fachwissen verfügen, sorgt der Verwaltungsrat bei den Ernennungen für die größtmögliche geografische Streuung.
(5b)Wenn die Behörde feststellt, dass in einem Wissenschaftlichen Gremium oder in mehreren Wissenschaftlichen Gremien Fachwissen fehlt, schlägt der Geschäftsführende Direktor dem Verwaltungsrat die Ernennung zusätzlicher Mitglieder für das betreffende Wissenschaftliche Gremium/die betreffenden Wissenschaftlichen Gremien in Übereinstimmung mit dem Verfahren gemäß den Absätzen 5 und 5a vor.
(5c)Der Verwaltungsrat beschließt auf der Grundlage eines Vorschlags des Geschäftsführenden Direktors Vorschriften für den genauen organisatorischen und zeitlichen Ablauf der in den Absätzen 5a und 5b festgelegten Verfahren.
(5d)Die Mitgliedstaaten und die Arbeitgeber der Mitglieder des Wissenschaftlichen Ausschusses und der Wissenschaftlichen Gremien verzichten darauf, diesen Mitgliedern oder den an den Arbeitsgruppen des Wissenschaftlichen Ausschusses und den Wissenschaftlichen Gremien beteiligten externen Sachverständigen Anweisungen zu erteilen, die mit den Aufgaben dieser Mitglieder und Sachverständigen oder mit den Aufgaben, den Zuständigkeiten und der Unabhängigkeit der Behörde nichtvereinbar sind.
(5e)Die Behörde unterstützt die Aufgaben des Wissenschaftlichen Ausschusses und der Wissenschaftlichen Gremien, indem sie deren Arbeit organisiert, insbesondere die vorbereitenden Arbeiten, die von Mitarbeitern der Behörde oder den benannten nationalen wissenschaftlichen Organisationen im Sinne des Artikels 36 durchgeführt werden; dazu zählt auch die Schaffung einer Grundlage für die Ausarbeitung wissenschaftlicher Stellungnahmen, die die Wissenschaftlichen Gremien einem Peer-Review unterziehen, bevor sie diese genehmigen.
(5f)Ein Wissenschaftliches Gremium umfasst höchstens 21 Mitglieder.
(5g)Den Mitgliedern Wissenschaftlicher Gremien werden ausführliche Schulungen zur Risikobewertung angeboten.
- c) Absatz 9 Buchstabe b erhält folgende Fassung:
b) die Anzahl der Mitglieder jedes Wissenschaftlichen Gremiums, die jedoch nicht die in Absatz 5f genannte Höchstzahl überschreiten darf,
- 6. Die folgenden Artikel werden eingefügt:
Artikel 32aBeratung vor Antragstellung
(1)Sind im Unionsrecht Vorschriften enthalten, wonach die Behörde wissenschaftliche Ergebnisse, einschließlich wissenschaftlicher Gutachten vorlegen muss, bieten die Mitarbeiter der Behörde auf Ersuchen eines potenziellen Antragstellers oder Anmelders vor der Antragstellung Beratung zu den für den Antrag oder die Meldung geltenden Vorschriften und zu den darin erforderlichen Angaben an. Eine solche von den Mitarbeitern der Behörde erteilte Beratung ist unverbindlich und greift keiner späteren Bewertung von Anträgen oder Meldungen durch die Wissenschaftlichen Gremien vor. Die Mitarbeiter der Behörde, die den Rat erteilen, dürfen nicht an wissenschaftlichen oder technischen Arbeiten beteiligt sein, die direkt oder indirekt für den Antrag oder die Meldung, der oder die Gegenstand der Beratung ist, relevant sind.
(2)Die Behörde veröffentlicht auf ihrer Website allgemeine Leitlinien zu den für die Anträge und Meldungen geltenden Vorschriften und zu den darin erforderlichen Angaben, gegebenenfalls auch zum Design der erforderlichen Studien.
Artikel 32bMeldung von Studien
(1)Die Behörde richtet eine Datenbank der Studien ein, die von Unternehmern in Auftrag gegeben oder durchgeführt wurden, um einen Antrag oder eine Meldung zu stützen, für die im Unionsrecht Vorschriften enthalten sind, wonach die Behörde ein wissenschaftliches Ergebnis, einschließlich eines wissenschaftlichen Gutachtens, vorlegen muss, und verwaltet diese Datenbank.
(2)Für die Zwecke des Absatzes 1 melden die Unternehmer der Behörde unverzüglich auch den Titel und den Anwendungsbereich jeder Studie, die sie zur Stützung eines Antrags oder einer Meldung in Auftrag gegeben oder selbst durchgeführt haben, sowie die Labore oder Untersuchungseinrichtungen, die diese Studie durchführen, und das Datum ihres Beginns und ihres geplanten Abschlusses.
(3)Für die Zwecke des Absatzes 1 melden die Labore und Untersuchungseinrichtungen in der Union der Behörde unverzüglich auch den Titel und den Anwendungsbereich jeder Studie, die von einem Unternehmer Auftrag gegeben wurde und die von ihnen zur Stützung eines Antrags oder einer Meldung durchgeführt wurde, sowie den Namen des Unternehmers, der die Studie in Auftrag gegeben hat.Dieser Absatz gilt entsprechend auch für Labore und andere Untersuchungseinrichtungen in Drittländern, sofern das in den einschlägigen Abkommen oder Vereinbarungen mit diesen Drittländern, auch im Sinne von Artikel 49, vorgesehen ist.
(4)Ein Antrag oder eine Meldung wird nicht für gültig oder zulässig befunden, wenn sie sich auf Studien stützt, die zuvor nicht gemäß den Absätzen 2 oder 3 gemeldet wurden, es sei denn der Antragsteller oder Anmelder legt eine stichhaltige Begründung dafür vor, dass diese Studien nicht gemeldet wurden.Wurden Studien zuvor nicht gemäß den Absätzen 2 oder 3 gemeldet und wurde keine stichhaltige Begründung vorgelegt, kann ein Antrag oder eine Meldung erneut eingereicht werden, wenn der Antragsteller oder Anmelder der Behörde diese Studien — und insbesondere deren Titel und Anwendungsbereich, die Labore oder Untersuchungseinrichtungen, die die Studien durchführen, sowie das Datum ihres Beginns und ihres geplanten Abschlusses — meldet.Die Bewertung der Gültigkeit oder der Zulässigkeit eines solchen erneut eingereichten Antrags oder einer erneut eingereichten Meldung beginnt sechs Monate nach dem Tag, an dem die Studien gemäß Unterabsatz 2 gemeldet wurden.
(5)Ein Antrag oder eine Meldung wird nicht für gültig oder zulässig befunden, wenn Studien, die zuvor gemäß den Absätzen 2 oder 3 gemeldet wurden, nicht im Antrag oder in der Meldung enthalten sind, es sei denn, der Antragsteller oder Anmelder legt eine stichhaltige Begründung dafür vor, dass diese Studien nicht enthalten sind.Sind Studien, die zuvor gemäß den Absätzen 2 oder 3 gemeldet wurden, nicht in dem Antrag oder der Meldung enthalten und wurde keine stichhaltige Begründung vorgelegt, kann ein Antrag oder eine Meldung erneut eingereicht werden, wenn der Antragsteller oder Anmelder alle Studien einreicht, die gemäß den Absätzen 2 oder 3 gemeldet wurden.Die Bewertung der Gültigkeit oder der Zulässigkeit des erneut eingereichten Antrags oder der erneut eingereichten Meldung beginnt sechs Monate nach dem Tag, an dem die Studien gemäß Unterabsatz 2 eingereicht wurden.
(6)Stellt die Behörde während der Risikobewertung fest, dass Studien, die gemäß den Absätzen 2 oder 3 gemeldet wurden, nicht vollständig in dem entsprechenden Antrag oder der Meldung enthalten sind und dass keine stichhaltige Begründung des Antragstellers oder Anmelders dafür vorliegt, wird die Frist, in der die Behörde ein wissenschaftliches Ergebnis vorlegen muss, ausgesetzt. Diese Aussetzung endet sechs Monate nach der Einreichung aller Daten dieser Studien.
(7)Die Behörde veröffentlicht die gemeldeten Angaben nur dann, wenn ein entsprechender Antrag oder eine entsprechende Meldung eingegangen ist, und nachdem sie gemäß den Artikeln 38 bis 39e über die Offenlegung der begleitenden Studien entschieden hat.
(8)Die Behörde legt die praktischen Vorkehrungen zur Umsetzung der Bestimmungen dieses Artikels fest; dazu zählen auch die Vorkehrungen für die Anforderung und Veröffentlichung der stichhaltigen Begründungen in den Fällen gemäß den Absätzen 4, 5 und 6. Diese Vorkehrungen müssen mit dieser Verordnung und anderen einschlägigen Bestimmungen des Unionsrechts in Einklang stehen.
Artikel 32cKonsultation Dritter
(1)Bei Genehmigungen oder Zulassungen, auch durch Meldung, die nach den einschlägigen Vorschriften des Unionsrechts verlängert werden können, meldet der potenzielle Antragstellers oder Anmelder, der eine Verlängerung zu beantragen beabsichtigt, der Behörde die Studien, die er zu diesem Zweck durchführen will, wobei er angibt, wie bei der Durchführung der verschiedenen Studien die Einhaltung der rechtlichen Anforderungen sichergestellt wird. Nach dieser Meldung der Studien leitet die Behörde eine Konsultation der Interessenträger und der Öffentlichkeit zu den zum Zweck einer Verlängerung geplanten Studien sowie der vorgeschlagenen Studiendesigns ein. Die Behörde bietet unter Berücksichtigung der von den Interessenträgern und der Öffentlichkeit übermittelten Anmerkungen, die für die Risikobewertung der angestrebten Verlängerung von Bedeutung sind, eine Beratung zum Inhalt des geplanten Antrags auf Verlängerung sowie zum Studiendesign an. Der von der Behörde erteilte Rat ist unverbindlich und greift der späteren Bewertung des Antrags oder der Anmeldung auf Verlängerung einer Zulassung durch die Wissenschaftlichen Gremien nicht vor.
(2)Die Behörde konsultiert die Interessenträger und die Öffentlichkeit auf der Grundlage der nicht vertraulichen Fassung des Antrags oder der Anmeldung, die von der Behörde gemäß den Artikeln 38 bis 39e öffentlich gemacht wurde, unverzüglich nach dieser Offenlegung, um festzustellen, ob zu dem Gegenstand des Antrags oder der Anmeldung andere relevante wissenschaftliche Daten oder Studien verfügbar sind. Wenn in gebührend begründeten Fällen die Gefahr besteht, dass die Ergebnisse der nach diesem Absatz durchgeführten öffentlichen Konsultation wegen der Frist, in der die Behörde ein wissenschaftliches Ergebnis vorlegen muss, nicht angemessen berücksichtigt werden können, dürfen diese Fristen um höchstens sieben Wochen verlängert werden. Dieser Absatz berührt nicht die Verpflichtungen der Behörde gemäß Artikel 33 und gilt nicht für ergänzende Informationen, die die Antragsteller oder Anmelder während des Risikobewertungsprozesses vorlegen.
(3)Die Behörde legt die praktischen Vorkehrungen zur Umsetzung der in diesem Artikel und in Artikel 32a genannten Verfahren fest.
Artikel 32dStudien zu ÜberprüfungszweckenWenn außergewöhnliche Umstände in Form gravierender Kontroversen oder widersprüchlicher Ergebnisse vorliegen, kann die Kommission die Behörde ersuchen, wissenschaftliche Studien in Auftrag zu geben, um die Nachweise zu überprüfen, die sie bei ihrem Risikobewertungsprozess verwendet; dies geschieht unbeschadet der Pflicht der Antragsteller, die Sicherheit eines zur Zulassung vorgelegten Gegenstands nachzuweisen. Die in Auftrag gegebenen Studien können einen breiteren Anwendungsbereich haben als die zu überprüfenden Nachweise.
7. Artikel 38 wird wie folgt geändert:
a) Absatz 1 erhält folgende Fassung:
(1)
Die Behörde übt ihre Tätigkeiten mit einem hohen Maß an Transparenz aus. Sie macht insbesondere Folgendes öffentlich zugänglich:
- a) die Tagesordnungen, Teilnehmerlisten und Protokolle der Sitzungen des Verwaltungsrats, des Beirats, des Wissenschaftlichen Ausschusses und der Wissenschaftlichen Gremien und deren Arbeitsgruppen;
- b) alle ihre wissenschaftlichen Ergebnisse, einschließlich der Gutachten des Wissenschaftlichen Ausschusses und der Wissenschaftlichen Gremien nach ihrer Annahme, immer unter Beifügung der Positionen von Minderheiten und der Ergebnisse der während des Risikobewertungsprozesses durchgeführten Konsultationen;
- c) wissenschaftliche Daten, Studien und sonstige Informationen zur Stützung von Anträgen; dazu zählen von den Antragstellern vorgelegte ergänzende Informationen sowie sonstige wissenschaftliche Daten und Informationen zur Stützung von Ersuchen des Europäischen Parlaments, der Kommission oder eines Mitgliedstaats um ein wissenschaftliches Ergebnis, auch ein wissenschaftliches Gutachten, unter Berücksichtigung des Schutzes vertraulicher Informationen und der personenbezogenen Daten gemäß den Artikeln 39 bis 39e;
- d) die Informationen, auf denen ihre wissenschaftlichen Ergebnisse, auch die wissenschaftlichen Gutachten, beruhen, unter Berücksichtigung des Schutzes vertraulicher Informationen und personenbezogener Daten gemäß den Artikeln 39 bis 39e;
- e) die von den Mitgliedern des Verwaltungsrats, vom Geschäftsführenden Direktor und von den Mitgliedern des Beirats, des Wissenschaftlichen Ausschusses und der Wissenschaftlichen Gremien sowie von den Mitgliedern der Arbeitsgruppen jährlich abgegebenen Interessenerklärungen und die Interessenerklärungen in Bezug auf Tagesordnungspunkte von Sitzungen;
- f) ihre wissenschaftlichen Studien gemäß den Artikeln 32 und 32d;
- g) ihren jährlichen Tätigkeitsbericht;
- h) abgelehnte oder geänderte Ersuchen des Europäischen Parlaments, der Kommission oder eines Mitgliedstaats um wissenschaftliche Gutachten sowie die Gründe für die Ablehnung bzw. Änderung;
- i) eine Zusammenfassung der Beratung gemäß den Artikeln 32a und 32c, die die Behörde Unternehmern vor der Antragstellung erteilt hat.
Die in Unterabsatz 1 genannten Informationen werden unverzüglich veröffentlicht, mit Ausnahme der unter den Buchstaben c (in Zusammenhang mit Anträgen) und i erwähnten Informationen, die veröffentlicht werden, sobald ein Antrag für gültig oder zulässig befunden wurde.Die in Unterabsatz 2 genannten Informationen werden in einem gesonderten Bereich auf der Website der Behörde öffentlich gemacht. Dieser gesonderte Bereich steht der Öffentlichkeit zur Verfügung und ist leicht zugänglich. Diese Informationen können in einem elektronischen Format heruntergeladen, ausgedruckt und durchsucht werden.
- b) Folgender Absatz wird eingefügt:
(1a)
Die Veröffentlichung der Informationen gemäß Absatz 1 Unterabsatz 1 Buchstaben c, d und i berührt weder
- a) bestehende Vorschriften betreffend die Rechte des geistigen Eigentums, die die Verwendung der veröffentlichten Dokumente oder ihres Inhalts zu bestimmten Zwecken einschränken, noch
- b) die Bestimmungen des Unionsrechts zum Schutz der Investitionen, die Innovatoren zur Beschaffung von Informationen und Daten im Zusammenhang mit Zulassungsanträgen getätigt haben (Unterlagenschutz).
Die Offenlegung der Informationen gemäß Absatz 1 Unterabsatz 1 Buchstabe c kann nicht als ausdrückliche oder stillschweigende Erlaubnis oder Genehmigung betrachtet werden, die relevanten Daten und Informationen und ihren Inhalt unter Missachtung von Rechten des geistigen Eigentums oder des Unterlagenschutzes zu verwenden, zu kopieren oder anderweitig auszuwerten, und die Union übernimmt bei Verwendung durch Dritte keine Verantwortung. Die Behörde stellt sicher, dass diejenigen, denen der Zugriff auf die einschlägigen Informationen gewährt wird, zuvor klare Zusicherungen oder unterzeichnete Erklärungen abgeben.
- c) Absatz 3 erhält folgende Fassung:
(3)Die Behörde legt die praktischen Vorkehrungen zur Umsetzung der Transparenzregeln gemäß den Absätzen 1, 1a und 2 dieses Artikels fest; dabei berücksichtigt sie die Artikel 39 bis 39g sowie Artikel 41.
- 8. Artikel 39 erhält folgende Fassung:
Artikel 39Vertraulichkeit
(1)Abweichend von Artikel 38 gibt die Behörde keine Informationen öffentlich bekannt, für die gemäß den Bedingungen dieses Artikels um vertrauliche Behandlung ersucht wurde.
(2)
Auf Ersuchen eines Antragstellers darf die Behörde eine vertrauliche Behandlung nur für die folgenden Informationen gewähren, wenn der Antragsteller darlegt, dass die Offenlegung dieser Informationen seinen Interessen erheblich schaden könnte:
- a) den Herstellungs- oder Erzeugungsprozess, einschließlich des Verfahrens und dessen innovativer Aspekte, sowie sonstiger technischer und betrieblicher Spezifikationen für diesen Prozess oder dieses Verfahren, mit Ausnahme der für die Sicherheitsbewertung wichtigen Informationen;
- b) Geschäftsbeziehungen zwischen einem Hersteller oder Importeur und dem Antragsteller bzw. Zulassungsinhaber;
- c) Geschäftsinformationen, aus denen Bezugsquellen, Marktanteile oder die Geschäftsstrategie des Antragstellers hervorgehen und
- d) die quantitative Zusammensetzung des Gegenstands des Ersuchens mit Ausnahme der für die Sicherheitsbewertung relevanten Informationen.
(3)Die Liste der Informationen gemäß Absatz 2 lässt sektorspezifische Bestimmungen des Unionsrechts unberührt.
(4)
Ungeachtet der Absätze 2 und 3 gilt:
- a) Wenn dringend gehandelt werden muss, um die Gesundheit von Mensch oder Tier oder die Umwelt zu schützen, beispielsweise in einer Notfallsituation, kann die Behörde die Informationen gemäß den Absätzen 2 und 3 offenlegen.
b) Informationen, die Teil der Schlussfolgerungen wissenschaftlicher Ergebnisse, auch wissenschaftlicher Gutachten, der Behörde sind und sich auf vorhersehbare Auswirkungen auf die Gesundheit von Mensch oder Tier oder die Umwelt beziehen, werden dennoch offengelegt.
9. Die folgenden Artikel werden eingefügt:
Artikel 39aErsuchen um vertrauliche Behandlung
(1)Wenn ein Antragsteller einen Antrag, stützende wissenschaftliche Daten und andere ergänzende Informationen gemäß dem Unionsrecht übermittelt, kann er darum ersuchen, dass Teile der vorgelegten Informationen gemäß Artikel 39 Absätze 2 und 3 vertraulich behandelt werden. Diesem Ersuchen sind nachprüfbare Belege beizulegen, aus denen hervorgeht, wie die Offenlegung der betreffenden Informationen den betroffenen Interessen gemäß Artikel 39 Absätze 2 und 3 erheblich schaden könnte.
(2)Bei einem Ersuchen um vertrauliche Behandlung legt der Antragsteller eine nicht vertrauliche und eine vertrauliche Fassung der in den Standarddatenformaten gemäß Artikel 39f — soweit vorhanden — übermittelten Informationen vor. In der nicht vertraulichen Fassung sind keine Informationen enthalten, die der Antragsteller auf der Grundlage von Artikel 39 Absätze 2 und 3 als vertraulich einstuft, und werden die Stellen, an denen Informationen entfernt wurden, als solche gekennzeichnet. Die vertrauliche Fassung enthält alle übermittelten Informationen, auch die Informationen, die der Antragsteller als vertraulich einstuft. Die Informationen, die in der vertraulichen Fassung vertraulich behandelt werden sollen, sind eindeutig zu kennzeichnen. Der Antragsteller muss eindeutig angeben, aus welchen Gründen er die vertrauliche Behandlung der verschiedenen Informationen beantragt.
Artikel 39bEntscheidung über die vertrauliche Behandlung
(1)
Die Behörde
- a) macht die nicht vertrauliche Fassung des Antrags, wie sie vom Antragsteller vorgelegt wurde, unverzüglich öffentlich zugänglich, sobald der Antrag für gültig oder zulässig befunden wurde;
- b) nimmt unverzüglich eine konsequente und gezielte Untersuchung des Ersuchens um vertrauliche Behandlung in Übereinstimmung mit diesem Artikel vor;
- c) unterrichtet den Antragsteller schriftlich darüber, dass und warum sie Informationen offenlegen möchte, bevor sie förmlich über das Vertraulichkeitsersuchen befindet. Ist der Antragsteller nicht mit der Einschätzung der Behörde einverstanden, kann er dazu Stellung nehmen oder seinen Antrag innerhalb von zwei Wochen ab dem Datum, an dem ihm die Position der Behörde mitgeteilt wurde, zurückziehen;
- d) trifft unter Berücksichtigung der Bemerkungen des Antragstellers eine begründete Entscheidung über das Vertraulichkeitsersuchen, und zwar innerhalb von zehn Wochen ab dem Datum des Eingangs des Vertraulichkeitsersuchens im Fall von Anträgen und unverzüglich im Fall ergänzender Daten und Informationen; sie gibt dem Antragsteller ihre Entscheidung bekannt, stellt ihm Informationen zu seinem Recht auf Zweitantragstellung gemäß Absatz 2 zur Verfügung und unterrichtet die Kommission und gegebenenfalls die Mitgliedstaaten über ihre Entscheidung und
- e) macht alle zusätzlichen Daten und Informationen öffentlich zugänglich, für die eine vertrauliche Behandlung als unbegründet abgelehnt wurde, und zwar frühestens zwei Wochen, nachdem sie dem Antragsteller ihre Entscheidung gemäß Buchstabe d bekannt gegeben hat.
(2)Binnen zwei Wochen ab Unterrichtung des Antragstellers über die Entscheidung der Behörde über sein Vertraulichkeitsersuchen gemäß Absatz 1 kann der Antragsteller einen Zweitantrag stellen, um die Behörde um die Überprüfung ihrer Entscheidung zu ersuchen. Der Zweitantrag hat aufschiebende Wirkung. Die Behörde prüft die Gründe für den Zweitantrag und trifft eine begründete Entscheidung über diesen Zweitantrag. Sie unterrichtet den Antragsteller binnen drei Wochen nach Zweitantragstellung über ihre Entscheidung und unterrichtet den Antragsteller gleichzeitig über mögliche Rechtsbehelfe, das heißt die Erhebung einer Klage beim Gerichtshof der Europäischen Union (Gerichtshof) gegen die Behörde gemäß Absatz 3. Die Behörde macht alle zusätzlichen Daten und Informationen öffentlich zugänglich, für die sie das Vertraulichkeitsersuchen als unbegründet abgelehnt hat, und zwar frühestens zwei Wochen, nachdem sie den Antragsteller gemäß diesem Absatz über ihre begründete Entscheidung über den Zweitantrag unterrichtet hat.
(3)Gegen Entscheidungen der Behörde gemäß diesem Artikel kann beim Gerichtshof unter den in den Artikeln 263 und 278 des Vertrags über die Arbeitsweise der Europäischen Union (AEUV) festgelegten Bedingungen Klage erhoben werden.
Artikel 39cÜberprüfung der VertraulichkeitVor der Herausgabe ihrer wissenschaftlichen Ergebnisse, auch ihrer wissenschaftlichen Gutachten, überprüft die Behörde, ob bereits früher als vertraulich akzeptierte Informationen dennoch gemäß Artikel 39 Absatz 4 Buchstabe b öffentlich zugänglich gemacht werden können. Sollte dies der Fall sein, befolgt die Behörde entsprechend das Verfahren gemäß Artikel 39b.
Artikel 39dPflichten im Hinblick auf die Vertraulichkeit
(1)Die Behörde stellt der Kommission und den Mitgliedstaaten alle in ihrem Besitz befindlichen Informationen im Zusammenhang mit einem Antrag oder einem Ersuchen des Europäischen Parlaments, der Kommission oder der Mitgliedstaaten um ein wissenschaftliches Ergebnis, auch ein wissenschaftliches Gutachten, zur Verfügung, sofern dies nicht in Bestimmungen des Unionsrechts anders angegeben ist.
(2)Die Kommission und die Mitgliedstaaten sorgen mit den erforderlichen Maßnahmen dafür, dass nach dem Unionsrecht bei ihnen eingegangene Informationen, deren vertrauliche Behandlung beantragt wird, erst dann öffentlich zugänglich gemacht werden, wenn die Behörde eine Entscheidung über die vertrauliche Behandlung getroffen hat und diese endgültig ist. Die Kommission und die Mitgliedstaaten sorgen des Weiteren mit den erforderlichen Maßnahmen dafür, dass Informationen, deren vertrauliche Behandlung die Behörde gewährt hat, nicht öffentlich zugänglich gemacht werden.
(3)Zieht ein Antragsteller seinen Antrag zurück oder hat er ihn zurückgezogen, so wahren die Behörde, die Kommission und die Mitgliedstaaten die Vertraulichkeit von Informationen, die die Behörde in Übereinstimmung mit den Artikeln 39 bis 39e gewährt hat. Der Antrag gilt als zurückgezogen, sobald bei der zuständigen Einrichtung, bei der der Antrag zuerst eingereicht wurde, das entsprechende schriftliche Ersuchen eingegangen ist. Wird der Antrag zurückgezogen, bevor die Behörde gegebenenfalls gemäß Artikel 39b Absätze 1 oder 2 endgültig über das Vertraulichkeitsersuchen befunden hat, sehen die Kommission, die Mitgliedstaaten und die Behörde davon ab, die Informationen, deren vertrauliche Behandlung beantragt wurde, öffentlich zugänglich zu machen.
(4)Die Mitglieder des Verwaltungsrats, der Geschäftsführende Direktor, die Mitglieder des Wissenschaftlichen Ausschusses und der Wissenschaftlichen Gremien sowie die an deren Arbeitsgruppen beteiligten externen Sachverständigen, die Mitglieder des Beirats sowie die Beamten und sonstigen Bediensteten der Behörde unterliegen auch nach ihrem Ausscheiden aus der jeweiligen Funktion dem Berufsgeheimnis gemäß Artikel 339 AEUV.
(5)Die Behörde legt im Benehmen mit der Kommission die praktischen Vorkehrungen zur Umsetzung der Vertraulichkeitsregeln gemäß den Artikeln 39, 39a, 39b, 39e und diesem Artikel fest, auch Vorkehrungen betreffend die Übermittlung und Behandlung von Ersuchen um vertrauliche Behandlung von Informationen, die gemäß Artikel 38 öffentlich zugänglich zu machen sind; dabei berücksichtigt sie die Artikel 39f und 39g. Für die Beurteilung von Zweitanträgen gemäß Artikel 39b Absatz 2 stellt die Behörde eine angemessene Arbeitsteilung sicher.
Artikel 39eSchutz personenbezogener Daten
(1)
Bei Ersuchen um wissenschaftliche Ergebnisse, auch wissenschaftliche Gutachten nach dem Unionsrecht, gibt die Behörde in jedem Fall Folgendes bekannt:
- a) den Namen und die Anschrift des Antragstellers,
- b) die Namen der Verfasser der veröffentlichten oder öffentlich verfügbaren Studien, die solche Ersuchen unterstützen, und
- c) die Namen aller Teilnehmer und Beobachter in Sitzungen des Wissenschaftlichen Ausschusses und der Wissenschaftlichen Gremien, deren Arbeitsgruppen oder jeder anderen Ad-hoc-Gruppe, die zu diesem Thema zusammentritt.
(2)Ungeachtet des Absatzes 1 wird davon ausgegangen, dass die Offenlegung der Namen und Anschriften natürlicher Personen, die an Versuchen mit Wirbeltieren oder an der Beschaffung toxikologischer Informationen beteiligt sind, die Privatsphäre und die Integrität dieser natürlichen Personen erheblich verletzt, weshalb diese Informationen nicht offengelegt werden, sofern in den Verordnungen (EU) 2016/679
Verordnung (EU) 2016/679 des Europäischen Parlaments und des Rates vom 27. April 2016 zum Schutz natürlicher Personen bei der Verarbeitung personenbezogener Daten, zum freien Datenverkehr und zur Aufhebung der Richtlinie 95/46/EG (Datenschutz-Grundverordnung) (ABl. L 119 vom 4.5.2016, S. 1).
und (EU) 2018/1725
Verordnung (EU) 2018/1725 des Europäischen Parlaments und des Rates vom 23. Oktober 2018 zum Schutz natürlicher Personen bei der Verarbeitung personenbezogener Daten durch die Organe, Einrichtungen und sonstigen Stellen der Union, zum freien Datenverkehr und zur Aufhebung der Verordnung (EG) Nr. 45/2001 und des Beschlusses Nr. 1247/2002/EG (ABl. L 295 vom 21.11.2018, S. 39).
des Europäischen Parlaments und des Rates nichts anderes festgelegt ist.
(3)Die Verordnung (EU) 2016/679 und die Verordnung (EU) 2018/1725 gelten für die Verarbeitung personenbezogener Daten gemäß der vorliegenden Verordnung. Alle gemäß Artikel 38 der vorliegenden Verordnung und gemäß dem vorliegenden Artikel veröffentlichten personenbezogenen Daten dürfen nur verwendet werden, um die Transparenz der Risikobewertung gemäß der vorliegenden Verordnung zu gewährleisten, und sie dürfen nicht in einer Weise weiter verarbeitet werden, die gemäß Artikel 5 Absatz 1 Buchstabe b der Verordnung (EU) 2016/679 bzw. Artikel 4 Absatz 1 Buchstabe b der Verordnung (EU) 2018/1725 nicht mit diesem Zweck vereinbar ist.
Artikel 39fStandarddatenformate
(1)
Für die Zwecke von Artikel 38 Absatz 1 Buchstabe c und im Interesse der effizienten Verarbeitung der an die Behörde gerichteten Ersuchen um wissenschaftliche Ergebnisse werden Standarddatenformate gemäß Absatz 2 des vorliegenden Artikels festgelegt, um Dokumente übermitteln, durchsuchen, kopieren und ausdrucken zu können; dabei wird auf die Übereinstimmung mit den rechtlichen Anforderungen der Union geachtet. Diese Standarddatenformate
- a) stützen sich nicht auf herstellerspezifische Standards;
- b) gewährleisten nach Möglichkeit die Interoperabilität mit bestehenden Datenübermittlungssystemen;
- c) sind benutzerfreundlich und auf die Nutzung durch kleine und mittlere Unternehmen zugeschnitten.
(2)
Bei der Festlegung der in Absatz 1 genannten Standarddatenformate ist folgendes Verfahren zu befolgen:
- a) Die Behörde schlägt für die verschiedenen Zulassungsverfahren und relevanten Ersuchen des Europäischen Parlaments, der Kommission und der Mitgliedstaaten um ein wissenschaftliches Ergebnis Standarddatenformate vor.
- b) Die Kommission genehmigt die Standarddatenformate im Wege von Durchführungsrechtsakten, wobei sie die geltenden Anforderungen der verschiedenen Zulassungsverfahren und anderen Rechtsrahmen berücksichtigt und alle erforderlichen Anpassungen vornimmt. Diese Durchführungsrechtsakte werden nach dem in Artikel 58 Absatz 2 genannten Verfahren erlassen.
- c) Die Behörde stellt die Standarddatenformate nach ihrer Genehmigung auf ihrer Website zur Verfügung.
- d) Sobald Standarddatenformate gemäß diesem Artikel genehmigt worden sind, können Anträge sowie Ersuchen des Europäischen Parlaments, der Kommission und der Mitgliedstaaten um ein wissenschaftliches Ergebnis, auch ein wissenschaftliches Gutachten, nur noch in Übereinstimmung mit diesen Standarddatenformaten übermittelt werden.
Artikel 39gInformationssystemeDie von der Behörde zum Speichern ihrer Daten, auch vertraulichen und personenbezogenen Daten, verwalteten Informationssysteme sind so konzipiert, dass gewährleistet ist, dass jeder Zugriff vollständig nachprüfbar ist und dass sie die den bestehenden Sicherheitsrisiken angemessenen höchsten Sicherheitsstandards erfüllen, wobei sie Artikel 39 bis 39f Rechnung tragen.
- 10. Artikel 40 Absatz 3 Unterabsatz 2 erhält folgende Fassung:
Die Behörde macht alle gemäß den Artikeln 38 bis 39e von ihr herausgegebenen wissenschaftlichen Ergebnisse, auch die wissenschaftlichen Gutachten, sowie die stützenden wissenschaftlichen Daten und sonstigen Informationen, öffentlich zugänglich.
11. Artikel 41 wird wie folgt geändert:
a) Absatz 1 erhält folgende Fassung:
(1)Ungeachtet der Vertraulichkeitsvorschriften gemäß den Artikeln 39 bis 39d der vorliegenden Verordnung gilt für Dokumente im Besitz der Behörde die Verordnung (EG) Nr. 1049/2001
Verordnung (EG) Nr. 1049/2001 des Europäischen Parlaments und des Rates vom 30. Mai 2001 über den Zugang der Öffentlichkeit zu Dokumenten des Europäischen Parlaments, des Rates und der Kommission (ABl. L 145 vom 31.5.2001, S. 43).
des Europäischen Parlaments und des Rates.Bei Umweltinformationen findet auch die Verordnung (EG) Nr. 1367/2006 des Europäischen Parlaments und des Rates
Verordnung (EG) Nr. 1367/2006 des Europäischen Parlaments und des Rates vom 6. September 2006 über die Anwendung der Bestimmungen des Übereinkommens von Århus über den Zugang zu Informationen, die Öffentlichkeitsbeteiligung an Entscheidungsverfahren und den Zugang zu Gerichten in Umweltangelegenheiten auf Organe und Einrichtungen der Gemeinschaft (ABl. L 264 vom 25.9.2006, S. 13).
Anwendung. In Bezug auf Umweltinformationen in Besitz der Mitgliedstaaten findet — ungeachtet der Vertraulichkeitsvorschriften gemäß den Artikeln 39 bis 39d der vorliegenden Verordnung — die Richtlinie 2003/4/EG des Europäischen Parlaments und des Rates
Richtlinie 2003/4/EG des Europäischen Parlaments und des Rates vom 28. Januar 2003 über den Zugang der Öffentlichkeit zu Umweltinformationen und zur Aufhebung der Richtlinie 90/313/EWG des Rates (ABl. L 41 vom 14.2.2003, S. 26).
Anwendung.
- b) Absatz 2 erhält folgende Fassung:
(2)Der Verwaltungsrat erlässt bis zum 27. März 2020 die praktischen Durchführungsbestimmungen für die Verordnung (EG) Nr. 1049/2001 und die Artikel 6 und 7 der Verordnung (EG) Nr. 1367/2006, wobei ein größtmöglicher Zugang zu den Dokumenten in seinem Besitz gewährleistet wird.
- 12. Artikel 61 erhält folgende Fassung:
Artikel 61Überprüfungsklausel
(1)Die Kommission gewährleistet die regelmäßige Überprüfung der Anwendung dieser Verordnung.
(2)Bis zum 28. März 2026 und danach alle fünf Jahre bewertet die Kommission entsprechend den Leitlinien der Kommission die Leistung der Behörde im Verhältnis zu ihren Zielen, ihrem Mandat, ihren Aufgaben, ihren Verfahren und ihrem Standort. Diese Bewertung erstreckt sich zudem auf die Auswirkungen von Artikel 32a auf die Arbeitsweise der Behörde, wobei der jeweiligen Arbeitsbelastung und Mobilisierung der Mitarbeiter und der Frage, ob dies zu Veränderungen bei der Verteilung der Ressourcen der Behörde auf Kosten der Tätigkeiten von öffentlichem Interesse geführt hat, besondere Aufmerksamkeit zu widmen ist. Diese Bewertung betrifft die eventuell erforderliche Änderung des Mandats der Behörde und die finanziellen Auswirkungen einer solchen Änderung.
(3)Im Rahmen der in Absatz 2 genannten Überprüfung bewertet die Kommission, ob der organisatorische Rahmen der Behörde im Hinblick auf Entscheidungen über Vertraulichkeitsersuchen und Zweitanträge weiter aktualisiert werden muss, und zwar durch die Einrichtung einer eigenen Beschwerdekammer oder durch andere geeignete Mittel.
(4)Ist die Kommission der Auffassung, dass Ziele, Mandat und Aufgaben der Behörde die Fortführung ihrer Tätigkeiten nicht länger rechtfertigen, kann sie eine entsprechende Änderung oder Aufhebung der betreffenden Bestimmungen dieser Verordnung vorschlagen.
(5)Die Kommission erstattet dem Europäischen Parlament, dem Rat und dem Verwaltungsrat über die Ergebnisse ihrer Prüfungen und Bewertungen gemäß diesem Artikel Bericht. Diese Ergebnisse werden öffentlich zugänglich gemacht.
- 13. Folgender Artikel wird eingefügt:
Artikel 61aSondierungsbesucheExperten der Kommission führen auf Sondierungsbesuche in den Mitgliedstaaten durch, um zu überprüfen, ob die Labore und anderen Untersuchungseinrichtungen die einschlägigen Normen für die Durchführung von Untersuchungen und Studien einhalten, die der Behörde als Teil eines Antrags vorgelegt werden, und ob die Meldepflicht gemäß Artikel 32b Absatz 3 bis zum 28. März 2025 eingehalten wird. Bis zu diesem Zeitpunkt und sofern das in den einschlägigen Abkommen oder Vereinbarungen mit Drittländern, auch im Sinne des Artikels 49, vorgesehen ist, führen Experten der Kommission auch Sondierungsbesuche in Drittländern durch, um zu überprüfen, ob dortige Labore und andere Untersuchungseinrichtungen diese Normen einhalten.Die bei diesen Sondierungsbesuchen festgestellten Verstöße werden der Kommission, den Mitgliedstaaten, der Behörde sowie den überprüften Laboren und anderen Untersuchungseinrichtungen, mitgeteilt. Die Kommission, die Behörde und die Mitgliedstaaten stellen sicher, dass mit geeigneten Maßnahmen auf diese festgestellten Verstöße reagiert wird.Das Ergebnis dieser Sondierungsbesuche wird in einem zusammenfassenden Bericht dargelegt. Die Kommission legt auf der Grundlage dieses Berichts gegebenenfalls einen Legislativvorschlag vor, der insbesondere Bestimmungen zu möglicherweise notwendigen Kontrollverfahren, einschließlich Audits, enthält.
Article 2 — Amendments to Regulation (EC) No 1829/2003 Article 2 — Amendments to Regulation (EC) No 1829/2003 Article 2 — Änderung der Verordnung (EG) Nr. 1829/2003
Regulation (EC) No 1829/2003 is amended as follows:
(1) in Article 5, paragraph 3 is amended as follows:
- (a) the introductory wording is replaced by the following:
The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, and shall be accompanied by the following:;
- (b) point (l) is replaced by the following:
(l) an identification of the parts of the application and any other supplementary information that the applicant requests to be treated as confidential, accompanied by verifiable justification, pursuant to Article 30 of this Regulation and Article 39 of Regulation (EC) No 178/2002;;
- (c) the following point is added:
(m) a summary of the dossier in a standardised form.;
- (2) in Article 6, paragraph 7 is replaced by the following:
7. The Authority, in accordance with Article 38(1) of Regulation (EC) No 178/2002, shall make its opinion public, after deletion of any information identified as confidential in accordance with Articles 39 to 39e of Regulation (EC) No 178/2002 and Article 30 of this Regulation. The public may make comments to the Commission within 30 days of such publication.;
- (3) in Article 10, paragraph 1 is replaced by the following:
1. On its own initiative or following a request from the Commission or from a Member State, the Authority shall issue an opinion on whether an authorisation for a product referred to in Article 3(1) of this Regulation still meets the conditions set out in this Regulation. It shall forthwith transmit that opinion to the Commission, Member States and the authorisation-holder. The Authority, in accordance with Article 38(1) of Regulation (EC) No 178/2002, shall make its opinion public, after deletion of any information identified as confidential in accordance with Articles 39 to 39e of Regulation (EC) No 178/2002 and Article 30 of this Regulation. The public may make comments to the Commission within 30 days of such publication.;
- (4) in Article 11(2), the introductory wording is replaced by the following:
2. The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, and accompanied by the following:;
(5) in Article 17, paragraph 3 is amended as follows:
- (a) the introductory wording is replaced by the following:
The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, and accompanied by the following:;
- (b) point (l) is replaced by the following:
(l) an identification of the parts of the application and any other supplementary information that the applicant requests to be treated as confidential, accompanied by verifiable justification, pursuant to Article 30 of this Regulation and Articles 39 to 39e of Regulation (EC) No 178/2002;;
- (c) the following point is added:
(m) a summary of the dossier in a standardised form.;
- (6) in Article 18, paragraph 7 is replaced by the following:
7. The Authority shall, in accordance with Article 38(1) of Regulation (EC) No 178/2002, make its opinion public, after the deletion of any information identified as confidential in accordance with Articles 39 to 39e of Regulation (EC) No 178/2002 and Article 30 of this Regulation. The public may make comments to the Commission within 30 days of such publication.;
- (7) in Article 22, paragraph 1 is replaced by the following:
1. On its own initiative or following a request from the Commission or from a Member State, the Authority shall issue an opinion on whether an authorisation for a product referred to in Article 15(1) still meets the conditions set out in this Regulation. It shall forthwith transmit that opinion to the Commission, Member States and the authorisation-holder. The Authority, in accordance with Article 38(1) of Regulation (EC) No 178/2002, shall make its opinion public, after deletion of any information identified as confidential in accordance with Articles 39 to 39e of Regulation (EC) No 178/2002 and Article 30 of this Regulation. The public may make comments to the Commission within 30 days of such publication.;
- (8) in Article 23(2), the introductory wording is replaced by the following:
2. The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, and accompanied by the following:;
- (9) in Article 29, paragraphs 1 and 2 are replaced by the following:
1. The Authority shall make public the application for authorisation, relevant supporting information and any supplementary information supplied by the applicant, as well as its scientific opinions and opinions from the competent authorities referred to in Article 4 of Directive 2001/18/EC, in accordance with Articles 38 to 39e of Regulation (EC) No 178/2002 and taking into account Article 30 of this Regulation.
2. The Authority shall apply Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and Commission documents
Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and Commission documents (OJ L 145, 31.5.2001, p. 43).;
when handling applications for access to documents held by the Authority.
- (10) Article 30 is replaced by the following:
Article 30Confidentiality
1.
In accordance with the conditions and the procedures laid down in Articles 39 to 39e of Regulation (EC) No 178/2002 and this Article:
- (a) the applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification; and
- (b) the Authority shall assess the confidentiality request submitted by the applicant.
2.
In addition to the items of information referred to in points (a), (b) and (c) of Article 39(2) of Regulation (EC) No 178/2002 and pursuant to Article 39(3) thereof, the Authority may also grant confidential treatment with respect to the following information, where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:
- (a) DNA sequence information, except for sequences used for the purpose of detection, identification and quantification of the transformation event; and
- (b) breeding patterns and strategies.
3. The use of the detection methods and the reproduction of the reference materials, provided under Articles 5(3) and 17(3) for the purpose of applying this Regulation to GMOs, food or feed to which an application refers, shall not be restricted by the exercise of intellectual property rights or otherwise.
4. This Article is without prejudice to Article 41 of Regulation (EC) No 178/2002..
Regulation (EC) No 1829/2003 is amended as follows:
(1) in Article 5, paragraph 3 is amended as follows:
- (a) the introductory wording is replaced by the following:
The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, and shall be accompanied by the following:;
- (b) point (l) is replaced by the following:
(l) an identification of the parts of the application and any other supplementary information that the applicant requests to be treated as confidential, accompanied by verifiable justification, pursuant to Article 30 of this Regulation and Article 39 of Regulation (EC) No 178/2002;;
- (c) the following point is added:
(m) a summary of the dossier in a standardised form.;
- (2) in Article 6, paragraph 7 is replaced by the following:
7. The Authority, in accordance with Article 38(1) of Regulation (EC) No 178/2002, shall make its opinion public, after deletion of any information identified as confidential in accordance with Articles 39 to 39e of Regulation (EC) No 178/2002 and Article 30 of this Regulation. The public may make comments to the Commission within 30 days of such publication.;
- (3) in Article 10, paragraph 1 is replaced by the following:
1. On its own initiative or following a request from the Commission or from a Member State, the Authority shall issue an opinion on whether an authorisation for a product referred to in Article 3(1) of this Regulation still meets the conditions set out in this Regulation. It shall forthwith transmit that opinion to the Commission, Member States and the authorisation-holder. The Authority, in accordance with Article 38(1) of Regulation (EC) No 178/2002, shall make its opinion public, after deletion of any information identified as confidential in accordance with Articles 39 to 39e of Regulation (EC) No 178/2002 and Article 30 of this Regulation. The public may make comments to the Commission within 30 days of such publication.;
- (4) in Article 11(2), the introductory wording is replaced by the following:
2. The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, and accompanied by the following:;
(5) in Article 17, paragraph 3 is amended as follows:
- (a) the introductory wording is replaced by the following:
The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, and accompanied by the following:;
- (b) point (l) is replaced by the following:
(l) an identification of the parts of the application and any other supplementary information that the applicant requests to be treated as confidential, accompanied by verifiable justification, pursuant to Article 30 of this Regulation and Articles 39 to 39e of Regulation (EC) No 178/2002;;
- (c) the following point is added:
(m) a summary of the dossier in a standardised form.;
- (6) in Article 18, paragraph 7 is replaced by the following:
7. The Authority shall, in accordance with Article 38(1) of Regulation (EC) No 178/2002, make its opinion public, after the deletion of any information identified as confidential in accordance with Articles 39 to 39e of Regulation (EC) No 178/2002 and Article 30 of this Regulation. The public may make comments to the Commission within 30 days of such publication.;
- (7) in Article 22, paragraph 1 is replaced by the following:
1. On its own initiative or following a request from the Commission or from a Member State, the Authority shall issue an opinion on whether an authorisation for a product referred to in Article 15(1) still meets the conditions set out in this Regulation. It shall forthwith transmit that opinion to the Commission, Member States and the authorisation-holder. The Authority, in accordance with Article 38(1) of Regulation (EC) No 178/2002, shall make its opinion public, after deletion of any information identified as confidential in accordance with Articles 39 to 39e of Regulation (EC) No 178/2002 and Article 30 of this Regulation. The public may make comments to the Commission within 30 days of such publication.;
- (8) in Article 23(2), the introductory wording is replaced by the following:
2. The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, and accompanied by the following:;
- (9) in Article 29, paragraphs 1 and 2 are replaced by the following:
1. The Authority shall make public the application for authorisation, relevant supporting information and any supplementary information supplied by the applicant, as well as its scientific opinions and opinions from the competent authorities referred to in Article 4 of Directive 2001/18/EC, in accordance with Articles 38 to 39e of Regulation (EC) No 178/2002 and taking into account Article 30 of this Regulation.
2. The Authority shall apply Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and Commission documents
Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and Commission documents (OJ L 145, 31.5.2001, p. 43).;
when handling applications for access to documents held by the Authority.
- (10) Article 30 is replaced by the following:
Article 30Confidentiality
1.
In accordance with the conditions and the procedures laid down in Articles 39 to 39e of Regulation (EC) No 178/2002 and this Article:
- (a) the applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification; and
- (b) the Authority shall assess the confidentiality request submitted by the applicant.
2.
In addition to the items of information referred to in points (a), (b) and (c) of Article 39(2) of Regulation (EC) No 178/2002 and pursuant to Article 39(3) thereof, the Authority may also grant confidential treatment with respect to the following information, where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:
- (a) DNA sequence information, except for sequences used for the purpose of detection, identification and quantification of the transformation event; and
- (b) breeding patterns and strategies.
3. The use of the detection methods and the reproduction of the reference materials, provided under Articles 5(3) and 17(3) for the purpose of applying this Regulation to GMOs, food or feed to which an application refers, shall not be restricted by the exercise of intellectual property rights or otherwise.
4. This Article is without prejudice to Article 41 of Regulation (EC) No 178/2002..
Die Verordnung (EG) Nr. 1829/2003 wird wie folgt geändert:
1. Artikel 5 Absatz 3 wird wie folgt geändert:
- a) Der einleitende Satzteil erhält folgende Fassung:
Der Antrag muss in Übereinstimmung mit den Standarddatenformaten — soweit vorhanden — gemäß Artikel 39f der Verordnung (EG) Nr. 178/2002 gestellt werden; dem Antrag ist Folgendes beizufügen:
- b) Buchstabe l erhält folgende Fassung:
l) einen Verweis auf die Teile des Antrags und andere ergänzende Informationen, um deren vertrauliche Behandlung der Antragsteller unter Angabe nachprüfbarer Gründe gemäß Artikel 30 der vorliegenden Verordnung und Artikel 39 der Verordnung (EG) Nr. 178/2002 ersucht,
- c) Folgender Buchstabe wird angefügt:
m) eine Zusammenfassung des Dossiers in standardisierter Form.
- 2. Artikel 6 Absatz 7 erhält folgende Fassung:
(7)Die Behörde macht gemäß Artikel 38 Absatz 1 der Verordnung (EG) Nr. 178/2002 ihre Stellungnahme öffentlich zugänglich, nachdem sie alle gemäß Artikel 39 bis 39e der Verordnung (EG) Nr. 178/2002 und Artikel 30 der vorliegenden Verordnung als vertraulich geltenden Informationen gestrichen hat. Die Öffentlichkeit kann innerhalb von 30 Tagen nach dieser Veröffentlichung gegenüber der Kommission dazu Stellung nehmen.
- 3. Artikel 10 Absatz 1 erhält folgende Fassung:
(1)Aus eigener Initiative oder auf Ersuchen der Kommission oder eines Mitgliedstaats gibt die Behörde eine Stellungnahme zu der Frage ab, ob eine Zulassung für ein in Artikel 3 Absatz 1 der vorliegenden Verordnung genanntes Erzeugnis die in dieser Verordnung festgelegten Bedingungen noch erfüllt. Sie übermittelt diese Stellungnahme unverzüglich der Kommission, den Mitgliedstaaten und dem Zulassungsinhaber. Die Behörde veröffentlicht ihre Stellungnahme gemäß Artikel 38 Absatz 1 der Verordnung (EG) Nr. 178/2002, nachdem sie alle gemäß den Artikeln 39 bis 39e der Verordnung (EG) Nr. 178/2002 und Artikel 30 der vorliegenden Verordnung als vertraulich geltenden Informationen gestrichen hat. Die Öffentlichkeit kann innerhalb von 30 Tagen nach dieser Veröffentlichung gegenüber der Kommission dazu Stellung nehmen.
- 4. In Artikel 11 Absatz 2 erhält der einleitende Satzteil folgende Fassung:
(2)Der Antrag muss in Übereinstimmung mit den Standarddatenformaten — soweit vorhanden — gemäß Artikel 39f der Verordnung (EG) Nr. 178/2002 gestellt werden; dem Antrag ist Folgendes beizufügen:
5. Artikel 17 Absatz 3 wird wie folgt geändert:
- a) Der einleitende Satzteil erhält folgende Fassung:
Der Antrag muss in Übereinstimmung mit den Standarddatenformaten — soweit vorhanden — gemäß Artikel 39f der Verordnung (EG) Nr. 178/2002 gestellt werden; dem Antrag ist Folgendes beizufügen:
- b) Buchstabe l erhält folgende Fassung:
l) einen Verweis auf die Teile des Antrags und andere ergänzende Informationen, um deren vertrauliche Behandlung der Antragsteller unter Angabe nachprüfbarer Gründe gemäß Artikel 30 der vorliegenden Verordnung und Artikel 39 bis 39e der Verordnung (EG) Nr. 178/2002 ersucht;
- c) Folgender Buchstabe wird angefügt:
m) eine Zusammenfassung des Dossiers in standardisierter Form.
- 6. Artikel 18 Absatz 7 erhält folgende Fassung:
(7)Die Behörde macht gemäß Artikel 38 Absatz 1 der Verordnung (EG) Nr. 178/2002 ihre Stellungnahme öffentlich zugänglich, nachdem sie alle gemäß den Artikeln 39 bis 39e der Verordnung (EG) Nr. 178/2002 und Artikel 30 der vorliegenden Verordnung als vertraulich geltenden Informationen gestrichen hat. Die Öffentlichkeit kann innerhalb von 30 Tagen nach dieser Veröffentlichung gegenüber der Kommission dazu Stellung nehmen.
- 7. Artikel 22 Absatz 1 erhält folgende Fassung:
(1)Aus eigener Initiative oder auf Ersuchen der Kommission oder eines Mitgliedstaats gibt die Behörde eine Stellungnahme zu der Frage ab, ob eine Zulassung für ein in Artikel 15 Absatz 1 genanntes Erzeugnis die in dieser Verordnung festgelegten Bedingungen noch erfüllt. Sie übermittelt diese Stellungnahme unverzüglich der Kommission, den Mitgliedstaaten und dem Zulassungsinhaber. Die Behörde veröffentlicht ihre Stellungnahme gemäß Artikel 38 Absatz 1 der Verordnung (EG) Nr. 178/2002, nachdem sie alle gemäß den Artikeln 39 bis 39e der Verordnung (EG) Nr. 178/2002 und Artikel 30 der vorliegenden Verordnung als vertraulich geltenden Informationen gestrichen hat. Die Öffentlichkeit kann innerhalb von 30 Tagen nach dieser Veröffentlichung gegenüber der Kommission dazu Stellung nehmen.
- 8. In Artikel 23 Absatz 2 erhält der einleitende Satzteil folgende Fassung:
(2)Der Antrag muss in Übereinstimmung mit den Standarddatenformaten — soweit vorhanden — gemäß Artikel 39f der Verordnung (EG) Nr. 178/2002 gestellt werden; dem Antrag ist Folgendes beizufügen:
- 9. In Artikel 29 erhalten die Absätze 1 und 2 folgende Fassung:
(1)Die Behörde macht gemäß den Artikeln 38 bis 39e der Verordnung (EG) Nr. 178/2002 sowie unter Berücksichtigung von Artikel 30 der vorliegenden Verordnung den Zulassungsantrag, relevante stützende Informationen und alle vom Antragsteller übermittelten ergänzenden Informationen sowie ihre wissenschaftlichen Gutachten und die Stellungnahmen der in Artikel 4 der Richtlinie 2001/18/EG genannten zuständigen Behörden öffentlich zugänglich.
(2)Die Behörde wendet bei der Behandlung von Anträgen auf Zugang zu Dokumenten, die sich im Besitz der Behörde befinden, die Verordnung (EG) Nr. 1049/2001 des Europäischen Parlaments und des Rates vom 30. Mai 2001 über den Zugang der Öffentlichkeit zu Dokumenten des Europäischen Parlaments, des Rates und der Kommission
Verordnung (EG) Nr. 1049/2001 des Europäischen Parlaments und des Rates vom 30. Mai 2001 über den Zugang der Öffentlichkeit zu Dokumenten des Europäischen Parlaments, des Rates und der Kommission (ABl. L 145 vom 31.5.2001, S. 43).
an.
- 10. Artikel 30 erhält folgende Fassung:
Artikel 30Vertraulichkeit
(1)
In Übereinstimmung mit den Bedingungen und Verfahren der Artikel 39 bis 39e der Verordnung (EG) Nr. 178/2002 sowie mit diesem Artikel
- a) kann der Antragsteller unter Angabe nachprüfbarer Gründe darum ersuchen, dass bestimmte Teile der im Rahmen dieser Verordnung übermittelten Informationen vertraulich behandelt werden und
- b) bewertet die Behörde das vom Antragsteller übermittelte Ersuchen um vertrauliche Behandlung.
(2)
Zusätzlich zu den Informationen gemäß Artikel 39 Absatz 2 Buchstaben a, b und c und Artikel 39 Absatz 3 der Verordnung (EG) Nr. 178/2002 kann die Behörde, wenn der Antragsteller darlegt, dass die Offenlegung dieser Informationen seinen Interessen erheblich schaden könnte, auch eine vertrauliche Behandlung in Bezug auf die folgenden Informationen gewähren:
- a) DNA-Sequenzinformationen, außer über Sequenzen, die für den Nachweis, die Identifizierung und die Quantifizierung des Transformationsereignisses verwendet werden, und
- b) Zuchtprofile und Zuchtstrategien.
(3)Die Nutzung der Nachweisverfahren und die Vermehrung von Referenzmaterialien im Sinne von Artikel 5 Absatz 3 und Artikel 17 Absatz 3 zum Zwecke der Anwendung dieser Verordnung auf GVO, Lebensmittel oder Futtermittel, auf die sich ein Antrag bezieht, dürfen nicht durch die Geltendmachung von Rechten geistigen Eigentums oder in sonstiger Weise eingeschränkt werden.
(4)Dieser Artikel gilt unbeschadet des Artikels 41 der Verordnung (EG) Nr. 178/2002.
Article 3 — Amendments to Regulation (EC) No 1831/2003 Article 3 — Amendments to Regulation (EC) No 1831/2003 Article 3 — Änderung der Verordnung (EG) Nr. 1831/2003
Regulation (EC) No 1831/2003 is amended as follows:
(1) Article 7 is amended as follows:
- (a) paragraph 1 is replaced by the following:
1. An application for an authorisation as provided for in Article 4 of this Regulation shall be sent to the Commission, in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, which shall apply mutatis mutandis. The Commission shall without delay inform the Member States and forward the application to the European Food Safety Authority (hereinafter referred to as the Authority).;
- (b) in paragraph 2, point (c) is replaced by the following:
(c) make public the application and any information supplied by the applicant, in accordance with Article 18.;
- (2) Article 18 is replaced by the following:
Article 18Transparency and confidentiality
1. The Authority shall make public the application for authorisation, relevant supporting information and any supplementary information supplied by the applicant, as well as its scientific opinions, in accordance with Articles 38 to 39e of Regulation (EC) No 178/2002, which shall apply mutatis mutandis.
2. In accordance with the conditions and the procedures laid down in Articles 39 to 39e of Regulation (EC) No 178/2002 and in this Article, the applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification. The Authority shall assess the confidentiality request submitted by the applicant.
3.
In addition to the items of information referred to in Article 39(2) of Regulation (EC) No 178/2002 and pursuant to Article 39(3) thereof, the Authority may also grant confidential treatment with respect to the following items of information, where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:
- (a) the study plan for studies demonstrating the efficacy of a feed additive in terms of the aims of its intended use as defined in Article 6(1) of, and Annex I to, this Regulation; and
- (b) specifications of the impurities of the active substance and the relevant methods of analysis developed internally by the applicant, except for impurities that may have adverse effects on animal health, human health, or the environment.
4. This Article is without prejudice to Article 41 of Regulation (EC) No 178/2002..
Regulation (EC) No 1831/2003 is amended as follows:
(1) Article 7 is amended as follows:
- (a) paragraph 1 is replaced by the following:
1. An application for an authorisation as provided for in Article 4 of this Regulation shall be sent to the Commission, in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, which shall apply mutatis mutandis. The Commission shall without delay inform the Member States and forward the application to the European Food Safety Authority (hereinafter referred to as the Authority).;
- (b) in paragraph 2, point (c) is replaced by the following:
(c) make public the application and any information supplied by the applicant, in accordance with Article 18.;
- (2) Article 18 is replaced by the following:
Article 18Transparency and confidentiality
1. The Authority shall make public the application for authorisation, relevant supporting information and any supplementary information supplied by the applicant, as well as its scientific opinions, in accordance with Articles 38 to 39e of Regulation (EC) No 178/2002, which shall apply mutatis mutandis.
2. In accordance with the conditions and the procedures laid down in Articles 39 to 39e of Regulation (EC) No 178/2002 and in this Article, the applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification. The Authority shall assess the confidentiality request submitted by the applicant.
3.
In addition to the items of information referred to in Article 39(2) of Regulation (EC) No 178/2002 and pursuant to Article 39(3) thereof, the Authority may also grant confidential treatment with respect to the following items of information, where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:
- (a) the study plan for studies demonstrating the efficacy of a feed additive in terms of the aims of its intended use as defined in Article 6(1) of, and Annex I to, this Regulation; and
- (b) specifications of the impurities of the active substance and the relevant methods of analysis developed internally by the applicant, except for impurities that may have adverse effects on animal health, human health, or the environment.
4. This Article is without prejudice to Article 41 of Regulation (EC) No 178/2002..
Die Verordnung (EG) Nr. 1831/2003 wird wie folgt geändert:
1. Artikel 7 wird wie folgt geändert:
- a) Absatz 1 erhält folgende Fassung:
(1)Ein Antrag auf Zulassung gemäß Artikel 4 der vorliegenden Verordnung ist in Übereinstimmung mit den Standarddatenformaten — soweit vorhanden — gemäß Artikel 39f der Verordnung (EG) Nr. 178/2002, der entsprechend gilt, an die Kommission zu richten. Die Kommission unterrichtet unverzüglich die Mitgliedstaaten und leitet den Antrag an die Europäische Behörde für Lebensmittelsicherheit (im Folgenden die Behörde) weiter.
- b) Absatz 2 Buchstabe c erhält folgende Fassung:
c) macht in Übereinstimmung mit Artikel 18 den Antrag und alle vom Antragsteller übermittelten Informationen öffentlich zugänglich.
- 2. Artikel 18 erhält folgende Fassung:
Artikel 18Transparenz und Vertraulichkeit
(1)Die Behörde macht in Übereinstimmung mit den Artikeln 38 bis 39e der Verordnung (EG) Nr. 178/2002, die entsprechend gelten, den Zulassungsantrag, relevante stützende Informationen und alle vom Antragsteller übermittelten ergänzenden Informationen sowie ihre wissenschaftlichen Gutachten öffentlich zugänglich.
(2)In Übereinstimmung mit den Bedingungen und Verfahren der Artikel 39 bis 39e der Verordnung (EG) Nr. 178/2002 und dieses Artikels kann der Antragsteller unter Angabe nachprüfbarer Gründe darum ersuchen, dass bestimmte Teile der im Rahmen der vorliegenden Verordnung übermittelten Informationen vertraulich behandelt werden. Die Behörde bewertet das vom Antragsteller übermittelte Ersuchen um vertrauliche Behandlung.
(3)
Zusätzlich zu den Informationen gemäß Artikel 39 Absatz 2 der Verordnung (EG) Nr. 178/2002 und gemäß Artikel 39 Absatz 3 der genannten Verordnung kann die Behörde, wenn der Antragsteller darlegt, dass die Offenlegung dieser Informationen seinen Interessen erheblich schaden könnte, auch eine vertrauliche Behandlung in Bezug auf die folgenden Informationen gewähren:
- a) den Studienplan für Studien zum Nachweis der Wirksamkeit eines Futtermittelzusatzstoffs im Hinblick auf die beabsichtigte Verwendung gemäß Artikel 6 Absatz 1 und Anhang I der vorliegenden Verordnung und
- b) die Spezifikationen der Verunreinigungen in dem Wirkstoff und der relevanten, vom Antragsteller selbst entwickelten Analysemethoden, außer bei Verunreinigungen, die sich nachteilig auf die Gesundheit von Tier oder Mensch oder die Umwelt auswirken können.
(4)Dieser Artikel gilt unbeschadet des Artikels 41 der Verordnung (EG) Nr. 178/2002.
Article 4 — Amendments to Regulation (EC) No 2065/2003 Article 4 — Amendments to Regulation (EC) No 2065/2003 Article 4 — Änderung der Verordnung (EG) Nr. 2065/2003
Regulation (EC) No 2065/2003 is amended as follows:
(1) Article 7 is amended as follows:
- (a) in paragraph 2, point (c) is replaced by the following:
(c) The Authority shall:
- **(i)** inform without delay the Commission and the other Member States of the application and shall make the application and any supplementary information supplied by the applicant available to them; and
- **(ii)** make public the application, relevant supporting information and any supplementary information supplied by the applicant, in accordance with Articles 14 and 15.;
- (b) paragraph 4 is replaced by the following:
4. The Authority shall publish detailed guidance, following the agreement with the Commission, concerning the preparation and the submission of the application, referred to in paragraph 1 of this Article, taking into account standard data formats, where they exist in accordance with Article 39f of Regulation (EC) No 178/2002.;
- (2) in Article 14, paragraph 1 is replaced by the following:
1. The Authority shall make public the application for authorisation, relevant supporting information and any supplementary information supplied by the applicant as well as its scientific opinions, in accordance with Articles 38 to 39e of Regulation (EC) No 178/2002.;
- (3) Article 15 is replaced by the following:
Article 15Confidentiality
1.
In accordance with the conditions and the procedures laid down in Articles 39 to 39e of Regulation (EC) No 178/2002:
- (a) the applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification; and
- (b) the Authority shall assess the confidentiality request submitted by the applicant.
2. This Article is without prejudice to Article 41 of Regulation (EC) No 178/2002..
Regulation (EC) No 2065/2003 is amended as follows:
(1) Article 7 is amended as follows:
- (a) in paragraph 2, point (c) is replaced by the following:
(c) The Authority shall:
- **(i)** inform without delay the Commission and the other Member States of the application and shall make the application and any supplementary information supplied by the applicant available to them; and
- **(ii)** make public the application, relevant supporting information and any supplementary information supplied by the applicant, in accordance with Articles 14 and 15.;
- (b) paragraph 4 is replaced by the following:
4. The Authority shall publish detailed guidance, following the agreement with the Commission, concerning the preparation and the submission of the application, referred to in paragraph 1 of this Article, taking into account standard data formats, where they exist in accordance with Article 39f of Regulation (EC) No 178/2002.;
- (2) in Article 14, paragraph 1 is replaced by the following:
1. The Authority shall make public the application for authorisation, relevant supporting information and any supplementary information supplied by the applicant as well as its scientific opinions, in accordance with Articles 38 to 39e of Regulation (EC) No 178/2002.;
- (3) Article 15 is replaced by the following:
Article 15Confidentiality
1.
In accordance with the conditions and the procedures laid down in Articles 39 to 39e of Regulation (EC) No 178/2002:
- (a) the applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification; and
- (b) the Authority shall assess the confidentiality request submitted by the applicant.
2. This Article is without prejudice to Article 41 of Regulation (EC) No 178/2002..
Die Verordnung (EG) Nr. 2065/2003 wird wie folgt geändert:
1. Artikel 7 wird wie folgt geändert:
- a) Absatz 2 Buchstabe c erhält folgende Fassung:
c) Die Behörde
- **i)** unterrichtet unverzüglich die Kommission und die anderen Mitgliedstaaten über den Antrag und stellt ihnen den Antrag und alle zusätzlichen, vom Antragsteller vorgelegten Informationen zur Verfügung und
- **ii)** macht in Übereinstimmung mit den Artikeln 14 und 15 den Antrag, relevante stützende Informationen und alle zusätzlichen, vom Antragsteller vorgelegten Informationen öffentlich zugänglich.
- b) Absatz 4 erhält folgende Fassung:
(4)Die Behörde veröffentlicht entsprechend der Vereinbarung mit der Kommission ausführliche Leitlinien für die Erstellung und Einreichung der in Absatz 1 des vorliegenden Artikels genannten Anträgen, wobei sie die Standarddatenformate — soweit vorhanden — gemäß Artikel 39f der Verordnung (EG) Nr. 178/2002 berücksichtigt.
- 2. Artikel 14 Absatz 1 erhält folgende Fassung:
(1)Die Behörde macht gemäß den Artikeln 38 bis 39e der Verordnung (EG) Nr. 178/2002 den Zulassungsantrag, relevante stützende Informationen und alle zusätzlichen, vom Antragsteller vorgelegten Informationen sowie ihre wissenschaftlichen Stellungnahmen öffentlich zugänglich.
- 3. Artikel 15 erhält folgende Fassung:
Artikel 15Vertraulichkeit
(1)
In Übereinstimmung mit den Bedingungen und Verfahren der Artikel 39 bis 39e der Verordnung (EG) Nr. 178/2002
- a) kann der Antragsteller unter Angabe nachprüfbarer Gründe darum ersuchen, dass bestimmte Teile der im Rahmen dieser Verordnung übermittelten Informationen vertraulich behandelt werden, und
- b) bewertet die Behörde das vom Antragsteller übermittelte Ersuchen um vertrauliche Behandlung.
(2)Dieser Artikel gilt unbeschadet des Artikels 41 der Verordnung (EG) Nr. 178/2002 der Kommission.
Article 5 — Amendments to Regulation (EC) No 1935/2004 Article 5 — Amendments to Regulation (EC) No 1935/2004 Article 5 — Änderung der Verordnung (EG) Nr. 1935/2004
Regulation (EC) No 1935/2004 is amended as follows:
(1) Article 9 is amended as follows:
- (a) in paragraph 1, point (c) is replaced by the following:
(c) the Authority shall without delay:
- **(i)** inform the Commission and the other Member States of the application and shall make the application and any supplementary information supplied by the applicant available to them; and
- **(ii)** make public the application, relevant supporting information and any supplementary information supplied by the applicant, in accordance with Articles 19 and 20.;
- (b) paragraph 2 is replaced by the following:
2. The Authority shall publish detailed guidelines, following the agreement with the Commission, concerning the preparation and the submission of the application, taking into account standard data formats, where they exist in accordance with Article 39f of Regulation (EC) No 178/2002, which shall apply mutatis mutandis.;
- (2) in Article 19, paragraph 1 is replaced by the following:
1. The Authority shall make public the application for authorisation, relevant supporting information and any supplementary information supplied by the applicant, as well as its scientific opinions, in accordance with Articles 38 to 39e of Regulation (EC) No 178/2002, which shall apply mutatis mutandis, and with Article 20 of this Regulation.;
- (3) Article 20 is replaced by the following:
Article 20Confidentiality
1.
In accordance with the conditions and the procedures laid down in Articles 39 to 39e of Regulation (EC) No 178/2002 and in this Article:
- (a) the applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification; and
- (b) the Authority shall assess the confidentiality request submitted by the applicant.
2.
In addition to the items of information referred to in Article 39(2) of Regulation (EC) No 178/2002 and pursuant to Article 39(3) thereof, the Authority may also grant confidential treatment with respect to the following items of information, where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:
- (a) any information provided in detailed descriptions of starting substances and mixtures used to manufacture the substance subject to the authorisation, the composition of mixtures, materials or articles in which the applicant intends to use that substance, the manufacturing methods of those mixtures, materials or articles, impurities, and migration testing results, except for information which is relevant to the assessment of safety;
- (b) the trademark under which the substance shall be marketed as well as the tradename of the mixtures, material or articles in which it shall be used, where applicable; and
- (c) any other information deemed confidential within the specific procedural rules referred to in point (n) of Article 5(1) of this Regulation.
3. This Article is without prejudice to Article 41 of Regulation (EC) No 178/2002..
Regulation (EC) No 1935/2004 is amended as follows:
(1) Article 9 is amended as follows:
- (a) in paragraph 1, point (c) is replaced by the following:
(c) the Authority shall without delay:
- **(i)** inform the Commission and the other Member States of the application and shall make the application and any supplementary information supplied by the applicant available to them; and
- **(ii)** make public the application, relevant supporting information and any supplementary information supplied by the applicant, in accordance with Articles 19 and 20.;
- (b) paragraph 2 is replaced by the following:
2. The Authority shall publish detailed guidelines, following the agreement with the Commission, concerning the preparation and the submission of the application, taking into account standard data formats, where they exist in accordance with Article 39f of Regulation (EC) No 178/2002, which shall apply mutatis mutandis.;
- (2) in Article 19, paragraph 1 is replaced by the following:
1. The Authority shall make public the application for authorisation, relevant supporting information and any supplementary information supplied by the applicant, as well as its scientific opinions, in accordance with Articles 38 to 39e of Regulation (EC) No 178/2002, which shall apply mutatis mutandis, and with Article 20 of this Regulation.;
- (3) Article 20 is replaced by the following:
Article 20Confidentiality
1.
In accordance with the conditions and the procedures laid down in Articles 39 to 39e of Regulation (EC) No 178/2002 and in this Article:
- (a) the applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification; and
- (b) the Authority shall assess the confidentiality request submitted by the applicant.
2.
In addition to the items of information referred to in Article 39(2) of Regulation (EC) No 178/2002 and pursuant to Article 39(3) thereof, the Authority may also grant confidential treatment with respect to the following items of information, where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:
- (a) any information provided in detailed descriptions of starting substances and mixtures used to manufacture the substance subject to the authorisation, the composition of mixtures, materials or articles in which the applicant intends to use that substance, the manufacturing methods of those mixtures, materials or articles, impurities, and migration testing results, except for information which is relevant to the assessment of safety;
- (b) the trademark under which the substance shall be marketed as well as the tradename of the mixtures, material or articles in which it shall be used, where applicable; and
- (c) any other information deemed confidential within the specific procedural rules referred to in point (n) of Article 5(1) of this Regulation.
3. This Article is without prejudice to Article 41 of Regulation (EC) No 178/2002..
Die Verordnung (EG) Nr. 1935/2004 wird wie folgt geändert:
1. Artikel 9 wird wie folgt geändert:
- a) Absatz 1 Buchstabe c erhält folgende Fassung:
c) Die Behörde wird unverzüglich tätig:
- **i)** Sie unterrichtet die Kommission und die anderen Mitgliedstaaten über den Antrag und stellt ihnen den Antrag sowie alle vom Antragsteller vorgelegten zusätzliche Informationen zur Verfügung und
- **ii)** macht in Übereinstimmung mit den Artikeln 19 und 20 den Antrag, relevante stützende Informationen und alle vom Antragsteller vorgelegten zusätzlichen Informationen öffentlich zugänglich.
- b) Absatz 2 erhält folgende Fassung:
(2)Die Behörde veröffentlicht in Absprache mit der Kommission ausführliche Leitlinien für die Erstellung und Einreichung von Anträgen, wobei sie die Standarddatenformate — soweit vorhanden — gemäß Artikel 39f der Verordnung (EG) Nr. 178/2002, der entsprechend gilt, berücksichtigt.
- 2. Artikel 19 Absatz 1 erhält folgende Fassung:
(1)Die Behörde veröffentlicht in Übereinstimmung mit den Artikeln 38 bis 39e der Verordnung (EG) Nr. 178/2002, die entsprechend gelten, sowie mit Artikel 20 der vorliegenden Verordnung den Zulassungsantrag, relevante stützende Informationen und alle vom Antragsteller vorgelegten zusätzlichen Informationen sowie ihre wissenschaftlichen Stellungnahmen.
- 3. Artikel 20 erhält folgende Fassung:
Artikel 20Vertraulichkeit
(1)
In Übereinstimmung mit den Bedingungen und Verfahren der Artikel 39 bis 39e der Verordnung (EG) Nr. 178/2002 sowie dieses Artikels
- a) kann der Antragsteller unter Angabe nachprüfbarer Gründe darum ersuchen, dass bestimmte Teile der im Rahmen der vorliegenden Verordnung übermittelten Informationen vertraulich behandelt werden und
- b) bewertet die Behörde das vom Antragsteller übermittelte Ersuchen um vertrauliche Behandlung.
(2)
Zusätzlich zu den Informationen gemäß Artikel 39 Absatz 2 der Verordnung (EG) Nr. 178/2002 und gemäß Artikel 39 Absatz 3 der genannten Verordnung kann die Behörde, wenn der Antragsteller darlegt, dass die Offenlegung dieser Informationen seinen Interessen erheblich schaden könnte, auch eine vertrauliche Behandlung in Bezug auf die folgenden Informationen gewähren:
- a) alle Informationen, die in den ausführlichen Beschreibungen von Ausgangsstoffen und -gemischen enthalten sind, die zur Herstellung des Stoffes verwendet werden, für den die Zulassung beantragt wird; ferner die Zusammensetzung von Gemischen, Materialien oder Gegenständen, in denen der Antragsteller diesen Stoff verwenden will, die Methoden für die Herstellung dieser Gemische, Materialien oder Gegenstände, Verunreinigungen und Ergebnisse von Migrationsprüfungen, mit Ausnahme der für die Sicherheitsbewertung wichtigen Informationen,
- b) die Handelsmarke, unter der der Stoff in Verkehr gebracht wird, sowie den Handelsnamen der Gemische, Materialien bzw. Gegenstände, in denen er Verwendung finden wird, und
- c) alle sonstigen Informationen, die im Rahmen der spezifischen Verfahrensregeln gemäß Artikel 5 Absatz 1 Buchstabe n der vorliegenden Verordnung als vertraulich betrachtet werden.
(3)Dieser Artikel gilt unbeschadet des Artikels 41 der Verordnung (EG) Nr. 178/2002 der Kommission.
Article 6 — Amendments to Regulation (EC) No 1331/2008 Article 6 — Amendments to Regulation (EC) No 1331/2008 Article 6 — Änderung der Verordnung (EG) Nr. 1331/2008
Regulation (EC) No 1331/2008 is amended as follows:
- (1) in Article 6, the following paragraph is added:
5. The Authority shall make public the additional information supplied by the applicant in accordance with Articles 11 and 12.;
- (2) Article 11 is replaced by the following:
Article 11TransparencyWhere the Commission requests the opinion of the Authority in accordance with Article 3(2) of this Regulation, the Authority shall make public without delay the application for authorisation, relevant supporting information and any supplementary information supplied by the applicant, as well as its scientific opinions, in accordance with Articles 38 to 39e of Regulation (EC) No 178/2002. The Authority shall also make public any request for its opinion as well as any extension of period pursuant to Article 6(1) of this Regulation.;
- (3) Article 12 is replaced by the following:
Article 12Confidentiality
1. The applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification, upon submission of the application.
2. Where an opinion by the Authority is required in accordance with Article 3(2) of this Regulation, the Authority shall assess the confidentiality request submitted by the applicant, in accordance with Articles 39 to 39e of Regulation (EC) No 178/2002.
3.
In addition to the items of information referred to in Article 39(2) of Regulation (EC) No 178/2002 and pursuant to Article 39(3) thereof, the Authority may also grant confidential treatment with respect to the following items of information, where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:
- (a) where applicable, information provided in detailed descriptions of starting substances and starting preparations and on how they are used to manufacture the substance subject to the authorisation, and detailed information on the nature and composition of the materials or products in which the applicant intends to use the substance subject to the authorisation, except for information which is relevant to the assessment of safety;
- (b) where applicable, detailed analytical information on the variability and stability of individual production batches of the substance subject to the authorisation, except for information which is relevant to the assessment of safety.
4. Where an opinion by the Authority is not required in accordance with Article 3(2) of this Regulation, the Commission shall assess the confidentiality request submitted by the applicant. Articles 39, 39a and 39d of Regulation (EC) No 178/2002 and paragraph 3 of this Article shall apply mutatis mutandis.
5. This Article is without prejudice to Article 41 of Regulation (EC) No 178/2002..
Regulation (EC) No 1331/2008 is amended as follows:
- (1) in Article 6, the following paragraph is added:
5. The Authority shall make public the additional information supplied by the applicant in accordance with Articles 11 and 12.;
- (2) Article 11 is replaced by the following:
Article 11TransparencyWhere the Commission requests the opinion of the Authority in accordance with Article 3(2) of this Regulation, the Authority shall make public without delay the application for authorisation, relevant supporting information and any supplementary information supplied by the applicant, as well as its scientific opinions, in accordance with Articles 38 to 39e of Regulation (EC) No 178/2002. The Authority shall also make public any request for its opinion as well as any extension of period pursuant to Article 6(1) of this Regulation.;
- (3) Article 12 is replaced by the following:
Article 12Confidentiality
1. The applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification, upon submission of the application.
2. Where an opinion by the Authority is required in accordance with Article 3(2) of this Regulation, the Authority shall assess the confidentiality request submitted by the applicant, in accordance with Articles 39 to 39e of Regulation (EC) No 178/2002.
3.
In addition to the items of information referred to in Article 39(2) of Regulation (EC) No 178/2002 and pursuant to Article 39(3) thereof, the Authority may also grant confidential treatment with respect to the following items of information, where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:
- (a) where applicable, information provided in detailed descriptions of starting substances and starting preparations and on how they are used to manufacture the substance subject to the authorisation, and detailed information on the nature and composition of the materials or products in which the applicant intends to use the substance subject to the authorisation, except for information which is relevant to the assessment of safety;
- (b) where applicable, detailed analytical information on the variability and stability of individual production batches of the substance subject to the authorisation, except for information which is relevant to the assessment of safety.
4. Where an opinion by the Authority is not required in accordance with Article 3(2) of this Regulation, the Commission shall assess the confidentiality request submitted by the applicant. Articles 39, 39a and 39d of Regulation (EC) No 178/2002 and paragraph 3 of this Article shall apply mutatis mutandis.
5. This Article is without prejudice to Article 41 of Regulation (EC) No 178/2002..
Die Verordnung (EG) Nr. 1331/2008 wird wie folgt geändert:
- 1. In Artikel 6 wird folgender Absatz 5 angefügt:
(5)Die Behörde macht die vom Antragsteller übermittelten zusätzlichen Informationen in Übereinstimmung mit den Artikeln 11 und 12 öffentlich zugänglich.
- 2. Artikel 11 erhält folgende Fassung:
Artikel 11TransparenzWenn die Kommission die Behörde gemäß Artikel 3 Absatz 2 der vorliegenden Verordnung um ein Gutachten ersucht, macht diese in Übereinstimmung mit den Artikeln 38 bis 39e der Verordnung (EG) Nr. 178/2002 den Zulassungsantrag, relevante stützende Informationen und alle vom Antragsteller übermittelten ergänzenden Informationen sowie ihre wissenschaftlichen Gutachten unverzüglich öffentlich zugänglich. Außerdem veröffentlicht die Behörde die Ersuchen um Gutachten sowie die in Artikel 6 Absatz 1 der vorliegenden Verordnung genannten Fristverlängerungen.
- 3. Artikel 12 erhält folgende Fassung:
Artikel 12Vertraulichkeit
(1)Bei der Antragstellung kann der Antragsteller unter Angabe nachprüfbarer Gründe darum ersuchen, dass bestimmte Teile der im Rahmen der vorliegenden Verordnung übermittelten Informationen vertraulich behandelt werden.
(2)Ist gemäß Artikel 3 Absatz 2 der vorliegenden Verordnung ein Gutachten der Behörde erforderlich, so bewertet sie gemäß den Artikeln 39 bis 39e der Verordnung (EG) Nr. 178/2002 das vom Antragsteller übermittelte Ersuchen um vertrauliche Behandlung.
(3)
Zusätzlich zu den Informationen gemäß Artikel 39 Absatz 2 der Verordnung (EG) Nr. 178/2002 und gemäß Artikel 39 Absatz 3 der genannten Verordnung kann die Behörde, wenn der Antragsteller darlegt, dass die Offenlegung dieser Informationen seinen Interessen erheblich schaden könnte, auch eine vertrauliche Behandlung in Bezug auf die folgenden Informationen gewähren:
- a) gegebenenfalls die Informationen, die in den ausführlichen Beschreibungen von Ausgangsstoffen und Ausgangszubereitungen enthalten sind und dazu, wie diese zur Herstellung des Stoffes verwendet werden, für den die Zulassung beantragt wird, sowie detaillierte Informationen zu Art und Zusammensetzung der Materialien oder Produkte, in denen der Antragsteller den Stoff, für den die Zulassung beantragt wird, verwenden will, mit Ausnahme der für die Sicherheitsbewertung wichtigen Informationen;
- b) gegebenenfalls detaillierte Analysedaten zur Variabilität und Stabilität von einzelnen hergestellten Chargen des Stoffs, für den die Zulassung beantragt wird, mit Ausnahme der für die Sicherheitsbewertung wichtigen Informationen.
(4)Ist gemäß Artikel 3 Absatz 2 der vorliegenden Verordnung kein Gutachten der Behörde erforderlich, so bewertet die Kommission das vom Antragsteller übermittelte Ersuchen um vertrauliche Behandlung. Die Artikel 39, 39a und 39d der Verordnung (EG) Nr. 178/2002 und Absatz 3 des vorliegenden Artikels gelten entsprechend.
(5)Dieser Artikel gilt unbeschadet des Artikels 41 der Verordnung (EG) Nr. 178/2002 der Kommission.
Article 7 — Amendments to Regulation (EC) No 1107/2009 Article 7 — Amendments to Regulation (EC) No 1107/2009 Article 7 — Änderung der Verordnung (EG) Nr. 1107/2009
Regulation (EC) No 1107/2009 is amended as follows:
(1) Article 7 is amended as follows:
- (a) in paragraph 1, the first subparagraph is replaced by the following:
An application for the approval of an active substance or for an amendment to the conditions of an approval shall be submitted by the producer of the active substance to a Member State (the rapporteur Member State), together with a summary and a complete dossier as provided for in Article 8(1) and (2) of this Regulation or a scientifically reasoned justification for not providing certain parts of those dossiers, demonstrating that the active substance fulfils the approval criteria provided for in Article 4 of this Regulation. The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, which shall apply mutatis mutandis.;
- (b) paragraph 3 is replaced by the following:
3. When submitting the application, the applicant may submit a request, pursuant to Article 63, to treat certain information, including certain parts of the dossier, as confidential and shall physically separate that information.Member States shall assess the confidentiality requests. After consultation with the Authority, the rapporteur Member States shall decide what information is to be treated as confidential, in accordance with Article 63.The Authority, following consultations with the Member States, shall lay down practical arrangements to ensure the consistency of those assessments.;
- (2) Article 10 is replaced by the following:
Article 10Public access to the dossiersThe Authority shall without delay make the dossiers referred to in Article 8, including any supplementary information supplied by the applicant, available to the public, with the exception of any information to which the rapporteur Member State has granted confidential treatment pursuant to Article 63.;
- (3) In Article 15, paragraph 1 is replaced by the following:
1. The application provided for in Article 14 of this Regulation shall be submitted by a producer of the active substance to a Member State, with a copy to the Commission, to the other Member States and to the Authority, no later than three years before the expiry of the approval. The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, which shall apply mutatis mutandis.;
- (4) Article 16 is replaced by the following:
Article 16Public access to the information for renewalThe Authority shall assess, without delay, any confidentiality request and make available to the public the information provided by the applicant under Article 15 as well as any other supplementary information submitted by the applicant, except for information in respect of which confidential treatment has been requested and granted by the Authority pursuant to Article 63.The Authority, following consultations with the Member States, shall lay down practical arrangements to ensure the consistency of those assessments.;
- (5) in Article 63, paragraphs 1, 2 and 3 are replaced by the following:
1. An applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification.
2.
Confidential treatment may be granted only with respect to the following items of information, where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:
- (a) information referred to in Article 39(2) of Regulation (EC) No 178/2002;
- (b) the specification of impurity of the active substance and the related methods of analysis for impurities in the active substance as manufactured, except for the impurities that are considered to be toxicologically, ecotoxicologically or environmentally relevant and the related methods of analysis for such impurities;
- (c) results of production batches of the active substance including impurities; and
- (d) information on the complete composition of a plant protection product.
2a. Where the Authority assesses confidentiality requests under this Regulation, the conditions and the procedures laid down in Articles 39 to 39e of Regulation (EC) No 178/2002 and paragraph 2 of this Article shall apply.
2b.
Where Member States assess confidentiality requests under this Regulation, the following requirements and procedures apply:
- (a) confidentiality treatment may only be granted with respect to information listed in paragraph 2;
- (b) where the Member State has decided which information is to be treated as confidential, it shall inform the applicant of its decision;
- (c) Member States, the Commission and the Authority shall take the necessary measures so that information for which confidential treatment has been granted is not made public;
- (d) Article 39e of Regulation (EC) No 178/2002 shall apply mutatis mutandis;
(e) notwithstanding paragraph 2 and points (c) and (d) of this paragraph:
- (i) where urgent action is essential to protect human health, animal health or the environment, such as in emergency situations, the Member State may disclose the information referred to in paragraph 2;
- (ii) information which forms part of the conclusions of the scientific outputs delivered by the Authority and which relate to foreseeable effects on human health, animal health or the environment shall nevertheless be made public. In that case, Article 39c of Regulation (EC) No 178/2002 shall apply;
- (f) if the applicant withdraws or has withdrawn an application, Member States, the Commission and the Authority shall respect the confidentiality as granted in accordance with this Article. Where the withdrawal of the application takes place before the Member State has decided on the relevant confidentiality request, Member States, the Commission and the Authority shall not make public the information for which confidentiality has been requested.
3. This Article is without prejudice to Directive 2003/4/EC
Directive 2003/4/EC of the European Parliament and of the Council of 28 January 2003 on public access to environmental information and repealing Council Directive 90/313/EEC (OJ L 41, 14.2.2003, p. 26).
and Regulations (EC) No 1049/2001
Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and Commission documents (OJ L 145, 31.5.2001, p. 43).
and (EC) No 1367/2006
Regulation (EC) No 1367/2006 of the European Parliament and of the Council of 6 September 2006 on the application of the provisions of the Aarhus Convention on Access to Information, Public Participation in Decision-making and Access to Justice in Environmental Matters to Community institutions and bodies (OJ L 264, 25.9.2006, p. 13)..
of the European Parliament and of the Council.
Regulation (EC) No 1107/2009 is amended as follows:
(1) Article 7 is amended as follows:
- (a) in paragraph 1, the first subparagraph is replaced by the following:
An application for the approval of an active substance or for an amendment to the conditions of an approval shall be submitted by the producer of the active substance to a Member State (the rapporteur Member State), together with a summary and a complete dossier as provided for in Article 8(1) and (2) of this Regulation or a scientifically reasoned justification for not providing certain parts of those dossiers, demonstrating that the active substance fulfils the approval criteria provided for in Article 4 of this Regulation. The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, which shall apply mutatis mutandis.;
- (b) paragraph 3 is replaced by the following:
3. When submitting the application, the applicant may submit a request, pursuant to Article 63, to treat certain information, including certain parts of the dossier, as confidential and shall physically separate that information.Member States shall assess the confidentiality requests. After consultation with the Authority, the rapporteur Member States shall decide what information is to be treated as confidential, in accordance with Article 63.The Authority, following consultations with the Member States, shall lay down practical arrangements to ensure the consistency of those assessments.;
- (2) Article 10 is replaced by the following:
Article 10Public access to the dossiersThe Authority shall without delay make the dossiers referred to in Article 8, including any supplementary information supplied by the applicant, available to the public, with the exception of any information to which the rapporteur Member State has granted confidential treatment pursuant to Article 63.;
- (3) In Article 15, paragraph 1 is replaced by the following:
1. The application provided for in Article 14 of this Regulation shall be submitted by a producer of the active substance to a Member State, with a copy to the Commission, to the other Member States and to the Authority, no later than three years before the expiry of the approval. The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, which shall apply mutatis mutandis.;
- (4) Article 16 is replaced by the following:
Article 16Public access to the information for renewalThe Authority shall assess, without delay, any confidentiality request and make available to the public the information provided by the applicant under Article 15 as well as any other supplementary information submitted by the applicant, except for information in respect of which confidential treatment has been requested and granted by the Authority pursuant to Article 63.The Authority, following consultations with the Member States, shall lay down practical arrangements to ensure the consistency of those assessments.;
- (5) in Article 63, paragraphs 1, 2 and 3 are replaced by the following:
1. An applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification.
2.
Confidential treatment may be granted only with respect to the following items of information, where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:
- (a) information referred to in Article 39(2) of Regulation (EC) No 178/2002;
- (b) the specification of impurity of the active substance and the related methods of analysis for impurities in the active substance as manufactured, except for the impurities that are considered to be toxicologically, ecotoxicologically or environmentally relevant and the related methods of analysis for such impurities;
- (c) results of production batches of the active substance including impurities; and
- (d) information on the complete composition of a plant protection product.
2a. Where the Authority assesses confidentiality requests under this Regulation, the conditions and the procedures laid down in Articles 39 to 39e of Regulation (EC) No 178/2002 and paragraph 2 of this Article shall apply.
2b.
Where Member States assess confidentiality requests under this Regulation, the following requirements and procedures apply:
- (a) confidentiality treatment may only be granted with respect to information listed in paragraph 2;
- (b) where the Member State has decided which information is to be treated as confidential, it shall inform the applicant of its decision;
- (c) Member States, the Commission and the Authority shall take the necessary measures so that information for which confidential treatment has been granted is not made public;
- (d) Article 39e of Regulation (EC) No 178/2002 shall apply mutatis mutandis;
(e) notwithstanding paragraph 2 and points (c) and (d) of this paragraph:
- (i) where urgent action is essential to protect human health, animal health or the environment, such as in emergency situations, the Member State may disclose the information referred to in paragraph 2;
- (ii) information which forms part of the conclusions of the scientific outputs delivered by the Authority and which relate to foreseeable effects on human health, animal health or the environment shall nevertheless be made public. In that case, Article 39c of Regulation (EC) No 178/2002 shall apply;
- (f) if the applicant withdraws or has withdrawn an application, Member States, the Commission and the Authority shall respect the confidentiality as granted in accordance with this Article. Where the withdrawal of the application takes place before the Member State has decided on the relevant confidentiality request, Member States, the Commission and the Authority shall not make public the information for which confidentiality has been requested.
3. This Article is without prejudice to Directive 2003/4/EC
Directive 2003/4/EC of the European Parliament and of the Council of 28 January 2003 on public access to environmental information and repealing Council Directive 90/313/EEC (OJ L 41, 14.2.2003, p. 26).
and Regulations (EC) No 1049/2001
Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and Commission documents (OJ L 145, 31.5.2001, p. 43).
and (EC) No 1367/2006
Regulation (EC) No 1367/2006 of the European Parliament and of the Council of 6 September 2006 on the application of the provisions of the Aarhus Convention on Access to Information, Public Participation in Decision-making and Access to Justice in Environmental Matters to Community institutions and bodies (OJ L 264, 25.9.2006, p. 13)..
of the European Parliament and of the Council.
Die Verordnung (EG) Nr. 1107/2009 wird wie folgt geändert:
1. Artikel 7 wird wie folgt geändert:
- a) Absatz 1 Unterabsatz 1 erhält folgende Fassung:
Der Hersteller eines Wirkstoffs legt einem Mitgliedstaat (im Folgenden berichterstattender Mitgliedstaat) einen Antrag auf Genehmigung dieses Wirkstoffs oder auf Änderung der Bedingungen für eine Genehmigung vor, zusammen mit einem vollständigen Dossier und einer Kurzfassung davon gemäß Artikel 8 Absätze 1 und 2 der vorliegenden Verordnung oder mit einer wissenschaftlich fundierten Begründung für die Nichtvorlage bestimmter Teile dieser Dossiers; dabei ist nachzuweisen, dass der Wirkstoff die Genehmigungskriterien gemäß Artikel 4 der vorliegenden Verordnung erfüllt. Der Antrag muss in Übereinstimmung mit den Standarddatenformaten — soweit vorhanden — gemäß Artikel 39f der Verordnung (EG) Nr. 178/2002, der entsprechend gilt, vorgelegt werden.
- b) Absatz 3 erhält folgende Fassung:
(3)Bei Vorlage des Antrags kann der Antragsteller gemäß Artikel 63 beantragen, dass bestimmte Informationen, einschließlich bestimmter Teile des Dossiers, vertraulich behandelt werden; diese Informationen sind gesondert vorzulegen.Die Mitgliedstaaten bewerten die Anträge auf Vertraulichkeit. Nach Absprache mit der Behörde entscheidet der berichterstattende Mitgliedstaat darüber, welche Informationen gemäß Artikel 63 vertraulich zu behandeln sind.Um sicherzustellen, dass die Bewertungen kohärent sind, legt die Behörde im Anschluss an Konsultationen mit den Mitgliedstaaten die praktischen Vorkehrungen für diese Bewertungen fest.
- 2. Artikel 10 erhält folgende Fassung:
Artikel 10Öffentlicher Zugang zu den DossiersDie Behörde veröffentlicht unverzüglich die in Artikel 8 genannten Dossiers, einschließlich aller vom Antragsteller vorgelegten ergänzenden Informationen, mit Ausnahme der Informationen, für die der berichterstattende Mitgliedstaat in Übereinstimmung mit Artikel 63 eine vertrauliche Behandlung gewährt hat.
- 3. Artikel 15 Absatz 1 erhält folgende Fassung:
(1)Der Hersteller des Wirkstoffs übermittelt einem Mitgliedstaat, mit Kopie an die Kommission, die anderen Mitgliedstaaten und die Behörde, den in Artikel 14 der vorliegenden Verordnung vorgesehenen Antrag spätestens drei Jahre vor Ablauf der Genehmigung. Der Antrag muss in Übereinstimmung mit den Standarddatenformaten — soweit vorhanden — gemäß Artikel 39f der Verordnung (EG) Nr. 178/2002, der entsprechend gilt, vorgelegt werden.
- 4. Artikel 16 erhält folgende Fassung:
Artikel 16Öffentlicher Zugang zu den Informationen für die ErneuerungDie Behörde bewertet unverzüglich etwaige Ersuchen um vertrauliche Behandlung und macht der Öffentlichkeit die vom Antragsteller gemäß Artikel 15 vorgelegten Informationen sowie alle vom Antragsteller vorgelegten zusätzlichen Informationen zugänglich, mit Ausnahme der Informationen, für die die Behörde in Übereinstimmung mit Artikel 63 eine vertrauliche Behandlung gewährt hat.Um sicherzustellen, dass die Bewertungen kohärent sind, legt die Behörde im Anschluss an Konsultationen mit den Mitgliedstaaten die praktischen Vorkehrungen für diese Bewertungen fest.
- 5. In Artikel 63 erhalten die Absätze 1, 2 und 3 folgende Fassung:
(1)Ein Antragsteller kann unter Angabe nachprüfbarer Gründe darum ersuchen, dass bestimmte Teile der im Rahmen der vorliegenden Verordnung übermittelten Informationen vertraulich behandelt werden.
(2)
Eine vertrauliche Behandlung darf nur in Bezug auf folgende Informationen gewährt werden, wenn der Antragsteller darlegt, dass die Offenlegung dieser Informationen seinen Interessen erheblich schaden könnte:
- a) Informationen gemäß Artikel 39 Absatz 2 der Verordnung (EG) Nr. 178/2002,
- b) die Angaben zu Verunreinigungen des Wirkstoffs und die diesbezüglichen Analysemethoden für Verunreinigungen in dem Wirkstoff, so wie er hergestellt wird, mit Ausnahme von Verunreinigungen, die als toxikologisch, ökotoxikologisch oder ökologisch relevant angesehen werden, und die entsprechenden Analysemethoden für diese Verunreinigungen,
- c) die Ergebnisse zu hergestellten Wirkstoffchargen, einschließlich Verunreinigungen und
- d) die Angaben zur vollständigen Zusammensetzung eines Pflanzenschutzmittels.
(2a)Wenn die Behörde Ersuchen um vertrauliche Behandlung nach der vorliegenden Verordnung prüft, gelten die Bedingungen und Verfahren der Artikel 39 bis 39e der Verordnung (EG) Nr. 178/2002 und des Absatzes 2.
(2b)
Wenn die Mitgliedstaaten Ersuchen um vertrauliche Behandlung nach der vorliegenden Verordnung prüfen, gelten die folgenden Anforderungen und Verfahren:
- a) Eine vertrauliche Behandlung darf nur in Bezug auf die in Absatz 2 genannten Informationen gewährt werden;
- b) wenn der Mitgliedstaat entschieden hat, welche Informationen vertraulich zu behandeln sind, unterrichtet er den Antragsteller über seine Entscheidung;
- c) die Mitgliedstaaten, die Kommission und die Behörde ergreifen die erforderlichen Maßnahmen, damit Informationen, deren vertrauliche Behandlung gewährt wurde, nicht öffentlich gemacht werden;
- d) Artikel 39e der Verordnung (EG) Nr. 178/2002 gilt entsprechend;
e) ungeachtet des Absatzes 2 und der Buchstaben c und d dieses Absatzes gilt:
- i) wenn dringend gehandelt werden muss, um die Gesundheit von Mensch oder Tier oder die Umwelt zu schützen, beispielsweise in einer Notfallsituation, kann der zuständige Mitgliedstaat die Informationen gemäß Absatz 2 offenlegen;
- ii) Informationen, die Teil der Schlussfolgerungen wissenschaftlicher Ergebnisse, auch wissenschaftlicher Gutachten, der Behörde sind und sich auf vorhersehbare Auswirkungen auf die Gesundheit von Mensch oder Tier oder die Umwelt beziehen, werden dennoch offengelegt. In diesem Fall findet Artikel 39c der Verordnung (EG) Nr. 178/2002 Anwendung;
- f) wenn der Antragsteller einen Antrag zurückzieht oder ihn zurückgezogen hat, wahren die Mitgliedstaaten, die Kommission und die Behörde die in Übereinstimmung mit diesem Artikel gewährte Vertraulichkeit. Wird der Antrag zurückgezogen, bevor der Mitgliedstaat über das entsprechende Vertraulichkeitsersuchen befunden hat, sehen die Mitgliedstaat, die Kommission und die Behörde davon ab, die Informationen, deren vertrauliche Behandlung beantragt wurde, öffentlich zugänglich zu machen.
(3)Dieser Artikel gilt unbeschadet der Richtlinie 2003/4/EG
Richtlinie 2003/4/EG des Europäischen Parlaments und des Rates vom 28. Januar 2003 über den Zugang der Öffentlichkeit zu Umweltinformationen und zur Aufhebung der Richtlinie 90/313/EWG des Rates (ABl. L 41 vom 14.2.2003, S. 26).
und der Verordnungen (EG) Nr. 1049/2001
Verordnung (EG) Nr. 1049/2001 des Europäischen Parlaments und des Rates vom 30. Mai 2001 über den Zugang der Öffentlichkeit zu Dokumenten des Europäischen Parlaments, des Rates und der Kommission (ABl. L 145 vom 31.5.2001, S. 43).
und (EG) Nr. 1367/2006
Verordnung (EG) Nr. 1367/2006 des Europäischen Parlaments und des Rates vom 6. September 2006 über die Anwendung der Bestimmungen des Übereinkommens von Århus über den Zugang zu Informationen, die Öffentlichkeitsbeteiligung an Entscheidungsverfahren und den Zugang zu Gerichten in Umweltangelegenheiten auf Organe und Einrichtungen der Gemeinschaft (ABl. L 264 vom 25.9.2006, S. 13).
des Europäischen Parlaments und des Rates.
Article 8 — Amendments to Regulation (EU) 2015/2283 Article 8 — Amendments to Regulation (EU) 2015/2283 Article 8 — Änderung der Verordnung (EU) 2015/2283
Regulation (EU) 2015/2283 is amended as follows:
(1) Article 10 is amended as follows:
- (a) paragraph 1 is replaced by the following:
1. The procedure for authorising the placing on the market within the Union of a novel food and updating of the Union list provided for in Article 9 of this Regulation shall start either on the Commission's initiative or following an application to the Commission by an applicant, in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002. The Commission shall make the application available to the Member States without delay. The Commission shall make a summary of the application, based on the information referred to in points (a), (b) and (e) of paragraph 2 of this Article, publicly available.;
- (b) paragraph 3 is replaced by the following:
3. Where the Commission requests an opinion from the European Food Safety Authority (the Authority), the Authority shall make public the application in accordance with Article 23 and shall give its opinion as to whether the update is liable to have an effect on human health.;
- (2) in Article 15, paragraph 2 is replaced by the following:
2. Within four months from the date on which a valid notification is forwarded by the Commission in accordance with paragraph 1 of this Article, a Member State or the Authority may submit to the Commission duly reasoned safety objections to the placing on the market within the Union of the traditional food concerned. Where the Authority submits duly reasoned safety objections, it shall make public, without delay, the notification, pursuant to Article 23, which shall apply mutatis mutandis.;
(3) Article 16 is amended as follows:
- (a) in the first paragraph, the following sentence is added:
The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002.;
- (b) in the second paragraph, the following sentence is added:
The Authority shall make public the application, relevant supporting information and any supplementary information supplied by the applicant in accordance with Article 23.;
- (4) Article 23 is replaced by the following:
Article 23Transparency and confidentiality
1. Where the Commission requests the opinion of the Authority in accordance with Article 10(3) and Article 16 of this Regulation, the Authority shall make public the application for authorisation, relevant supporting information and any supplementary information supplied by the applicant, as well as its scientific opinions, in accordance with Articles 38 to 39e of Regulation (EC) No 178/2002 and with this Article.
2. The applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification, upon submission of the application.
3. Where the Commission requests the opinion of the Authority in accordance with Article 10(3) and Article 16 of this Regulation, the Authority shall assess the confidentiality request submitted by the applicant in accordance with Articles 39 to 39e of Regulation (EC) No 178/2002.
4.
In addition to the items of information referred to in Article 39(2) of Regulation (EC) No 178/2002 and pursuant to Article 39(3) thereof, the Authority may also grant confidential treatment with respect to the following items of information, where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:
- (a) where applicable, information provided in detailed descriptions of starting substances and starting preparations and on how they are used to manufacture the novel food subject to the authorisation, and detailed information on the nature and composition of the specific foods or food categories in which the applicant intends to use that novel food, except for information which is relevant to the assessment of safety;
- (b) where applicable, detailed analytical information on the variability and stability of individual production batches, except for information which is relevant to the assessment of safety.
5. Where the Commission does not request the Authority's opinion pursuant to Articles 10 and 16 of this Regulation, the Commission shall assess the confidentiality request submitted by the applicant. Articles 39, 39a and 39d of Regulation (EC) No 178/2002 and paragraph 4 of this Article shall apply mutatis mutandis.
6. This Article is without prejudice to Article 41 of Regulation (EC) No 178/2002..
Regulation (EU) 2015/2283 is amended as follows:
(1) Article 10 is amended as follows:
- (a) paragraph 1 is replaced by the following:
1. The procedure for authorising the placing on the market within the Union of a novel food and updating of the Union list provided for in Article 9 of this Regulation shall start either on the Commission's initiative or following an application to the Commission by an applicant, in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002. The Commission shall make the application available to the Member States without delay. The Commission shall make a summary of the application, based on the information referred to in points (a), (b) and (e) of paragraph 2 of this Article, publicly available.;
- (b) paragraph 3 is replaced by the following:
3. Where the Commission requests an opinion from the European Food Safety Authority (the Authority), the Authority shall make public the application in accordance with Article 23 and shall give its opinion as to whether the update is liable to have an effect on human health.;
- (2) in Article 15, paragraph 2 is replaced by the following:
2. Within four months from the date on which a valid notification is forwarded by the Commission in accordance with paragraph 1 of this Article, a Member State or the Authority may submit to the Commission duly reasoned safety objections to the placing on the market within the Union of the traditional food concerned. Where the Authority submits duly reasoned safety objections, it shall make public, without delay, the notification, pursuant to Article 23, which shall apply mutatis mutandis.;
(3) Article 16 is amended as follows:
- (a) in the first paragraph, the following sentence is added:
The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002.;
- (b) in the second paragraph, the following sentence is added:
The Authority shall make public the application, relevant supporting information and any supplementary information supplied by the applicant in accordance with Article 23.;
- (4) Article 23 is replaced by the following:
Article 23Transparency and confidentiality
1. Where the Commission requests the opinion of the Authority in accordance with Article 10(3) and Article 16 of this Regulation, the Authority shall make public the application for authorisation, relevant supporting information and any supplementary information supplied by the applicant, as well as its scientific opinions, in accordance with Articles 38 to 39e of Regulation (EC) No 178/2002 and with this Article.
2. The applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification, upon submission of the application.
3. Where the Commission requests the opinion of the Authority in accordance with Article 10(3) and Article 16 of this Regulation, the Authority shall assess the confidentiality request submitted by the applicant in accordance with Articles 39 to 39e of Regulation (EC) No 178/2002.
4.
In addition to the items of information referred to in Article 39(2) of Regulation (EC) No 178/2002 and pursuant to Article 39(3) thereof, the Authority may also grant confidential treatment with respect to the following items of information, where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:
- (a) where applicable, information provided in detailed descriptions of starting substances and starting preparations and on how they are used to manufacture the novel food subject to the authorisation, and detailed information on the nature and composition of the specific foods or food categories in which the applicant intends to use that novel food, except for information which is relevant to the assessment of safety;
- (b) where applicable, detailed analytical information on the variability and stability of individual production batches, except for information which is relevant to the assessment of safety.
5. Where the Commission does not request the Authority's opinion pursuant to Articles 10 and 16 of this Regulation, the Commission shall assess the confidentiality request submitted by the applicant. Articles 39, 39a and 39d of Regulation (EC) No 178/2002 and paragraph 4 of this Article shall apply mutatis mutandis.
6. This Article is without prejudice to Article 41 of Regulation (EC) No 178/2002..
Die Verordnung (EU) 2015/2283 wird wie folgt geändert:
1. Artikel 10 wird wie folgt geändert:
- a) Absatz 1 erhält folgende Fassung:
(1)Das Verfahren für die Genehmigung des Inverkehrbringens eines neuartigen Lebensmittels in der Union und die Aktualisierung der Unionsliste gemäß Artikel 9 der vorliegenden Verordnung wird entweder von der Kommission selbst oder auf Antrag eines Antragsstellers an die Kommission eingeleitet; dieser Antrag ist in Übereinstimmung mit den Standarddatenformaten — soweit vorhanden — gemäß Artikel 39f der Verordnung (EG) Nr. 178/2002 vorzulegen. Die Kommission stellt den Mitgliedstaaten den Antrag unverzüglich zur Verfügung. Die Kommission macht eine Zusammenfassung des Antrags, die auf den Informationen nach Absatz 2 Buchstaben a, b und e dieses Artikels beruht, öffentlich zugänglich.
- b) Absatz 3 erhält folgende Fassung:
(3)Fordert die Kommission ein Gutachten von der Europäischen Behörde für Lebensmittelsicherheit (im Folgenden Behörde), so macht die Behörde in Übereinstimmung mit Artikel 23 den Antrag öffentlich und gibt ein Gutachten dazu ab, ob die Aktualisierung voraussichtlich Auswirkungen auf die menschliche Gesundheit hat.
- 2. Artikel 15 Absatz 2 erhält folgende Fassung:
(2)Innerhalb von vier Monaten nach Weiterleitung einer gültigen Meldung durch die Kommission gemäß Absatz 1 des vorliegenden Artikels kann ein Mitgliedstaat oder die Behörde der Kommission mit einer hinreichenden Begründung versehene Einwände in Bezug auf die Sicherheit des Inverkehrbringens des jeweiligen traditionellen Lebensmittels in der Union übermitteln. Wenn die Behörde mit einer hinreichenden Begründung versehene Einwände in Bezug auf die Sicherheit einreicht, macht sie die Meldung gemäß Artikel 23, der entsprechend gilt, unverzüglich öffentlich.
3. Artikel 16 wird wie folgt geändert:
- a) In Absatz 1 wird folgender Satz angefügt:
Der Antrag ist in Übereinstimmung mit den Standarddatenformaten — soweit vorhanden — gemäß Artikel 39f der Verordnung (EG) Nr. 178/2002 vorzulegen.
- b) In Absatz 2 wird folgender Satz angefügt:
Die Behörde macht den Antrag, relevante stützende Informationen und alle vom Antragsteller übermittelten ergänzenden Informationen in Übereinstimmung mit Artikel 23 öffentlich zugänglich.
- 4. Artikel 23 erhält folgende Fassung:
Artikel 23Transparenz und Vertraulichkeit
(1)Wenn die Kommission die Behörde gemäß Artikel 10 Absatz 3 und Artikel 16 der vorliegenden Verordnung um ein Gutachten ersucht, so veröffentlicht diese in Übereinstimmung mit den Artikeln 38 bis 39e der Verordnung (EG) Nr. 178/2002 sowie mit diesem Artikel den Zulassungsantrag, relevante stützende Informationen und alle vom Antragsteller übermittelten ergänzenden Informationen sowie ihre wissenschaftlichen Gutachten.
(2)Bei der Antragstellung kann der Antragsteller unter Angabe nachprüfbarer Gründe darum ersuchen, dass bestimmte Teile der im Rahmen der vorliegenden Verordnung übermittelten Informationen vertraulich behandelt werden.
(3)Wenn die Kommission die Behörde gemäß Artikel 10 Absatz 3 und Artikel 16 der vorliegenden Verordnung um ein Gutachten ersucht, so bewertet diese gemäß den Artikeln 39 bis 39e der Verordnung (EG) Nr. 178/2002 das vom Antragsteller gestellte Ersuchen um vertrauliche Behandlung.
(4)
Zusätzlich zu den Informationen gemäß Artikel 39 Absatz 2 der Verordnung (EG) Nr. 178/2002 und gemäß Artikel 39 Absatz 3 der genannten Verordnung kann die Behörde, wenn der Antragsteller darlegt, dass die Offenlegung dieser Informationen seinen Interessen erheblich schaden könnte, auch eine vertrauliche Behandlung in Bezug auf die folgenden Informationen gewähren:
- a) gegebenenfalls die Informationen, die in den ausführlichen Beschreibungen von Ausgangsstoffen und Ausgangszubereitungen enthalten sind und dazu, wie diese zur Herstellung des neuartigen Lebensmittels verwendet werden, für das die Zulassung beantragt wird, sowie detaillierte Informationen zu Art und Zusammensetzung der spezifischen Lebensmittel oder Lebensmittelkategorien, in denen der Antragsteller dieses neuartige Lebensmittel verwenden will, mit Ausnahme der für die Sicherheitsbewertung wichtigen Informationen;
- b) gegebenenfalls detaillierte analytische Daten zur Variabilität und Stabilität von einzelnen hergestellten Chargen, mit Ausnahme der für die Sicherheitsbewertung wichtigen Informationen.
(5)Wenn die Kommission die Behörde nicht gemäß den Artikeln 10 und 16 der vorliegenden Verordnung um ein Gutachten ersucht, so bewertet sie selbst das vom Antragsteller gestellte Ersuchen um vertrauliche Behandlung. Die Artikel 39, 39a und 39d der Verordnung (EG) Nr. 178/2002 und Absatz 4 des vorliegenden Artikels gelten entsprechend.
(6)Dieser Artikel gilt unbeschadet des Artikels 41 der Verordnung (EG) Nr. 178/2002 der Kommission.
Article 9 — Amendments to Directive 2001/18/EC Article 9 — Amendments to Directive 2001/18/EC Article 9 — Änderung der Richtlinie 2001/18/EG
Directive 2001/18/EC is amended as follows:
- (1) in Article 6, the following paragraph is inserted:
2a. The notification referred to in paragraph 1 shall be submitted in accordance with standard data formats, where they exist under Union law.;
- (2) in Article 13, the following paragraph is inserted:
2a. The notification referred to in paragraph 1 shall be submitted in accordance with standard data formats, where they exist under Union law.;
- (3) Article 25 is replaced by the following:
Article 25Confidentiality
1. The notifier may submit a request to the competent authority to treat certain parts of the information submitted under this Directive as confidential, accompanied by verifiable justification, in accordance with paragraphs 3 and 6.
2. The competent authority shall assess the confidentiality request submitted by the notifier.
3.
Upon request of a notifier, the competent authority may grant confidential treatment only with respect to the following items of information, upon verifiable justification, where the disclosure of such information is demonstrated by the notifier to potentially harm its interests to a significant degree:
- (a) items of information referred to in points (a), (b) and (c) of Article 39(2) of Regulation (EC) No 178/2002;
- (b) DNA sequence information, except for sequences used for the purpose of detection, identification and quantification of the transformation event; and
- (c) breeding patterns and strategies.
4. The competent authority shall, after consultation with the notifier, decide which information is to be treated as confidential and shall inform the notifier of its decision.
5. Member States, the Commission and the relevant Scientific Committee(s) shall take the necessary measures to ensure that confidential information notified or exchanged under this Directive is not made public.
6. The relevant provisions of Articles 39e and 41 of Regulation (EC) No 178/2002 shall apply mutatis mutandis.
7.
Notwithstanding paragraphs 3, 5 and 6 of this Article:
- (a) where urgent action is essential to protect human health, animal health or the environment, such as in emergency situations, the competent authority may disclose the information referred to in paragraph 3; and
- (b) information which forms part of the conclusions of the scientific outputs delivered by the relevant Scientific Committee(s) or the conclusions of the assessment reports and which relate to foreseeable effects on human health, animal health or the environment shall nevertheless be made public. In that case, Article 39c of Regulation (EC) No 178/2002 shall apply.
8. In the event of a withdrawal of the notification by the notifier, Member States, the Commission and the relevant Scientific Committee(s) shall respect the confidentiality as granted by the competent authority in accordance with this Article. Where the withdrawal of the notification takes place before the competent authority has decided on the relevant confidentiality request, Member States, the Commission and the relevant Scientific Committee(s) shall not make public the information for which confidentiality has been requested.;
- (4) in Article 28, the following paragraph is added:
4. Where the relevant Scientific Committee is consulted in accordance with paragraph 1 of this Article, it shall make public without delay the notification, relevant supporting information and any supplementary information supplied by the notifier, as well as its scientific opinions, with the exception of any information to which the competent authority has granted confidential treatment in accordance with Article 25..
Directive 2001/18/EC is amended as follows:
- (1) in Article 6, the following paragraph is inserted:
2a. The notification referred to in paragraph 1 shall be submitted in accordance with standard data formats, where they exist under Union law.;
- (2) in Article 13, the following paragraph is inserted:
2a. The notification referred to in paragraph 1 shall be submitted in accordance with standard data formats, where they exist under Union law.;
- (3) Article 25 is replaced by the following:
Article 25Confidentiality
1. The notifier may submit a request to the competent authority to treat certain parts of the information submitted under this Directive as confidential, accompanied by verifiable justification, in accordance with paragraphs 3 and 6.
2. The competent authority shall assess the confidentiality request submitted by the notifier.
3.
Upon request of a notifier, the competent authority may grant confidential treatment only with respect to the following items of information, upon verifiable justification, where the disclosure of such information is demonstrated by the notifier to potentially harm its interests to a significant degree:
- (a) items of information referred to in points (a), (b) and (c) of Article 39(2) of Regulation (EC) No 178/2002;
- (b) DNA sequence information, except for sequences used for the purpose of detection, identification and quantification of the transformation event; and
- (c) breeding patterns and strategies.
4. The competent authority shall, after consultation with the notifier, decide which information is to be treated as confidential and shall inform the notifier of its decision.
5. Member States, the Commission and the relevant Scientific Committee(s) shall take the necessary measures to ensure that confidential information notified or exchanged under this Directive is not made public.
6. The relevant provisions of Articles 39e and 41 of Regulation (EC) No 178/2002 shall apply mutatis mutandis.
7.
Notwithstanding paragraphs 3, 5 and 6 of this Article:
- (a) where urgent action is essential to protect human health, animal health or the environment, such as in emergency situations, the competent authority may disclose the information referred to in paragraph 3; and
- (b) information which forms part of the conclusions of the scientific outputs delivered by the relevant Scientific Committee(s) or the conclusions of the assessment reports and which relate to foreseeable effects on human health, animal health or the environment shall nevertheless be made public. In that case, Article 39c of Regulation (EC) No 178/2002 shall apply.
8. In the event of a withdrawal of the notification by the notifier, Member States, the Commission and the relevant Scientific Committee(s) shall respect the confidentiality as granted by the competent authority in accordance with this Article. Where the withdrawal of the notification takes place before the competent authority has decided on the relevant confidentiality request, Member States, the Commission and the relevant Scientific Committee(s) shall not make public the information for which confidentiality has been requested.;
- (4) in Article 28, the following paragraph is added:
4. Where the relevant Scientific Committee is consulted in accordance with paragraph 1 of this Article, it shall make public without delay the notification, relevant supporting information and any supplementary information supplied by the notifier, as well as its scientific opinions, with the exception of any information to which the competent authority has granted confidential treatment in accordance with Article 25..
Die Richtlinie 2001/18/EG wird wie folgt geändert:
- 1. In Artikel 6 wird folgender Absatzeingefügt:
(2a)Die Anmeldung gemäß Absatz 1 muss in Übereinstimmung mit den Standarddatenformaten — soweit im Unionsrecht vorgesehen — vorgelegt werden.
- 2. In Artikel 13 wird folgender Absatz eingefügt:
(2a)Die Anmeldung gemäß Absatz 1 muss in Übereinstimmung mit den Standarddatenformaten — soweit im Unionsrecht vorgesehen — vorgelegt werden.
- 3. Artikel 25 erhält folgende Fassung:
Artikel 25Vertraulichkeit
(1)Der Anmelder kann unter Angabe nachprüfbarer Gründe die zuständige Behörde darum ersuchen, dass bestimmte Teile von im Rahmen dieser Richtlinie übermittelten Informationen gemäß den Absätzen 3 und 6 vertraulich behandelt werden.
(2)Die zuständige Behörde bewertet das vom Anmelder übermittelte Vertraulichkeitsersuchen.
(3)
Auf Ersuchen des Anmelders darf die zuständige Behörde eine vertrauliche Behandlung nur für die folgenden Informationen gewähren, wenn der Anmelder unter Angabe nachprüfbarer Gründe darlegt, dass deren Offenlegung seinen Interessen erheblich schaden könnte:
- a) Informationen gemäß Artikel 39 Absatz 2 Buchstaben a, b und c der Verordnung (EG) Nr. 178/2002;
- b) DNA-Sequenzinformationen, außer über Sequenzen, die für den Nachweis, die Identifizierung und die Quantifizierung des Transformationsereignisses verwendet werden, und
- c) Zuchtprofile und Zuchtstrategien.
(4)Die zuständige Behörde entscheidet nach vorheriger Anhörung des Anmelders darüber, welche Informationen vertraulich zu behandeln sind, und unterrichtet den Anmelder über ihre Entscheidung. Kommission
(5)Die Mitgliedstaaten, die Kommission und der/die entsprechende(n) Wissenschaftliche(n) Ausschuss/Ausschüsse treffen die erforderlichen Maßnahmen, damit im Rahmen dieser Richtlinie mitgeteilte oder ausgetauschte vertrauliche Informationen nicht öffentlich gemacht werden.
(6)Die einschlägigen Bestimmungen von Artikel 39e und Artikel 41 der Verordnung (EG) Nr. 178/2002 gelten entsprechend.
(7)
Ungeachtet der Absätze 3, 5 und 6 des vorliegenden Artikels gilt:
- a) Wenn dringend gehandelt werden muss, um die Gesundheit von Mensch oder Tier oder die Umwelt zu schützen, beispielsweise in einer Notfallsituation, kann die zuständige Behörde die Informationen gemäß Absatz 3 offenlegen, und
- b) Informationen, die zu den Schlussfolgerungen der wissenschaftlichen Ergebnisse des/der entsprechenden Wissenschaftlichen Ausschusses/Ausschüsse oder zu den Schlussfolgerungen der Bewertungsberichte gehören und sich auf vorhersehbare Auswirkungen auf die Gesundheit von Mensch oder Tier oder die Umwelt beziehen, werden dennoch öffentlich zugänglich gemacht. In diesem Fall findet Artikel 39c der Verordnung (EG) Nr. 178/2002 Anwendung.
(8)Bei Rücknahme der Anmeldung durch den Anmelder wahren die Mitgliedstaaten, die Kommission und der/die einschlägige(n) Wissenschaftliche(n) Ausschuss/Ausschüsse die durch die zuständige Behörde nach diesem Artikel gewährte Vertraulichkeit. Wird die Anmeldung zurückgezogen, bevor die zuständige Behörde über das entsprechende Vertraulichkeitsersuchen befunden hat, sehen die Mitgliedstaaten, die Kommission und der/die betreffende(n) Wissenschaftliche(n) Ausschuss/Ausschüsse davon ab, die Informationen, deren vertrauliche Behandlung beantragt wurde, öffentlich zu machen.
- 4. In Artikel 28 wird folgender Absatz angefügt:
(4)Wird der betreffende Wissenschaftliche Ausschuss gemäß Absatz 1 des vorliegenden Artikels konsultiert, so macht/machen er/sie unverzüglich in Übereinstimmung mit Artikel 25 die Anmeldung, relevante stützende Informationen und alle vom Anmelder übermittelten ergänzenden Informationen sowie seine wissenschaftlichen Stellungnahmen, mit Ausnahme von Informationen, in deren Fall die zuständige Behörde eine vertrauliche Behandlung gewährt hat, öffentlich zugänglich.
Article 10 — Transitional measures Article 10 — Transitional measures Article 10 — Übergangsmaßnahmen
1 1 1
This Regulation shall not apply to applications under Union law as well as requests for scientific outputs submitted to the Authority before 27 March 2021.
This Regulation shall not apply to applications under Union law as well as requests for scientific outputs submitted to the Authority before 27 March 2021.
This Regulation shall not apply to applications under Union law as well as requests for scientific outputs submitted to the Authority before 27 March 2021.
2 2 2
The term of office of the members of the Management Board of the Authority (the Management Board) who are in office on 30 June 2022, shall expire on that date. Notwithstanding the dates of application referred to in Article 11, the procedure for nomination and appointment of members to the Management Board set out in point 4 of Article 1 shall apply for the purposes of allowing the members appointed under those rules to start their term of office on 1 July 2022.
The term of office of the members of the Management Board of the Authority (the Management Board) who are in office on 30 June 2022, shall expire on that date. Notwithstanding the dates of application referred to in Article 11, the procedure for nomination and appointment of members to the Management Board set out in point 4 of Article 1 shall apply for the purposes of allowing the members appointed under those rules to start their term of office on 1 July 2022.
The term of office of the members of the Management Board of the Authority (the Management Board) who are in office on 30 June 2022, shall expire on that date. Notwithstanding the dates of application referred to in Article 11, the procedure for nomination and appointment of members to the Management Board set out in point 4 of Article 1 shall apply for the purposes of allowing the members appointed under those rules to start their term of office on 1 July 2022.
3 3 3
Notwithstanding the dates of application referred to in Article 11, the term of office of the members of the Scientific Committee and of the Scientific Panels who are in office on 30 June 2021, shall be prolonged until the members of that Scientific Committee and those Scientific Panels appointed according to the selection and appointment procedure laid down in point 5 of Article 1 start their term of office.
Notwithstanding the dates of application referred to in Article 11, the term of office of the members of the Scientific Committee and of the Scientific Panels who are in office on 30 June 2021, shall be prolonged until the members of that Scientific Committee and those Scientific Panels appointed according to the selection and appointment procedure laid down in point 5 of Article 1 start their term of office.
Notwithstanding the dates of application referred to in Article 11, the term of office of the members of the Scientific Committee and of the Scientific Panels who are in office on 30 June 2021, shall be prolonged until the members of that Scientific Committee and those Scientific Panels appointed according to the selection and appointment procedure laid down in point 5 of Article 1 start their term of office.
Article 11 — Entry into force Article 11 — Entry into force Article 11 — Inkrafttreten
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.It shall apply from 27 March 2021.However, points 4 and 5 of Article 1 shall apply from 1 July 2022.
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.It shall apply from 27 March 2021.However, points 4 and 5 of Article 1 shall apply from 1 July 2022.
Diese Verordnung tritt am zwanzigsten Tag nach ihrer Veröffentlichung im Amtsblatt der Europäischen Union in Kraft.Sie gilt ab dem 27. März 2021.Artikel 1 Absätze 4 und 5 gelten jedoch ab dem 1. Juli 2022.
Authorisation procedure for additives, enzymes and flavourings
SUMMARY OF:
WHAT IS THE AIM OF THE REGULATIONS?
- Regulation (EC) No 1331/2008 introduces a harmonised, effective, fast and transparent authorisation procedure for food additives , food enzymes and food flavourings in the EU, aiming to facilitate the free movement of food while assuring consumer health. It does not apply to smoke flavourings.
- The procedure is based on a risk assessment by the European Food Safety Authority (EFSA), set up under Regulation (EC) No 178/2002, and leads to the updating of a Community (EU) list for each of the 3 categories of substance.
- Amending Regulation (EU) 2019/1381 introduces new rules on transparency and confidentiality in risk assessment.
KEY POINTS
Common procedure
- Only substances authorised for the EU market are on the EU list , which is updated on the initiative of the European Commission, of an EU country or of another interested party through an official application.
- The Commission forwards applications for substances to be included on the list to EFSA for risk assessment (mandatory where there could be an effect on human health). EFSA must normally respond within 9 months. In justified cases where EFSA requests additional information from applicants, the period may be extended. EFSA makes public, under the 2019 amendment, any additional information supplied by the applicant.
- The Commission issues a draft regulation updating the EU list within 9 months of receiving EFSA’s opinion.
- The process may be halted by the Commission at any time. In urgent cases, there are special arrangements for adding, removing or changing conditions for substances on the list.
- The Commission is assisted by the Standing Committee on Plants, Animals, Food and Feed in updating the EU list.
Implementation
The Commission had 2 years from the adoption of the regulations on additives, enzymes and flavourings, after consultation with EFSA on risk assessment, to finalise how it would deal with applications, including:
- content, drafting and presentation;
- checking the validity of applications;
- the type of information to be included.
Transparency
- Under Regulation (EC) No 1331/2008, EFSA ensures the transparency of its activities in accordance with Regulation (EC) No 178/2002.
- Amending Regulation (EU) 2019/1381 introduces new rules on transparency requiring EFSA, where the Commission requests its opinion, to make the application public without delay, including relevant supporting information and additional information supplied by the applicant, as well as its scientific opinions. EFSA makes public any request for its opinion as well as any extension of time limits for its work.
Confidentiality
- Under Regulation (EC) No 1331/2008, applicants may request certain parts of their applications to be treated as confidential, along with verifiable justification.
- Amending Regulation (EU) 2019/1381 allows EFSA to also grant confidentiality for the following, where applicable, if the applicant demonstrates that disclosure could significantly harm its interests (except for information relevant to the assessment of safety):
- information provided on material used to manufacture the substance concerned;
- information on the materials or products in which the applicant intends to use the substance;
- detailed analytical information on the variability and stability of individual production batches.
Emergencies
If there is an emergency connected with a substance on the list, the Commission initiates EFSA food safety procedures.
Companion legislation
The 2008 regulation was adopted at the same time as the following companion legislation, which goes into more detail on the 3 categories:
- Regulation (EC) No 1332/2008 on food enzymes (see summary);
- Regulation (EC) No 1333/2008 on food additives (see summary);
- Regulation (EC) No 1334/2008 on flavourings (see summary).
FROM WHEN DO THE REGULATIONS APPLY?
Regulation (EC) No 1331/2008 has applied since 20 January 2009.
Amending Regulation (EU) 2019/1381 applies from 27 March 2021.
BACKGROUND
For more information, see:
- European Food Safety Authority
- Common authorisation procedure (European Commission).
MAIN DOCUMENTS
Regulation (EC) No 1331/2008 of the European Parliament and of the Council of 16 December 2008 establishing a common authorisation procedure for food additives, food enzymes and food flavourings (OJ L 354, 31.12.2008, pp. 1-6)
Successive amendments to Regulation (EU) No 1331/2008 have been incorporated in the basic text. This consolidated version is of documentary value only.
Regulation (EU) 2019/1381 of the European Parliament and of the Council of 20 June 2019 on the transparency and sustainability of the EU risk assessment in the food chain and amending Regulations (EC) No 178/2002, (EC) No 1829/2003, (EC) No 1831/2003, (EC) No 2065/2003, (EC) No 1935/2004, (EC) No 1331/2008, (EC) No 1107/2009, (EU) 2015/2283 and Directive 2001/18/EC (OJ L 231, 6.9.2019, pp. 1-28)
RELATED DOCUMENTS
Regulation (EC) No 1332/2008 of the European Parliament and of the Council of 16 December 2008 on food enzymes and amending Council Directive 83/417/EEC, Council Regulation (EC) No 1493/1999, Directive 2000/13/EC, Council Directive 2001/112/EC and Regulation (EC) No 258/97 (OJ L 354, 31.12.2008, pp. 7-15)
See consolidated version.
Regulation (EC) No 1333/2008 of the European Parliament and of the Council of 16 December 2008 on food additives (OJ L 354, 31.12.2008, pp. 16-33)
See consolidated version.
Regulation (EC) No 1334/2008 of the European Parliament and of the Council of 16 December 2008 on flavourings and certain food ingredients with flavouring properties for use in and on foods and amending Council Regulation (EEC) No 1601/91, Regulations (EC) No 2232/96 and (EC) No 110/2008 and Directive 2000/13/EC (OJ L 354, 31.12.2008, pp. 34-50)
See consolidated version.
Regulation (EC) No 178/2002 of the European Parliament and of the Council of 28 January 2002 laying down the general principles and requirements of food law, establishing the European Food Safety Authority and laying down procedures in matters of food safety (OJ L 31, 1.2.2002, pp. 1-24)
See consolidated version.
last update 1.10.2020
6.9.2019 EN Official Journal of the European Union L 231/1
REGULATION (EU) 2019/1381 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
of 20 June 2019
on the transparency and sustainability of the EU risk assessment in the food chain and amending Regulations (EC) No 178/2002, (EC) No 1829/2003, (EC) No 1831/2003, (EC) No 2065/2003, (EC) No 1935/2004, (EC) No 1331/2008, (EC) No 1107/2009, (EU) 2015/2283 and Directive 2001/18/EC
(Text with EEA relevance)
THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty on the Functioning of the European Union, and in particular Article 43(2), Article 114 and Article 168(4)(b) thereof,
Having regard to the proposal from the European Commission,
After transmission of the draft legislative act to the national parliaments,
Having regard to the opinion of the European Economic and Social Committee (1),
Having regard to the opinion of the Committee of the Regions (2),
Acting in accordance with the ordinary legislative procedure (3),
Whereas:
(1) Regulation (EC) No 178/2002 of the European Parliament and of the Council (4) lays down the general principles and requirements of food law, so as to form a common basis for measures governing food law at both Union and national level. It provides, inter alia, that food law is to be based on risk analysis, except where this is not appropriate to the circumstances or the nature of the measure.
(2) Regulation (EC) No 178/2002 defines risk analysis as a process consisting of three interconnected components: risk assessment, risk management, and risk communication. For the purposes of risk assessment at Union level, it establishes the European Food Safety Authority (the ‘Authority’), as the responsible Union risk assessment body in matters relating to food and feed safety.
(3) Risk communication is an essential part of the risk analysis process. The REFIT evaluation of the general food law (Regulation (EC) No 178/2002) of 2018 (‘Fitness Check of the General Food Law’) found that risk communication is not considered to be effective enough overall. This has an impact on consumers' confidence in the outcome of the risk analysis process.
(4) It is necessary, therefore, to ensure transparent, continuous and inclusive risk communication throughout the risk analysis, involving Union and national risk assessors and risk managers. Such risk communication should strengthen citizens' trust that the risk analysis is underpinned by the objective of ensuring a high level of protection of human health and consumers' interests. That risk communication should also be capable of contributing to a participatory and open dialogue between all interested parties in order to ensure that the prevalence of the public interest, and accuracy, comprehensiveness, transparency, consistency and accountability are taken into account in the risk analysis process.
(5) Risk communication should place particular emphasis on explaining in an accurate, clear, comprehensive, coherent, appropriate and timely manner not only risk assessment findings themselves but also how such findings are used to help inform risk management decisions along with other legitimate factors, where relevant. Information should be provided on how risk management decisions were reached and on the factors, other than the results of the risk assessment, which were considered by the risk managers, as well as how those factors were weighed up against each other.
(6) Given the ambiguity in the public perception of the difference between hazard and risk, risk communication should endeavour to clarify that distinction and thereby ensure that such distinction is better understood by the general public.
(7) Where there are reasonable grounds to suspect that a food or feed may present a risk for human or animal health due to non-compliance resulting from intentional violations of applicable Union law perpetrated through fraudulent or deceptive practices, public authorities, identifying to the fullest extent possible the products concerned and the risk that they may present, should inform the public accordingly as soon as possible.
(8) It is necessary to establish general objectives and principles of risk communication, taking into account the respective roles of risk assessors and managers, while guaranteeing their independence.
(9) On the basis of the general objectives and principles, a general plan on risk communication should be established in close cooperation with the Authority and Member States, and following relevant public consultations. That general plan should promote an integrated risk communication framework for all risk assessors and risk managers at Union and national level on all matters relating to the food chain. It should also allow for the necessary flexibility and should not deal with situations specifically covered by the general plan for crisis management.
(10) The general plan on risk communication should identify the key factors to be taken into account when considering the type and level of risk communication activities needed, such as the different levels of risk, the nature of the risk and its potential impact on human health, animal health and, where relevant, the environment, who and what are directly or indirectly affected by the risk, the levels of exposure to a hazard, the level of urgency and the ability to control risk, and other factors that influence risk perception, including the applicable legal framework and relevant market context.
(11) The general plan on risk communication should also identify the tools and channels to be used and should establish appropriate mechanisms of coordination and cooperation between the risk assessors and risk managers at Union and national level involved in the risk analysis process, in particular where several Union agencies provide scientific outputs on the same or on related subject matters, to ensure coherent risk communication and an open dialogue amongst all interested parties.
(12) Transparency of the risk assessment process contributes to greater legitimacy of the Authority being acquired in the eyes of the consumers and general public in the pursuit of its mission, increases their confidence in its work and ensures that the Authority is more accountable to the Union citizens in a democratic system. It is therefore essential to strengthen the confidence of the general public and other interested parties in the risk analysis underpinning the relevant Union law, and in particular in the risk assessment, including the transparency thereof as well as the organisation, functioning and independence of the Authority.
(13) It is appropriate to increase the role of Member States as well as the effort and engagement of all parties involved in the Management Board of the Authority (the ‘Management Board’).
(14) Experience shows that the role of the Management Board is focused on administrative and financial aspects and does not impact on the independence of the scientific work performed by the Authority. It is thus appropriate to include representatives of all Member States, of the European Parliament and of the Commission as well as of civil society and industry organisations in the Management Board, while providing that those representatives should have experience and expertise not only in the fields of food chain law and policy, including risk assessment, but also in the fields of managerial, administrative, financial and legal matters and ensuring that they act independently in the public interest.
(15) The members of the Management Board should be selected and appointed in such a way as to secure the highest standards of competence and the broadest range of relevant experience available.
(16) The Fitness Check of the General Food Law identified certain shortcomings in the long-term capability of the Authority to maintain its high-level expertise. In particular, there has been a decrease in the number of candidates applying to be members of the Authority's Scientific Panels. The system has thus to be strengthened and Member States should take a more active role to ensure that a sufficient pool of experts is available to meet the needs of the Union risk assessment system in terms of high level of scientific expertise, independence and multidisciplinary expertise.
(17) To preserve the independence of the risk assessment from risk management and from other interests at Union level, it is appropriate that the selection by the Authority's Executive Director and the appointment by the Management Board of the members of the Authority's Scientific Committee and Scientific Panels be based on strict criteria ensuring the excellence and independence of the experts while also ensuring the required multidisciplinary expertise for each Scientific Panel. It is essential to that end that the Executive Director, whose function is to defend the Authority's interests and in particular the independence of its expertise, have a role in the selection of those scientific experts. The Management Board should endeavour to ensure, to the largest extent possible, that experts appointed as members of the Scientific Panels are scientists who are also actively conducting research, and publishing their research findings in peer-reviewed scientific journals, provided that they comply with the strict criteria of excellence and independence. Proper financial compensation of the experts should be ensured. Further measures should also be put in place to ensure that scientific experts have the means to act independently.
(18) It is essential to ensure the efficient operation of the Authority and to improve the sustainability of its expertise. It is therefore necessary to strengthen the support provided by the Authority and the Member States to the work of the Scientific Committee and the Scientific Panels. In particular, the Authority should organise the preparatory work supporting the tasks of the Scientific Panels, including by requesting the Authority's staff or national scientific organisations networking with the Authority to draft preparatory scientific opinions to be peer-reviewed and adopted by those Scientific Panels. That should be without prejudice to the independence of the Authority's scientific assessments.
(19) Authorisation procedures are based on the principle that it is for the applicant or the notifier to prove that the subject matter of an application or notification complies with Union requirements. That principle is based on the premise that human health, animal health and, where relevant, the environment are better protected where the burden of proof is on the applicant or the notifier since it has to prove that the subject matter of its application or notification is safe prior to its placing on the market, instead of the public authorities having to prove that that subject matter is unsafe in order to be able to ban it from the market. In accordance with that principle and the applicable regulatory requirements, in support of applications or notifications under Union sectoral law, applicants or notifiers are required to submit relevant studies, including tests, to demonstrate the safety and, in some cases, the efficacy of a subject matter.
(20) Union law provides for the content of applications and notifications. It is essential that the application or notification submitted to the Authority for its risk assessment meet the applicable specifications to ensure the best quality scientific assessment by the Authority. Applicants or notifiers and in particular small and medium-sized enterprises do not always have a clear understanding of those specifications. It is thus appropriate that, where the Authority may be requested to provide a scientific output, it should provide advice to a potential applicant or notifier upon request, before an application or notification is formally submitted. Such pre-submission advice should relate to the rules applicable to, and the content required for, an application or notification and should not address the design of the studies to be submitted, as that remains the applicant's responsibility.
(21) Where the Authority may be requested to provide a scientific output, it should have knowledge of all studies performed by an applicant with a view to supporting an application under Union law. To that end, it is necessary and appropriate that, when business operators commission or carry out studies with a view to submitting an application or notification, they notify those studies to the Authority. The obligation to notify such studies should also apply to the laboratories and other testing facilities carrying them out. Information about the notified studies should be made public only once a corresponding application has been made public in accordance with the applicable rules on transparency. In order to ensure effective implementation of that obligation, it is appropriate to provide for certain procedural consequences in the event of non-compliance. The Authority should, in that context, lay down practical arrangements to implement that obligation, including procedures for requesting and making public the justifications for the non-compliance.
(22) In accordance with Directive 2010/63/EU of the European Parliament and of the Council (5), tests on animals should be replaced, reduced or refined. Therefore, within the scope of this Regulation, duplication of animal testing should be avoided, where possible.
(23) In the case of applications or notifications to request the renewal of an authorisation or an approval, the authorised or approved substance or product has already been on the market for several years. Experience and knowledge therefore already exist with regard to that substance or product. Where the Authority may be requested to provide a scientific output, it is appropriate for studies planned for supporting requests for renewals, including information on the proposed design, that have been notified by the applicant or the notifier to the Authority, to be submitted for consultation of third parties. The Authority should systematically provide advice to the applicants or to the notifiers on the content of the intended renewal application or notifications, as well as on the design of studies, taking into account the comments received.
(24) There are certain public concerns about the Authority's assessment in the area of authorisation procedures being primarily based on industry studies. It is of utmost importance that the Authority carry out searches in scientific literature to be able to consider other data and studies existing on the subject matter submitted to its assessment. In order to provide an additional level of guarantee to ensure that the Authority can have access to all relevant scientific data and studies available on a subject matter of an application or a notification for an authorisation or a renewal of an authorisation or an approval, it is appropriate to provide for consultation of third parties in order to identify whether other relevant scientific data or studies are available. To increase the effectiveness of the consultation, the consultation should take place immediately after the studies submitted by industry included in an application or a notification are made public, under the applicable transparency rules. Where there is a risk that the results of a public consultation cannot be given proper consideration because of the applicable deadlines, it is appropriate to provide for a limited extension of those deadlines.
(25) Food safety is a sensitive matter of prime interest for all Union citizens. While maintaining the principle that the burden to prove compliance with Union requirements is on the industry, it is important to establish an additional verification tool, namely the commissioning of additional studies with the objective of verifying evidence used in the context of risk assessment to address specific cases of high societal importance where there are serious controversies or conflicting results. Considering that those verification studies would be financed from the Union budget and that the use of this exceptional verification tool should remain proportionate, the Commission, taking into account the views expressed by the European Parliament and by Member States, should be responsible for triggering the commissioning of such verification studies. Account should be taken of the fact that in some specific cases the verification studies commissioned may need to have a wider scope than the evidence at stake, for example, in cases where new scientific developments become available.
(26) The Fitness Check of the General Food Law demonstrated that, although the Authority has made considerable progress in terms of transparency, the risk assessment process, especially in the context of authorisation procedures covering the food chain, is not always perceived as being fully transparent. That is also partly due to the different transparency and confidentiality rules that are laid down in Regulation (EC) No 178/2002 and in other Union sectoral legislative acts. The interplay among those acts can have an impact on the acceptance of the risk assessment by the general public.
(27) The European citizens' initiative entitled ‘Ban glyphosate and protect people and the environment from toxic pesticides’ further confirmed concerns regarding transparency with respect to studies commissioned by the industry and submitted in authorisation procedures.
(28) It is therefore necessary to strengthen the transparency of the risk assessment in a proactive manner. All scientific data and information supporting requests for authorisations or for approvals under Union law as well as other requests for scientific output should be made publicly available in a proactive manner and be easily accessible as early as possible in the risk assessment process. However, such disclosure to the public should be without prejudice to any rules concerning intellectual property rights or to any provisions of Union law protecting the investment made by innovators in gathering the information and data supporting relevant applications or notifications. It should be ensured that such disclosure to the public is not considered to be permission for further uses or exploitation, without jeopardising the proactive character of disclosure to the public and the easy public access to the disclosed data and information.
(29) To ensure the transparency of the risk assessment, a summary of the pre-submission advice should be made public only once a corresponding application or notification has been made public in accordance with the applicable rules on transparency.
(30) Where the opinion of the Authority is requested in relation to applications or notifications submitted under Union law, and having regard to its obligation to ensure public access to all supporting information with respect to the provision of its scientific outputs, the Authority should have responsibility for assessing confidentiality requests.
(31) To determine what level of proactive disclosure to the public strikes the appropriate balance, the relevant rights of the public to transparency in the risk assessment process should be weighed up against the rights of applicants or notifiers, taking into account the objectives of Regulation (EC) No 178/2002.
(32) With respect to the application or notification procedures provided for in Union law, experience gained so far has shown that certain items of information are generally considered sensitive and should remain confidential across the different sectoral procedures. It is therefore appropriate to lay down in Regulation (EC) No 178/2002 a horizontal list of items of information whose disclosure, as demonstrated by the applicant or the notifier, will potentially harm the commercial interests concerned to a significant degree and which should not therefore be disclosed to the public. Those items should include the manufacturing and production process, including the method and innovative aspects thereof, as well as technical and industrial specifications, such as impurities, inherent to that process other than information which is relevant to the assessment of safety. Only in very limited and exceptional circumstances relating to foreseeable health effects or, where an environmental assessment is required under Union sectoral law, to environmental effects, or where relevant authorities have identified urgent needs to protect human health, animal health or the environment, should such information be disclosed.
(33) For the purposes of clarity and to increase legal certainty, it is necessary to set out the specific procedural requirements to be followed by an applicant or by a notifier in respect of a request for information submitted to support an application or a notification under Union law to be treated in a confidential manner.
(34) It is also necessary to set out specific requirements with respect to the protection and confidentiality of personal data for the purposes of the transparency of the risk assessment process, taking into account Regulations (EU) 2018/1725 (6) and (EU) 2016/679 (7) of the European Parliament and of the Council. Accordingly, no personal data should be made publicly available under this Regulation, unless it is necessary and proportionate for the purposes of ensuring the transparency, independence and the reliability of the risk assessment process, while preventing conflicts of interests. In particular, for the purpose of ensuring the transparency and to avoid conflicts of interest, it is necessary to publish the names of the participants and observers in certain meetings of the Authority.
(35) For the purpose of increased transparency and in order to ensure that requests for scientific outputs received by the Authority are processed in an effective manner, standard data formats should be developed.
(36) Having regard to the fact that the Authority would be required to store scientific data, including confidential and personal data, it is necessary to ensure that such storage is carried out in accordance with a high level of security.
(37) Furthermore, in order to assess the effectiveness and efficiency of the different legal provisions applicable to the Authority, it is also appropriate to provide for a Commission evaluation of the Authority. That evaluation should, in particular, review the procedures for selecting the members of Scientific Committee and Scientific Panels, for their degree of transparency, cost-effectiveness, and suitability to ensure independence and competence, and to prevent conflicts of interests.
(38) Studies, including tests, submitted by business operators in support of applications usually comply with internationally recognised principles, which provide a uniform basis for their quality in particular in terms of reproducibility of results. However, issues of compliance with the applicable standards, such as those set by Directive 2004/10/EC of the European Parliament and of the Council (8) or those developed by the International Organization for Standardization, may arise in some cases and this is why international and national systems are in place to verify such compliance. It is therefore appropriate for the Commission to carry out fact-finding missions to assess the application by laboratories and other testing facilities of the relevant standards for carrying out tests and studies submitted to the Authority as part of an application. Those fact-finding missions would allow the Commission to identify, and to aim at correcting, possible weaknesses in the systems and non-compliance and to provide an additional level of guarantees to reassure the general public on the quality of studies. Based on the conclusions of such fact-finding missions, the Commission could propose appropriate legislative measures aimed at improving compliance with the relevant standards.
(39) In order to ensure consistency with the proposed adaptations in Regulation (EC) No 178/2002, provisions relating to public access and the protection of confidential information in Regulations (EC) No 1829/2003 (9), (EC) No 1831/2003 (10), (EC) No 2065/2003 (11), (EC) No 1935/2004 (12), (EC) No 1331/2008 (13), (EC) No 1107/2009 (14), (EU) 2015/2283 (15) and in Directive 2001/18/EC (16) of the European Parliament and of the Council should be amended.
(40) To ensure that sectoral specificities with respect to confidential information are taken into account, it is necessary to weigh up the relevant rights of the public to transparency in the risk assessment process against the rights of applicants or of notifiers, taking into account the specific objectives of sectoral Union law as well as experience gained. Accordingly, it is necessary to make specific amendments to Regulations (EC) No 1829/2003, (EC) No 1831/2003, (EC) No 1935/2004, (EC) No 1331/2008, (EC) No 1107/2009, (EU) 2015/2283 and Directive 2001/18/EC in order to provide for additional confidential items to those set out in Regulation (EC) No 178/2002.
(41) The rights on access to documents enshrined in Regulation (EC) No 1049/2001 of the European Parliament and of the Council (17) and, where environmental information is concerned, the rights enshrined in Regulation (EC) No 1367/2006 (18) and Directive 2003/4/EC (19) of the European Parliament and of the Council are unaffected by this Regulation. The rights provided by those acts should not in any manner be limited by the provisions on proactive dissemination laid down in this Regulation and the relevant assessment of confidentiality request.
(42) In order to ensure uniform conditions for the implementation of Regulation (EC) No 178/2002 with regard to the adoption of a general plan for risk communication and the adoption of standard data formats, implementing powers should be conferred on the Commission. Those powers should be exercised in accordance with Regulation (EU) No 182/2011 of the European Parliament and of the Council (20).
(43) In order to enable the Commission, Member States, the Authority and the business operators to adapt to the new requirements set by this Regulation while ensuring that the Authority continues its smooth operation, it is necessary to provide for transitional measures for the application of this Regulation.
(44) Since the appointment of the members of the Scientific Committee and Scientific Panels depends on the entry in function of the new Management Board, it is necessary to provide for specific transitional provisions allowing a prolongation of the current term of office of the members of the Scientific Committee and Scientific Panels.
(45) The European Data Protection Supervisor was consulted in accordance with Article 28(2) of Regulation (EC) No 45/2001 of the European Parliament and of the Council (21),
HAVE ADOPTED THIS REGULATION:
Article 1
Amendments to Regulation (EC) No 178/2002
Regulation (EC) No 178/2002 is amended as follows:
(1) in Article 6, the following paragraph is added:; ‘4. Risk communication shall fulfil the objectives and respect the general principles set out in Articles 8a and 8b.’;
(2) in Chapter II, the following Section is inserted:; ‘Section 1a; Risk communication; Article 8a; Objectives of risk communication; Taking into account the respective roles of risk assessors and risk managers, risk communication shall pursue the following objectives:; (a) raise awareness and understanding of the specific issues under consideration, including in cases of divergences in scientific assessment, during the entire risk analysis process;; (b) ensure consistency, transparency and clarity in formulating risk management recommendations and decisions;; (c) provide a sound basis, including, where appropriate, a scientific basis, for understanding risk management decisions;; (d) improve the overall effectiveness and efficiency of the risk analysis;; (e) foster public understanding of the risk analysis, including of the respective tasks and responsibilities of risk assessors and risk managers to enhance confidence in its outcome;; (f) ensure appropriate involvement of consumers, feed and food businesses, the academic community and all other interested parties;; (g) ensure appropriate and transparent exchange of information with interested parties in relation to risks associated with the food chain;; (h) ensure the provision of information to consumers about risk prevention strategies; and; (i) contribute to the fight against the dissemination of false information and the sources thereof.; Article 8b; General principles of risk communication; Taking into account the respective roles of risk assessors and risk managers, risk communication shall:; (a) ensure that accurate and all appropriate information is exchanged in an interactive and timely manner with all interested parties, based on the principles of transparency, openness, and responsiveness;; (b) provide transparent information at each stage of the risk analysis process from the framing of requests for scientific advice to the provision of risk assessment and the adoption of risk management decisions, including information on how risk management decisions were reached and which factors were considered;; (c) take into account risk perceptions of all interested parties;; (d) facilitate understanding and dialogue amongst all interested parties; and; (e) be clear and accessible, including to those not directly involved in the process or not having a scientific background, while duly respecting the applicable legal provisions on confidentiality and protection of personal data.; Article 8c; General plan for risk communication; 1. The Commission shall adopt, by means of implementing acts, a general plan for risk communication in order to achieve the objectives set out in Article 8a, in accordance with the general principles set out in Article 8b. The Commission shall keep that general plan updated, taking into account technical and scientific progress and experience gained. Those implementing acts shall be adopted in accordance with the procedure referred to in Article 58(2). When preparing those implementing acts, the Commission shall consult the Authority.; 2. The general plan for risk communication shall promote an integrated risk communication framework to be followed both by the risk assessors and the risk managers in a coherent and systematic manner both at Union and national level. It shall:; (a) identify the key factors that need to be taken into account when considering the type and level of risk communication activities needed;; (b) identify the different types and levels of risk communication activities, and the appropriate main tools and channels to be used for risk communication purposes, taking into account the needs of relevant target audience groups;; (c) establish appropriate mechanisms of coordination and cooperation in order to strengthen coherence of risk communication amongst risk assessors and risk managers; and; (d) establish appropriate mechanisms to ensure an open dialogue amongst consumers, food and feed businesses, the academic community and all other interested parties, and their appropriate involvement.’;
(3) in Article 22(7), the second subparagraph is replaced by the following:; ‘It shall act in close cooperation with the competent bodies in the Member States that carry out similar tasks to those of the Authority and, where appropriate, with the relevant Union agencies.’;
(4) Article 25 is amended as follows:; (a) paragraph 1 is replaced by the following:; ‘1. Each Member State shall nominate a member and an alternate member as its representatives to the Management Board. The members and alternate members thus nominated shall be appointed by the Council and have the right to vote.’;; (b) the following paragraphs are inserted:; ‘1a. In addition to members and alternate members referred to in paragraph 1, the Management Board shall include:; (a) two members and two alternate members appointed by the Commission as its representatives, with the right to vote;; (b) two members appointed by the European Parliament, with the right to vote;; (c) four members and four alternate members with the right to vote as representatives of civil society and food chain interests, namely one member and one alternate member from consumer organisations, one member and one alternate member from environmental non-governmental organisations, one member and one alternate member from farmers organisations, and one member and one alternate member from industry organisations.; The members and alternate members referred to in point (c) of the first subparagraph shall be appointed by the Council in consultation with the European Parliament on the basis of a list which shall be drawn up by the Commission and sent to the Council. The list shall include more names than there are posts to be filled. The list drawn up by the Commission shall be forwarded to the European Parliament by the Council, together with the relevant background documents. As quickly as possible and at the latest within three months of the receipt of that list, the European Parliament may submit its views for consideration to the Council which shall then appoint those members.; 1b. The members and the alternate members of the Management Board shall be nominated and appointed on the basis of their relevant experience and expertise in the field of food chain law and policy, including risk assessment, whilst ensuring that there is relevant expertise in the fields of managerial, administrative, financial and legal matters within the Management Board.’;; (c) paragraph 2 is replaced by the following:; ‘2. The term of office of members and alternate members shall be four years and may be renewed. However, the term of office of the members and alternate members referred to in point (c) of the first subparagraph of paragraph 1a may be renewed only once.’;; (d) in paragraph 5, the second subparagraph is replaced by the following:; ‘Unless otherwise provided, the Management Board shall act by a majority of its members. Alternate members shall represent the members in their absence and vote on their behalf.’;
(5) Article 28 is amended as follows:; (a) paragraph 5 is replaced by the following:; ‘5. The members of the Scientific Committee who are not members of the Scientific Panels and the members of the Scientific Panels shall be appointed by the Management Board, acting upon a proposal from the Executive Director, for a five-year term of office, which may be renewed, following publication of a call for expression of interest in the Official Journal of the European Union, in relevant leading scientific publications and on the Authority's website. The Authority shall publish such a call for expression of interest after having informed the Member States about the necessary criteria and fields of expertise.; The Member States shall:; (a) publish the call for expression of interest on the websites of their competent authorities and of their competent bodies which undertake tasks similar to those of the Authority;; (b) inform relevant scientific organisations located on their territory;; (c) encourage potential candidates to apply; and; (d) take any other appropriate measures to support the call for expression of interest.’;; (b) the following paragraphs are inserted:; ‘5a. The members of the Scientific Committee who are not members of Scientific Panels and the members of the Scientific Panels shall be selected and appointed in accordance with the following procedure:; (a) on the basis of the applications received to a call for expression of interest, the Executive Director shall draw up a draft list of suitable candidates including at least twice the number of candidates necessary to fill the posts in the Scientific Committee and the Scientific Panels and send the draft list to the Management Board, indicating the specific multidisciplinary expertise needed in each Scientific Panel;; (b) on the basis of that draft list, the Management Board shall appoint the members of the Scientific Committee who are not members of the Scientific Panels and the members of the Scientific Panels and draw up the reserve list of candidates for the scientific Committee and the Scientific Panels;; (c) the selection procedure and the appointments of the members of the Scientific Committee who are not members of the Scientific Panels and the members of the Scientific Panels shall be made on the basis of the following criteria:; (i) a high level of scientific expertise;; (ii) independence and absence of conflict of interests in accordance with Article 37(2) and the Authority's independence policy and implementation of that policy in respect of the members of the Scientific Panels;; (iii) meeting the needs for the specific multi-disciplinary expertise of the Scientific Panel to which they will be appointed and the applicable language regime;; (d) where candidates have equivalent scientific expertise, the Management Board shall ensure that the broadest possible geographical distribution is achieved in the appointments.; 5b. When the Authority identifies that specific expertise is missing in one or several Scientific Panels, the Executive Director shall propose to the Management Board, in accordance with the procedure laid down in paragraphs 5 and 5a, the appointment of additional members of the relevant Scientific Panels.; 5c. The Management Board shall adopt, on the basis of a proposal of the Executive Director, rules on the detailed organisation and timing of the procedures set up in paragraphs 5a and 5b.; 5d. Member States and employers of the members of the Scientific Committee and of the Scientific Panels shall refrain from giving those members, or the external experts participating in the working groups of the Scientific Committee or the Scientific Panels, any instruction which is incompatible with the individual tasks of those members and experts, or with the tasks, responsibilities and independence of the Authority.; 5e. The Authority shall support the tasks of the Scientific Committee and Scientific Panels by organising their work, in particular the preparatory work to be undertaken by the Authority's staff or by designated national scientific organisations referred to in Article 36, including by organising the possibility for preparing scientific opinions to be peer-reviewed by the Scientific Panels before they adopt them.; 5f. Each Scientific Panel shall include a maximum of 21 members.; 5g. Members of Scientific Panels shall have access to comprehensive training on the risk assessment.’;; (c) in paragraph 9, point (b) is replaced by the following:; ‘(b) the number of members in each Scientific Panel but no more than the maximum number provided for in paragraph 5f.’;
(6) the following Articles are inserted:; ‘Article 32a; Pre-submission advice; 1. Where Union law contains provisions for the Authority to provide a scientific output, including a scientific opinion, the staff of the Authority shall, at the request of a potential applicant or notifier, provide advice on the rules applicable to, and the content required for, the application or notification, prior to its submission. Such advice provided by the staff of the Authority shall be without prejudice and non-committal as to any subsequent assessment of applications or notifications by the Scientific Panels. The staff of the Authority providing the advice shall not be involved in any preparatory scientific or technical work that is directly or indirectly relevant to the application or notification that is the subject of the advice.; 2. The Authority shall publish general guidance on its website regarding the rules applicable to, and the content required for, applications and notifications, including, where appropriate, general guidance on the design of required studies.; Article 32b; Notification of studies; 1. The Authority shall establish and manage a database of studies commissioned or carried out by business operators to support an application or notification in relation to which Union law contains provisions for the Authority to provide a scientific output, including a scientific opinion.; 2. For the purposes of paragraph 1, business operators shall, without delay, notify the Authority of the title and the scope of any study commissioned or carried out by them to support an application or a notification, as well as the laboratory or testing facility carrying out that study, and its starting and planned completion dates.; 3. For the purposes of paragraph 1, laboratories and other testing facilities located in the Union shall also, without delay, notify the Authority of the title and the scope of any study commissioned by business operators and carried out by such laboratories or other testing facilities to support an application or a notification, its starting and planned completion dates, as well as the name of the business operator who commissioned such a study.; This paragraph shall also apply, mutatis mutandis, to laboratories and other testing facilities located in third countries insofar as set out in relevant agreements and arrangements with those third countries, including as referred to in Article 49.; 4. An application or notification shall not be considered valid or admissible where it is supported by studies that have not been previously notified in accordance with paragraph 2 or 3, unless the applicant or notifier provides a valid justification for the non-notification of such studies.; Where studies have not been previously notified in accordance with paragraph 2 or 3, and where a valid justification has not been provided, an application or notification may be re-submitted, provided that the applicant or notifier notifies to the Authority those studies, in particular their title and their scope, the laboratory or testing facility carrying them out as well as their starting and planned completion dates.; The assessment of the validity or the admissibility of such re-submitted application or notification shall commence six months after the notification of the studies pursuant to the second subparagraph.; 5. An application or notification shall not be considered valid or admissible, where studies that have previously been notified in accordance with paragraph 2 or 3 are not included in the application or notification, unless the applicant or notifier provides a valid justification for the non-inclusion of such studies.; Where the studies which have previously been notified in accordance with paragraph 2 or 3 were not included in the application or notification, and where a valid justification has not been provided, an application or notification may be resubmitted, provided that the applicant or notifier submits all the studies that were notified in accordance with paragraph 2 or 3.; The assessment of the validity or admissibility of such re-submitted application or notification shall commence six months after the submission of the studies pursuant to the second subparagraph.; 6. Where the Authority detects, during its risk assessment, that studies notified in accordance with paragraph 2 or 3 are not included in the corresponding application or notification in full, and in the absence of a valid justification of the applicant or notifier to that effect, the applicable time limits within which the Authority is required to deliver its scientific output shall be suspended. That suspension shall end six months after the submission of all data of those studies.; 7. The Authority shall make public the notified information only in cases where it received a corresponding application or notification and after the Authority has decided on the disclosure of the accompanying studies in accordance with Articles 38 to 39e.; 8. The Authority shall lay down the practical arrangements for implementing the provisions of this Article, including arrangements for requesting and making public the valid justifications in the cases referred to in paragraphs 4, 5 and 6. Those arrangements shall be in accordance with this Regulation and other relevant Union law.; Article 32c; Consultation of third parties; 1. Where the relevant Union law provides that an approval or an authorisation, including by means of a notification, may be renewed, the potential applicant or notifier for the renewal shall notify the Authority of the studies it intends to perform for that purpose, including information on how the various studies are to be carried out to ensure compliance with regulatory requirements. Following such notification of studies, the Authority shall launch a consultation of stakeholders and the public on the intended studies for renewal, including on the proposed design of studies. Taking into account the received comments from the stakeholders and the public which are relevant for the risk assessment of the intended renewal, the Authority shall provide advice on the content of the intended renewal application or notification, as well as on the design of the studies. The advice provided by the Authority shall be without prejudice and non-committal as to the subsequent assessment of the applications or notifications for renewal by the Scientific Panels.; 2. The Authority shall consult stakeholders and the public on the basis of the non-confidential version of the application or notification made public by the Authority in accordance with Articles 38 to 39e, and immediately after such disclosure to the public, in order to identify whether other relevant scientific data or studies are available on the subject matter concerned by the application or notification. In duly justified cases, where there is a risk that the results of the public consultation performed in accordance with this paragraph cannot be given proper consideration because of the applicable time limits within which the Authority is required to deliver its scientific output, those time limits may be extended for a maximum period of seven weeks. This paragraph is without prejudice to the Authority's obligations under Article 33 and does not apply to the submission of any supplementary information by the applicants or notifiers during the risk assessment process.; 3. The Authority shall lay down the practical arrangements for implementing the procedures referred to in this Article and Article 32a.; Article 32d; Verification studies; Without prejudice to the obligation on applicants to demonstrate the safety of a subject matter submitted to a system of authorisation, the Commission, in exceptional circumstances of serious controversies or conflicting results, may request the Authority to commission scientific studies with the objective of verifying evidence used in its risk assessment process. The studies commissioned may have a wider scope than the evidence subject to verification.’;
(7) Article 38 is amended as follows:; (a) paragraph 1 is replaced by the following:; ‘1. The Authority shall carry out its activities with a high level of transparency. It shall in particular make public:; (a) agendas, participant lists and minutes of the Management Board, the Advisory Forum, the Scientific Committee and the Scientific Panels and their working groups;; (b) all its scientific outputs, including the opinions of the Scientific Committee and the Scientific Panels after adoption, minority opinions and results of consultations performed during the risk assessment process always being included;; (c) scientific data, studies and other information supporting applications, including supplementary information supplied by applicants, as well as other scientific data and information supporting requests from the European Parliament, the Commission and the Member States for a scientific output, including a scientific opinion, taking into account the protection of confidential information and the protection of personal data in accordance with Articles 39 to 39e;; (d) the information on which its scientific outputs, including scientific opinions are based, taking into account the protection of confidential information and the protection of personal data in accordance with Articles 39 to 39e;; (e) the annual declarations of interest made by the members of the Management Board, the Executive Director and the members of the Advisory Forum, the Scientific Committee and the Scientific Panels, as well as the members of the working groups, and the declarations of interest made in relation to items on the agendas of meetings;; (f) its scientific studies in accordance with Articles 32 and 32d;; (g) the annual report of its activities;; (h) requests from the European Parliament, from the Commission or from a Member State for scientific opinions which have been refused or modified and the justifications for the refusal or modification;; (i) a summary of the advice provided to potential applicants at pre-submission phase pursuant to Articles 32a and 32c.; Information referred to in the first subparagraph shall be made public without delay, with the exception of the information referred to in point (c) thereof, as far as applications are concerned, and in point (i) thereof, which shall be made public without delay once an application has been considered valid or admissible.; The information referred to in the second subparagraph shall be made public in a dedicated section of the Authority's website. That dedicated section shall be publicly available and easily accessible. That information shall be available to be downloaded, printed and searched through in an electronic format.’;; (b) the following paragraph is inserted:; ‘1a. The disclosure of the information referred to in points (c), (d) and (i) of the first subparagraph of paragraph 1 to the public shall be without prejudice to:; (a) any existing rules concerning intellectual property rights which set out limitations on certain uses of the disclosed documents or their content; and; (b) any provisions set out in Union law protecting the investment made by innovators in gathering the information and data supporting relevant applications for authorisations (“data exclusivity rules”).; The disclosure to the public of the information referred to in point (c) of the first subparagraph of paragraph 1 shall not be considered to be explicit or implicit permission or licence for the relevant data and information and their content to be used, reproduced, or otherwise exploited in breach of any intellectual property right or data exclusivity rules, and the Union shall not be responsible for its use by third parties. The Authority shall ensure that clear undertakings or signed statements are given to that effect by those who access the relevant information prior to its disclosure.’;; (c) paragraph 3 is replaced by the following:; ‘3. The Authority shall lay down the practical arrangements for implementing the transparency rules referred to in paragraphs 1, 1a and 2 of this Article, taking into account Articles 39 to 39g and 41.’;
(8) Article 39 is replaced by the following:; ‘Article 39; Confidentiality; 1. By way of derogation from Article 38, the Authority shall not make public any information for which confidential treatment has been requested under the conditions laid down in this Article.; 2. Upon the request of an applicant, the Authority may grant confidential treatment only with respect to the following items of information where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:; (a) the manufacturing or production process, including the method and innovative aspects thereof, as well as other technical and industrial specifications inherent to that process or method, except for information which is relevant to the assessment of safety;; (b) commercial links between a producer or importer and the applicant or the authorisation holder, where applicable;; (c) commercial information revealing sourcing, market shares or business strategy of the applicant; and; (d) quantitative composition of the subject matter of the request, except for information which is relevant to the assessment of safety.; 3. The list of information referred to in paragraph 2 shall be without prejudice to any sectoral Union law.; 4. Notwithstanding paragraphs 2 and 3:; (a) where urgent action is essential to protect human health, animal health or the environment, such as in emergency situations, the Authority may disclose the information referred to in paragraphs 2 and 3;; (b) information which forms part of conclusions of scientific outputs, including scientific opinions, delivered by the Authority and which relate to foreseeable effects on human health, animal health or the environment, shall nevertheless be made public.’;
(9) the following Articles are inserted:; ‘Article 39a; Confidentiality request; 1. When submitting an application, supporting scientific data and other supplementary information in accordance with Union law, the applicant may request certain parts of the information submitted to be treated as confidential in accordance with Article 39(2) and (3). Such request shall be accompanied by verifiable justification that demonstrates how making public the information concerned significantly harms the interests concerned in accordance with Article 39(2) and (3).; 2. Where an applicant submits a confidentiality request, it shall provide a non-confidential version and a confidential version of the information submitted in accordance with standard data formats, where they exist, pursuant to Article 39f. The non-confidential version shall not include the information the applicant deems confidential on the basis of Article 39(2) and (3) and shall indicate the places where such information has been deleted. The confidential version shall contain all information submitted, including information the applicant deems confidential. Information requested to be treated as confidential in the confidential version shall be clearly marked. The applicant shall clearly indicate the grounds on the basis of which confidentiality is requested for the different pieces of information.; Article 39b; Decision on confidentiality; 1. The Authority shall:; (a) make public the non-confidential version of the application as submitted by the applicant without delay once that application has been considered valid or admissible;; (b) proceed, without delay, to a concrete and individual examination of the confidentiality request in accordance with this Article;; (c) inform the applicant in writing of its intention to disclose information and the reasons for that, before the Authority formally takes a decision on the confidentiality request. If the applicant disagrees with the assessment of the Authority, the applicant may state its views or withdraw its application within two weeks of the date on which it was notified of the Authority's position;; (d) adopt a reasoned decision on the confidentiality request, taking into account the observations of the applicant, within 10 weeks of the date of receipt of the confidentiality request with respect to applications and without delay in the case of supplementary data and information; notify the applicant of its decision and provide information on the right to submit a confirmatory application in accordance with paragraph 2; and inform the Commission and the Member States, where appropriate, of its decision; and; (e) make public any additional data and information for which the confidentiality request has not been accepted as justified at the earliest two weeks after the notification of its decision to the applicant has taken place pursuant to point (d).; 2. Within two weeks of the notification of the Authority's decision on the confidentiality request to the applicant pursuant to paragraph 1, the applicant may submit a confirmatory application asking the Authority to reconsider its decision. The confirmatory application shall have suspensive effect. The Authority shall examine the grounds for the confirmatory application and shall adopt a reasoned decision on that confirmatory application. It shall notify the applicant of that decision within three weeks of submitting the confirmatory application and shall include in that notification information on the available remedies, namely an action before the Court of Justice of the European Union (the “Court of Justice”) against the Authority pursuant to paragraph 3. The Authority shall make public any additional data and information for which the confidentiality request has not been accepted by the Authority as justified, at the earliest two weeks after the notification of the Authority's reasoned decision on the confirmatory application to the applicant has taken place pursuant to this paragraph.; 3. Decisions taken by the Authority pursuant to this Article may be subject to an action before the Court of Justice, under the conditions laid down in Articles 263 and 278 of the Treaty on the Functioning of the European Union (TFEU) respectively.; Article 39c; Review of confidentiality; Before the Authority issues its scientific outputs, including scientific opinions, it shall review whether information that has been previously accepted as confidential may nevertheless be made public in accordance with point (b) of Article 39(4). Should that be the case, the Authority shall follow the procedure laid down in Article 39b, which shall apply mutatis mutandis.; Article 39d; Obligations with regard to confidentiality; 1. The Authority shall make available, upon request, to the Commission and the Member States all information in its possession relating to an application or to a request by the European Parliament, by the Commission or by the Member States for a scientific output, including a scientific opinion, unless otherwise indicated in Union law.; 2. The Commission and the Member States shall take the necessary measures so that information received by them under Union law for which confidential treatment has been requested is not made public until a decision on the confidentiality request has been taken by the Authority and has become final. The Commission and the Member States shall also take the necessary measures so that information for which confidential treatment has been accepted by the Authority is not made public.; 3. If an applicant withdraws or has withdrawn an application, the Authority, the Commission and the Member States shall respect the confidentiality of information as granted by the Authority in accordance with Articles 39 to 39e. The application shall be considered withdrawn as of the moment the written request to that effect is received by the competent body that had received the original application. Where the withdrawal of the application takes place before a final decision on the confidentiality request has been adopted by the Authority pursuant to, where appropriate, Article 39b(1) or (2), the Commission, the Member States and the Authority, shall not make public the information for which confidentiality has been requested.; 4. Members of the Management Board, the Executive Director, members of the Scientific Committee and Scientific Panels as well as external experts participating in their working groups, members of the Advisory Forum and members of the staff of the Authority, even after their duties have ceased, shall be subject to the requirements of the obligation of professional secrecy pursuant to Article 339 TFEU.; 5. The Authority shall lay down in consultation with the Commission the practical arrangements for implementing the confidentiality rules laid down in Articles 39, 39a, 39b, 39e and in this Article, including arrangements concerning the submission and treatment of confidentiality requests with respect to information to be made public under Article 38, and taking into account Articles 39f and 39g. As regards Article 39b(2), the Authority shall ensure that appropriate separation of tasks is applied for the assessment of confirmatory applications.; Article 39e; Protection of personal data; 1. With respect to requests for scientific outputs, including scientific opinions under Union law, the Authority shall always make public:; (a) the name and address of the applicant;; (b) the names of authors of published or publicly available studies supporting such requests; and; (c) the names of all participants and observers in meetings of the Scientific Committee and the Scientific Panels, their working groups and any other ad hoc group meeting on the subject matter.; 2. Notwithstanding paragraph 1, disclosure of names and addresses of natural persons involved in testing on vertebrate animals or in obtaining toxicological information shall be deemed to significantly harm the privacy and the integrity of those natural persons and shall not be made publicly available unless otherwise specified in Regulations (EU) 2016/679 (*1) and (EU) 2018/1725 (*2) of the European Parliament and of the Council.; 3. Regulations (EU) 2016/679 and (EU) 2018/1725 shall apply to the processing of personal data carried out pursuant to this Regulation. Any personal data made public pursuant to Article 38 of this Regulation and this Article shall only be used to ensure the transparency of the risk assessment under this Regulation and shall not be further processed in a manner that is incompatible with these purposes, in accordance with point (b) of Article 5(1) of Regulation (EU) 2016/679 and point (b) of Article 4(1) of Regulation (EU) 2018/1725, as the case may be.; Article 39f; Standard data formats; 1. For the purposes of point (c) of Article 38(1) and in order to ensure the efficient processing of requests to the Authority for a scientific output, standard data formats shall be adopted in accordance with paragraph 2 of this Article to allow documents to be submitted, searched, copied and printed, while ensuring compliance with regulatory requirements set out in Union law. Those standard data formats shall:; (a) not be based on proprietary standards;; (b) ensure interoperability with existing data submission approaches to the extent possible;; (c) be user-friendly and adapted for the use by small and medium-sized enterprises.; 2. For the adoption of standard data formats referred to in paragraph 1, the following procedure shall be followed:; (a) the Authority shall draw up draft standard data formats for the purposes of the different authorisation procedures and relevant requests for a scientific output by the European Parliament, by the Commission and by the Member States;; (b) the Commission shall, taking into account the applicable requirements in the different authorisation procedures and other legal frameworks and following any necessary adaptations, adopt, by means of implementing acts, standard data formats. Those implementing acts shall be adopted in accordance with the procedure referred to in Article 58(2);; (c) the Authority shall make the standard data formats, as adopted, available on its website;; (d) where standard data formats have been adopted pursuant to this Article, applications as well as requests for a scientific output, including a scientific opinion by the European Parliament, by the Commission and by the Member States, shall only be submitted in accordance with those standard data formats.; Article 39g; Information systems; The information systems operated by the Authority to store its data, including confidential and personal data shall be designed in a way that guarantees that any access to it is fully auditable and that the highest standards of security appropriate to the security risks at stake are attained, taking into account Articles 39 to 39f.; (*1) Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data and repealing Directive 95/46/EC (General Data Protection Regulation) (OJ L 119, 4.5.2016, p. 1)."; (*2) Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (OJ L 295, 21.11.2018, p. 39).’;"
(10) in Article 40(3), the second subparagraph is replaced by the following:; ‘The Authority shall make public all scientific outputs including the scientific opinions issued by it and supporting scientific data and other information in accordance with Articles 38 to 39e.’;
(11) Article 41 is amended as follows:; (a) paragraph 1 is replaced by the following:; ‘1. Notwithstanding the rules on confidentiality provided for in Articles 39 to 39d of this Regulation, Regulation (EC) No 1049/2001 of the European Parliament and of the Council (*3) shall apply to documents held by the Authority.; Where environmental information is concerned, Regulation (EC) No 1367/2006 of the European Parliament and of the Council (*4) shall also apply. Directive 2003/4/EC of the European Parliament and of the Council (*5) shall apply to environmental information held by Member States, notwithstanding the rules on confidentiality provided for in Articles 39 to 39d of this Regulation.; (*3) Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and Commission documents (OJ L 145, 31.5.2001, p. 43)."; (*4) Regulation (EC) No 1367/2006 of the European Parliament and of the Council of 6 September 2006 on the application of the provisions of the Aarhus Convention on Access to Information, Public Participation in Decision-making and Access to Justice in Environmental Matters to Community institutions and bodies (OJ L 264, 25.9.2006, p. 13)."; (*5) Directive 2003/4/EC of the European Parliament and of the Council of 28 January 2003 on public access to environmental information and repealing Council Directive 90/313/EEC (OJ L 41, 14.2.2003, p. 26).’;"; (b) paragraph 2 is replaced by the following:; ‘2. The Management Board shall adopt the practical arrangements for implementing Regulation (EC) No 1049/2001 and Articles 6 and 7 of Regulation (EC) No 1367/2006 by 27 March 2020, ensuring as wide access as possible to documents in its possession.’;
(12) Article 61 is replaced by the following:; ‘Article 61; Review clause; 1. The Commission shall ensure the regular review of the application of this Regulation.; 2. By 28 March 2026, and every five years thereafter, the Commission shall evaluate the Authority's performance in relation to its objectives, mandate, tasks, procedures and location, in accordance with Commission guidelines. That evaluation shall also cover the impact of Article 32a on the functioning of the Authority with particular attention to the relevant workload and mobilisation of staff, and to any shifts in the allocation of the Authority's resources that may have taken place, at the expense of activities of public interest. That evaluation shall address the possible need to modify the mandate of the Authority, and the financial implications of any such modification.; 3. In the evaluation referred to in paragraph 2, the Commission shall also evaluate whether the organisational framework of the Authority needs to be further updated with regard to decisions on requests for confidentiality and confirmatory applications, namely by setting up a specific Board of Appeal or by other appropriate means.; 4. Where the Commission considers that the continued operation of the Authority is no longer justified with regard to its assigned objectives, mandate and tasks, it may propose that the relevant provisions of this Regulation be amended accordingly or repealed.; 5. The Commission shall report to the European Parliament, to the Council and to the Management Board on the findings of its reviews and evaluations under this Article. Those findings shall be made public.’;
(13) the following Article is inserted:; ‘Article 61a; Fact-finding missions; Commission experts shall perform fact-finding missions in Member States to assess the application, by laboratories and by other testing facilities, of the relevant standards for carrying out tests and studies submitted to the Authority as part of an application, as well as compliance with the notification obligation set out in Article 32b(3), by 28 March 2025. By that date, Commission experts shall also perform fact-finding missions to assess the application of those standards by laboratories and other testing facilities located in third countries insofar as set out in relevant agreements and arrangements with those third countries, including as referred to in Article 49.; Non-compliance identified during those fact-finding missions shall be brought to the attention of the Commission, Member States, the Authority as well as the assessed laboratories and other testing facilities. The Commission, the Authority and Member States shall ensure the appropriate follow-up to such identified non-compliance.; The outcome of these fact-finding missions shall be presented in an overview report. On the basis of that report, the Commission shall submit a legislative proposal, if appropriate, as regards, in particular, any necessary control procedures, including audits.’.
Article 2
Amendments to Regulation (EC) No 1829/2003
Regulation (EC) No 1829/2003 is amended as follows:
(1) in Article 5, paragraph 3 is amended as follows:; (a) the introductory wording is replaced by the following:; ‘The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, and shall be accompanied by the following:’;; (b) point (l) is replaced by the following:; ‘(l) an identification of the parts of the application and any other supplementary information that the applicant requests to be treated as confidential, accompanied by verifiable justification, pursuant to Article 30 of this Regulation and Article 39 of Regulation (EC) No 178/2002;’;; (c) the following point is added:; ‘(m) a summary of the dossier in a standardised form.’;
(2) in Article 6, paragraph 7 is replaced by the following:; ‘7. The Authority, in accordance with Article 38(1) of Regulation (EC) No 178/2002, shall make its opinion public, after deletion of any information identified as confidential in accordance with Articles 39 to 39e of Regulation (EC) No 178/2002 and Article 30 of this Regulation. The public may make comments to the Commission within 30 days of such publication.’;
(3) in Article 10, paragraph 1 is replaced by the following:; ‘1. On its own initiative or following a request from the Commission or from a Member State, the Authority shall issue an opinion on whether an authorisation for a product referred to in Article 3(1) of this Regulation still meets the conditions set out in this Regulation. It shall forthwith transmit that opinion to the Commission, Member States and the authorisation-holder. The Authority, in accordance with Article 38(1) of Regulation (EC) No 178/2002, shall make its opinion public, after deletion of any information identified as confidential in accordance with Articles 39 to 39e of Regulation (EC) No 178/2002 and Article 30 of this Regulation. The public may make comments to the Commission within 30 days of such publication.’;
(4) in Article 11(2), the introductory wording is replaced by the following:; ‘2. The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, and accompanied by the following:’;
(5) in Article 17, paragraph 3 is amended as follows:; (a) the introductory wording is replaced by the following:; ‘The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, and accompanied by the following:’;; (b) point (l) is replaced by the following:; ‘(l) an identification of the parts of the application and any other supplementary information that the applicant requests to be treated as confidential, accompanied by verifiable justification, pursuant to Article 30 of this Regulation and Articles 39 to 39e of Regulation (EC) No 178/2002;’;; (c) the following point is added:; ‘(m) a summary of the dossier in a standardised form.’;
(6) in Article 18, paragraph 7 is replaced by the following:; ‘7. The Authority shall, in accordance with Article 38(1) of Regulation (EC) No 178/2002, make its opinion public, after the deletion of any information identified as confidential in accordance with Articles 39 to 39e of Regulation (EC) No 178/2002 and Article 30 of this Regulation. The public may make comments to the Commission within 30 days of such publication.’;
(7) in Article 22, paragraph 1 is replaced by the following:; ‘1. On its own initiative or following a request from the Commission or from a Member State, the Authority shall issue an opinion on whether an authorisation for a product referred to in Article 15(1) still meets the conditions set out in this Regulation. It shall forthwith transmit that opinion to the Commission, Member States and the authorisation-holder. The Authority, in accordance with Article 38(1) of Regulation (EC) No 178/2002, shall make its opinion public, after deletion of any information identified as confidential in accordance with Articles 39 to 39e of Regulation (EC) No 178/2002 and Article 30 of this Regulation. The public may make comments to the Commission within 30 days of such publication.’;
(8) in Article 23(2), the introductory wording is replaced by the following:; ‘2. The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, and accompanied by the following:’;
(9) in Article 29, paragraphs 1 and 2 are replaced by the following:; ‘1. The Authority shall make public the application for authorisation, relevant supporting information and any supplementary information supplied by the applicant, as well as its scientific opinions and opinions from the competent authorities referred to in Article 4 of Directive 2001/18/EC, in accordance with Articles 38 to 39e of Regulation (EC) No 178/2002 and taking into account Article 30 of this Regulation.; 2. The Authority shall apply Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and Commission documents (*6) when handling applications for access to documents held by the Authority.; (*6) Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and Commission documents (OJ L 145, 31.5.2001, p. 43).’;"
(10) Article 30 is replaced by the following:; ‘Article 30; Confidentiality; 1. In accordance with the conditions and the procedures laid down in Articles 39 to 39e of Regulation (EC) No 178/2002 and this Article:; (a) the applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification; and; (b) the Authority shall assess the confidentiality request submitted by the applicant.; 2. In addition to the items of information referred to in points (a), (b) and (c) of Article 39(2) of Regulation (EC) No 178/2002 and pursuant to Article 39(3) thereof, the Authority may also grant confidential treatment with respect to the following information, where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:; (a) DNA sequence information, except for sequences used for the purpose of detection, identification and quantification of the transformation event; and; (b) breeding patterns and strategies.; 3. The use of the detection methods and the reproduction of the reference materials, provided under Articles 5(3) and 17(3) for the purpose of applying this Regulation to GMOs, food or feed to which an application refers, shall not be restricted by the exercise of intellectual property rights or otherwise.; 4. This Article is without prejudice to Article 41 of Regulation (EC) No 178/2002.’.
Article 3
Amendments to Regulation (EC) No 1831/2003
Regulation (EC) No 1831/2003 is amended as follows:
(1) Article 7 is amended as follows:; (a) paragraph 1 is replaced by the following:; ‘1. An application for an authorisation as provided for in Article 4 of this Regulation shall be sent to the Commission, in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, which shall apply mutatis mutandis. The Commission shall without delay inform the Member States and forward the application to the European Food Safety Authority (hereinafter referred to as the “Authority”).’;; (b) in paragraph 2, point (c) is replaced by the following:; ‘(c) make public the application and any information supplied by the applicant, in accordance with Article 18.’;
(2) Article 18 is replaced by the following:; ‘Article 18; Transparency and confidentiality; 1. The Authority shall make public the application for authorisation, relevant supporting information and any supplementary information supplied by the applicant, as well as its scientific opinions, in accordance with Articles 38 to 39e of Regulation (EC) No 178/2002, which shall apply mutatis mutandis.; 2. In accordance with the conditions and the procedures laid down in Articles 39 to 39e of Regulation (EC) No 178/2002 and in this Article, the applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification. The Authority shall assess the confidentiality request submitted by the applicant.; 3. In addition to the items of information referred to in Article 39(2) of Regulation (EC) No 178/2002 and pursuant to Article 39(3) thereof, the Authority may also grant confidential treatment with respect to the following items of information, where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:; (a) the study plan for studies demonstrating the efficacy of a feed additive in terms of the aims of its intended use as defined in Article 6(1) of, and Annex I to, this Regulation; and; (b) specifications of the impurities of the active substance and the relevant methods of analysis developed internally by the applicant, except for impurities that may have adverse effects on animal health, human health, or the environment.; 4. This Article is without prejudice to Article 41 of Regulation (EC) No 178/2002.’.
Article 4
Amendments to Regulation (EC) No 2065/2003
Regulation (EC) No 2065/2003 is amended as follows:
(1) Article 7 is amended as follows:; (a) in paragraph 2, point (c) is replaced by the following:; ‘(c) The Authority shall:; (i) inform without delay the Commission and the other Member States of the application and shall make the application and any supplementary information supplied by the applicant available to them; and; (ii) make public the application, relevant supporting information and any supplementary information supplied by the applicant, in accordance with Articles 14 and 15.’;; (b) paragraph 4 is replaced by the following:; ‘4. The Authority shall publish detailed guidance, following the agreement with the Commission, concerning the preparation and the submission of the application, referred to in paragraph 1 of this Article, taking into account standard data formats, where they exist in accordance with Article 39f of Regulation (EC) No 178/2002.’;
(2) in Article 14, paragraph 1 is replaced by the following:; ‘1. The Authority shall make public the application for authorisation, relevant supporting information and any supplementary information supplied by the applicant as well as its scientific opinions, in accordance with Articles 38 to 39e of Regulation (EC) No 178/2002.’;
(3) Article 15 is replaced by the following:; ‘Article 15; Confidentiality; 1. In accordance with the conditions and the procedures laid down in Articles 39 to 39e of Regulation (EC) No 178/2002:; (a) the applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification; and; (b) the Authority shall assess the confidentiality request submitted by the applicant.; 2. This Article is without prejudice to Article 41 of Regulation (EC) No 178/2002.’.
Article 5
Amendments to Regulation (EC) No 1935/2004
Regulation (EC) No 1935/2004 is amended as follows:
(1) Article 9 is amended as follows:; (a) in paragraph 1, point (c) is replaced by the following:; ‘(c) the Authority shall without delay:; (i) inform the Commission and the other Member States of the application and shall make the application and any supplementary information supplied by the applicant available to them; and; (ii) make public the application, relevant supporting information and any supplementary information supplied by the applicant, in accordance with Articles 19 and 20.’;; (b) paragraph 2 is replaced by the following:; ‘2. The Authority shall publish detailed guidelines, following the agreement with the Commission, concerning the preparation and the submission of the application, taking into account standard data formats, where they exist in accordance with Article 39f of Regulation (EC) No 178/2002, which shall apply mutatis mutandis.’;
(2) in Article 19, paragraph 1 is replaced by the following:; ‘1. The Authority shall make public the application for authorisation, relevant supporting information and any supplementary information supplied by the applicant, as well as its scientific opinions, in accordance with Articles 38 to 39e of Regulation (EC) No 178/2002, which shall apply mutatis mutandis, and with Article 20 of this Regulation.’;
(3) Article 20 is replaced by the following:; ‘Article 20; Confidentiality; 1. In accordance with the conditions and the procedures laid down in Articles 39 to 39e of Regulation (EC) No 178/2002 and in this Article:; (a) the applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification; and; (b) the Authority shall assess the confidentiality request submitted by the applicant.; 2. In addition to the items of information referred to in Article 39(2) of Regulation (EC) No 178/2002 and pursuant to Article 39(3) thereof, the Authority may also grant confidential treatment with respect to the following items of information, where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:; (a) any information provided in detailed descriptions of starting substances and mixtures used to manufacture the substance subject to the authorisation, the composition of mixtures, materials or articles in which the applicant intends to use that substance, the manufacturing methods of those mixtures, materials or articles, impurities, and migration testing results, except for information which is relevant to the assessment of safety;; (b) the trademark under which the substance shall be marketed as well as the tradename of the mixtures, material or articles in which it shall be used, where applicable; and; (c) any other information deemed confidential within the specific procedural rules referred to in point (n) of Article 5(1) of this Regulation.; 3. This Article is without prejudice to Article 41 of Regulation (EC) No 178/2002.’.
Article 6
Amendments to Regulation (EC) No 1331/2008
Regulation (EC) No 1331/2008 is amended as follows:
(1) in Article 6, the following paragraph is added:; ‘5. The Authority shall make public the additional information supplied by the applicant in accordance with Articles 11 and 12.’;
(2) Article 11 is replaced by the following:; ‘Article 11; Transparency; Where the Commission requests the opinion of the Authority in accordance with Article 3(2) of this Regulation, the Authority shall make public without delay the application for authorisation, relevant supporting information and any supplementary information supplied by the applicant, as well as its scientific opinions, in accordance with Articles 38 to 39e of Regulation (EC) No 178/2002. The Authority shall also make public any request for its opinion as well as any extension of period pursuant to Article 6(1) of this Regulation.’;
(3) Article 12 is replaced by the following:; ‘Article 12; Confidentiality; 1. The applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification, upon submission of the application.; 2. Where an opinion by the Authority is required in accordance with Article 3(2) of this Regulation, the Authority shall assess the confidentiality request submitted by the applicant, in accordance with Articles 39 to 39e of Regulation (EC) No 178/2002.; 3. In addition to the items of information referred to in Article 39(2) of Regulation (EC) No 178/2002 and pursuant to Article 39(3) thereof, the Authority may also grant confidential treatment with respect to the following items of information, where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:; (a) where applicable, information provided in detailed descriptions of starting substances and starting preparations and on how they are used to manufacture the substance subject to the authorisation, and detailed information on the nature and composition of the materials or products in which the applicant intends to use the substance subject to the authorisation, except for information which is relevant to the assessment of safety;; (b) where applicable, detailed analytical information on the variability and stability of individual production batches of the substance subject to the authorisation, except for information which is relevant to the assessment of safety.; 4. Where an opinion by the Authority is not required in accordance with Article 3(2) of this Regulation, the Commission shall assess the confidentiality request submitted by the applicant. Articles 39, 39a and 39d of Regulation (EC) No 178/2002 and paragraph 3 of this Article shall apply mutatis mutandis.; 5. This Article is without prejudice to Article 41 of Regulation (EC) No 178/2002.’.
Article 7
Amendments to Regulation (EC) No 1107/2009
Regulation (EC) No 1107/2009 is amended as follows:
(1) Article 7 is amended as follows:; (a) in paragraph 1, the first subparagraph is replaced by the following:; ‘An application for the approval of an active substance or for an amendment to the conditions of an approval shall be submitted by the producer of the active substance to a Member State (the “rapporteur Member State”), together with a summary and a complete dossier as provided for in Article 8(1) and (2) of this Regulation or a scientifically reasoned justification for not providing certain parts of those dossiers, demonstrating that the active substance fulfils the approval criteria provided for in Article 4 of this Regulation. The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, which shall apply mutatis mutandis.’;; (b) paragraph 3 is replaced by the following:; ‘3. When submitting the application, the applicant may submit a request, pursuant to Article 63, to treat certain information, including certain parts of the dossier, as confidential and shall physically separate that information.; Member States shall assess the confidentiality requests. After consultation with the Authority, the rapporteur Member States shall decide what information is to be treated as confidential, in accordance with Article 63.; The Authority, following consultations with the Member States, shall lay down practical arrangements to ensure the consistency of those assessments.’;
(2) Article 10 is replaced by the following:; ‘Article 10; Public access to the dossiers; The Authority shall without delay make the dossiers referred to in Article 8, including any supplementary information supplied by the applicant, available to the public, with the exception of any information to which the rapporteur Member State has granted confidential treatment pursuant to Article 63.’;
(3) In Article 15, paragraph 1 is replaced by the following:; ‘1. The application provided for in Article 14 of this Regulation shall be submitted by a producer of the active substance to a Member State, with a copy to the Commission, to the other Member States and to the Authority, no later than three years before the expiry of the approval. The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002, which shall apply mutatis mutandis.’;
(4) Article 16 is replaced by the following:; ‘Article 16; Public access to the information for renewal; The Authority shall assess, without delay, any confidentiality request and make available to the public the information provided by the applicant under Article 15 as well as any other supplementary information submitted by the applicant, except for information in respect of which confidential treatment has been requested and granted by the Authority pursuant to Article 63.; The Authority, following consultations with the Member States, shall lay down practical arrangements to ensure the consistency of those assessments.’;
(5) in Article 63, paragraphs 1, 2 and 3 are replaced by the following:; ‘1. An applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification.; 2. Confidential treatment may be granted only with respect to the following items of information, where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:; (a) information referred to in Article 39(2) of Regulation (EC) No 178/2002;; (b) the specification of impurity of the active substance and the related methods of analysis for impurities in the active substance as manufactured, except for the impurities that are considered to be toxicologically, ecotoxicologically or environmentally relevant and the related methods of analysis for such impurities;; (c) results of production batches of the active substance including impurities; and; (d) information on the complete composition of a plant protection product.; 2a. Where the Authority assesses confidentiality requests under this Regulation, the conditions and the procedures laid down in Articles 39 to 39e of Regulation (EC) No 178/2002 and paragraph 2 of this Article shall apply.; 2b. Where Member States assess confidentiality requests under this Regulation, the following requirements and procedures apply:; (a) confidentiality treatment may only be granted with respect to information listed in paragraph 2;; (b) where the Member State has decided which information is to be treated as confidential, it shall inform the applicant of its decision;; (c) Member States, the Commission and the Authority shall take the necessary measures so that information for which confidential treatment has been granted is not made public;; (d) Article 39e of Regulation (EC) No 178/2002 shall apply mutatis mutandis;; (e) notwithstanding paragraph 2 and points (c) and (d) of this paragraph:; (i) where urgent action is essential to protect human health, animal health or the environment, such as in emergency situations, the Member State may disclose the information referred to in paragraph 2;; (ii) information which forms part of the conclusions of the scientific outputs delivered by the Authority and which relate to foreseeable effects on human health, animal health or the environment shall nevertheless be made public. In that case, Article 39c of Regulation (EC) No 178/2002 shall apply;; (f) if the applicant withdraws or has withdrawn an application, Member States, the Commission and the Authority shall respect the confidentiality as granted in accordance with this Article. Where the withdrawal of the application takes place before the Member State has decided on the relevant confidentiality request, Member States, the Commission and the Authority shall not make public the information for which confidentiality has been requested.; 3. This Article is without prejudice to Directive 2003/4/EC (*7) and Regulations (EC) No 1049/2001 (*8) and (EC) No 1367/2006 (*9) of the European Parliament and of the Council.; (*7) Directive 2003/4/EC of the European Parliament and of the Council of 28 January 2003 on public access to environmental information and repealing Council Directive 90/313/EEC (OJ L 41, 14.2.2003, p. 26)."; (*8) Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and Commission documents (OJ L 145, 31.5.2001, p. 43)."; (*9) Regulation (EC) No 1367/2006 of the European Parliament and of the Council of 6 September 2006 on the application of the provisions of the Aarhus Convention on Access to Information, Public Participation in Decision-making and Access to Justice in Environmental Matters to Community institutions and bodies (OJ L 264, 25.9.2006, p. 13).’."
Article 8
Amendments to Regulation (EU) 2015/2283
Regulation (EU) 2015/2283 is amended as follows:
(1) Article 10 is amended as follows:; (a) paragraph 1 is replaced by the following:; ‘1. The procedure for authorising the placing on the market within the Union of a novel food and updating of the Union list provided for in Article 9 of this Regulation shall start either on the Commission's initiative or following an application to the Commission by an applicant, in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002. The Commission shall make the application available to the Member States without delay. The Commission shall make a summary of the application, based on the information referred to in points (a), (b) and (e) of paragraph 2 of this Article, publicly available.’;; (b) paragraph 3 is replaced by the following:; ‘3. Where the Commission requests an opinion from the European Food Safety Authority (the “Authority”), the Authority shall make public the application in accordance with Article 23 and shall give its opinion as to whether the update is liable to have an effect on human health.’;
(2) in Article 15, paragraph 2 is replaced by the following:; ‘2. Within four months from the date on which a valid notification is forwarded by the Commission in accordance with paragraph 1 of this Article, a Member State or the Authority may submit to the Commission duly reasoned safety objections to the placing on the market within the Union of the traditional food concerned. Where the Authority submits duly reasoned safety objections, it shall make public, without delay, the notification, pursuant to Article 23, which shall apply mutatis mutandis.’;
(3) Article 16 is amended as follows:; (a) in the first paragraph, the following sentence is added:; ‘The application shall be submitted in accordance with standard data formats, where they exist pursuant to Article 39f of Regulation (EC) No 178/2002.’;; (b) in the second paragraph, the following sentence is added:; ‘The Authority shall make public the application, relevant supporting information and any supplementary information supplied by the applicant in accordance with Article 23.’;
(4) Article 23 is replaced by the following:; ‘Article 23; Transparency and confidentiality; 1. Where the Commission requests the opinion of the Authority in accordance with Article 10(3) and Article 16 of this Regulation, the Authority shall make public the application for authorisation, relevant supporting information and any supplementary information supplied by the applicant, as well as its scientific opinions, in accordance with Articles 38 to 39e of Regulation (EC) No 178/2002 and with this Article.; 2. The applicant may submit a request to treat certain parts of the information submitted under this Regulation as confidential, accompanied by verifiable justification, upon submission of the application.; 3. Where the Commission requests the opinion of the Authority in accordance with Article 10(3) and Article 16 of this Regulation, the Authority shall assess the confidentiality request submitted by the applicant in accordance with Articles 39 to 39e of Regulation (EC) No 178/2002.; 4. In addition to the items of information referred to in Article 39(2) of Regulation (EC) No 178/2002 and pursuant to Article 39(3) thereof, the Authority may also grant confidential treatment with respect to the following items of information, where the disclosure of such information is demonstrated by the applicant to potentially harm its interests to a significant degree:; (a) where applicable, information provided in detailed descriptions of starting substances and starting preparations and on how they are used to manufacture the novel food subject to the authorisation, and detailed information on the nature and composition of the specific foods or food categories in which the applicant intends to use that novel food, except for information which is relevant to the assessment of safety;; (b) where applicable, detailed analytical information on the variability and stability of individual production batches, except for information which is relevant to the assessment of safety.; 5. Where the Commission does not request the Authority's opinion pursuant to Articles 10 and 16 of this Regulation, the Commission shall assess the confidentiality request submitted by the applicant. Articles 39, 39a and 39d of Regulation (EC) No 178/2002 and paragraph 4 of this Article shall apply mutatis mutandis.; 6. This Article is without prejudice to Article 41 of Regulation (EC) No 178/2002.’.
Article 9
Amendments to Directive 2001/18/EC
Directive 2001/18/EC is amended as follows:
(1) in Article 6, the following paragraph is inserted:; ‘2a. The notification referred to in paragraph 1 shall be submitted in accordance with standard data formats, where they exist under Union law.’;
(2) in Article 13, the following paragraph is inserted:; ‘2a. The notification referred to in paragraph 1 shall be submitted in accordance with standard data formats, where they exist under Union law.’;
(3) Article 25 is replaced by the following:; ‘Article 25; Confidentiality; 1. The notifier may submit a request to the competent authority to treat certain parts of the information submitted under this Directive as confidential, accompanied by verifiable justification, in accordance with paragraphs 3 and 6.; 2. The competent authority shall assess the confidentiality request submitted by the notifier.; 3. Upon request of a notifier, the competent authority may grant confidential treatment only with respect to the following items of information, upon verifiable justification, where the disclosure of such information is demonstrated by the notifier to potentially harm its interests to a significant degree:; (a) items of information referred to in points (a), (b) and (c) of Article 39(2) of Regulation (EC) No 178/2002;; (b) DNA sequence information, except for sequences used for the purpose of detection, identification and quantification of the transformation event; and; (c) breeding patterns and strategies.; 4. The competent authority shall, after consultation with the notifier, decide which information is to be treated as confidential and shall inform the notifier of its decision.; 5. Member States, the Commission and the relevant Scientific Committee(s) shall take the necessary measures to ensure that confidential information notified or exchanged under this Directive is not made public.; 6. The relevant provisions of Articles 39e and 41 of Regulation (EC) No 178/2002 shall apply mutatis mutandis.; 7. Notwithstanding paragraphs 3, 5 and 6 of this Article:; (a) where urgent action is essential to protect human health, animal health or the environment, such as in emergency situations, the competent authority may disclose the information referred to in paragraph 3; and; (b) information which forms part of the conclusions of the scientific outputs delivered by the relevant Scientific Committee(s) or the conclusions of the assessment reports and which relate to foreseeable effects on human health, animal health or the environment shall nevertheless be made public. In that case, Article 39c of Regulation (EC) No 178/2002 shall apply.; 8. In the event of a withdrawal of the notification by the notifier, Member States, the Commission and the relevant Scientific Committee(s) shall respect the confidentiality as granted by the competent authority in accordance with this Article. Where the withdrawal of the notification takes place before the competent authority has decided on the relevant confidentiality request, Member States, the Commission and the relevant Scientific Committee(s) shall not make public the information for which confidentiality has been requested.’;
(4) in Article 28, the following paragraph is added:; ‘4. Where the relevant Scientific Committee is consulted in accordance with paragraph 1 of this Article, it shall make public without delay the notification, relevant supporting information and any supplementary information supplied by the notifier, as well as its scientific opinions, with the exception of any information to which the competent authority has granted confidential treatment in accordance with Article 25.’.
Article 10
Transitional measures
1. This Regulation shall not apply to applications under Union law as well as requests for scientific outputs submitted to the Authority before 27 March 2021.
2. The term of office of the members of the Management Board of the Authority (the ‘Management Board’) who are in office on 30 June 2022, shall expire on that date. Notwithstanding the dates of application referred to in Article 11, the procedure for nomination and appointment of members to the Management Board set out in point 4 of Article 1 shall apply for the purposes of allowing the members appointed under those rules to start their term of office on 1 July 2022.
3. Notwithstanding the dates of application referred to in Article 11, the term of office of the members of the Scientific Committee and of the Scientific Panels who are in office on 30 June 2021, shall be prolonged until the members of that Scientific Committee and those Scientific Panels appointed according to the selection and appointment procedure laid down in point 5 of Article 1 start their term of office.
Article 11
Entry into force
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
It shall apply from 27 March 2021.
However, points 4 and 5 of Article 1 shall apply from 1 July 2022.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 20 June 2019.
For the European Parliament
The President
A. TAJANI
For the Council
The President
G. CIAMBA
(1) OJ C 440, 6.12.2018, p. 158.
(2) OJ C 461, 21.12.2018, p. 225.
(3) Position of the European Parliament of 17 April 2019 (not yet published in the Official Journal) and the decision of the Council of 13 June 2019.
(4) Regulation (EC) No 178/2002 of the European Parliament and of the Council of 28 January 2002 laying down the general principles and requirements of food law, establishing the European Food Safety Authority and laying down procedures in matters of food safety (OJ L 31, 1.2.2002, p. 1).
(5) Directive 2010/63/EU of the European Parliament and of the Council of 22 September 2010 on the protection of animals used for scientific purposes (OJ L 276, 20.10.2010, p. 33).
(6) Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (OJ L 295, 21.11.2018, p. 39).
(7) Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) (OJ L 119, 4.5.2016, p. 1).
(8) Directive 2004/10/EC of the European Parliament and of the Council of 11 February 2004 on the harmonisation of laws, regulations and administrative provisions relating to the application of the principles of good laboratory practice and the verification of their applications for tests on chemical substances (OJ L 50, 20.2.2004, p. 44).
(9) Regulation (EC) No 1829/2003 of the European Parliament and of the Council of 22 September 2003 on genetically modified food and feed (OJ L 268, 18.10.2003, p. 1).
(10) Regulation (EC) No 1831/2003 of the European Parliament and of the Council of 22 September 2003 on additives for use in animal nutrition (OJ L 268, 18.10.2003, p. 29).
(11) Regulation (EC) No 2065/2003 of the European Parliament and of the Council of 10 November 2003 on smoke flavourings used or intended for use in or on foods (OJ L 309, 26.11.2003, p. 1).
(12) Regulation (EC) No 1935/2004 of the European Parliament and of the Council of 27 October 2004 on materials and articles intended to come into contact with food and repealing Directives 80/590/EEC and 89/109/EEC (OJ L 338, 13.11.2004, p. 4).
(13) Regulation (EC) No 1331/2008 of the European Parliament and of the Council of 16 December 2008 establishing a common authorisation procedure for food additives, food enzymes and food flavourings (OJ L 354, 31.12.2008, p. 1).
(14) Regulation (EC) No 1107/2009 of the European Parliament and of the Council of 21 October 2009 concerning the placing of plant protection products on the market and repealing Council Directives 79/117/EEC and 91/414/EEC (OJ L 309, 24.11.2009, p. 1).
(15) Regulation (EU) 2015/2283 of the European Parliament and of the Council of 25 November 2015 on novel foods, amending Regulation (EU) No 1169/2011 of the European Parliament and of the Council and repealing Regulation (EC) No 258/97 of the European Parliament and of the Council and Commission Regulation (EC) No 1852/2001 (OJ L 327, 11.12.2015, p. 1).
(16) Directive 2001/18/EC of the European Parliament and of the Council of 12 March 2001 on the deliberate release into the environment of genetically modified organisms and repealing Council Directive 90/220/EEC (OJ L 106, 17.4.2001, p. 1).
(17) Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and Commission documents (OJ L 145, 31.5.2001, p. 43).
(18) Regulation (EC) No 1367/2006 of the European Parliament and of the Council of 6 September 2006 on the application of the provisions of the Aarhus Convention on Access to Information, Public Participation in Decision-making and Access to Justice in Environmental Matters to Community institutions and bodies (OJ L 264, 25.9.2006, p. 13).
(19) Directive 2003/4/EC of the European Parliament and of the Council of 28 January 2003 on public access to environmental information and repealing Council Directive 90/313/EEC (OJ L 41, 14.2.2003, p. 26).
(20) Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission's exercise of implementing powers (OJ L 55, 28.2.2011, p. 13).
(21) Regulation (EC) No 45/2001 of the European Parliament and of the Council of 18 December 2000 on the protection of individuals with regard to the processing of personal data by the Community institutions and bodies and on the free movement of such data (OJ L 8, 12.1.2001, p. 1).